-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwIgAC6TcmtzHZEVDEuMuAS658Tr70CvHJl9VzqqaIlvx9Ym8OWZxPqcTPU0MonW P2z3p/l7V4GCQSLVoetGBg== 0001004744-99-000019.txt : 19991109 0001004744-99-000019.hdr.sgml : 19991109 ACCESSION NUMBER: 0001004744-99-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05536 FILM NUMBER: 99742878 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Principal - Administration Phone: 212-508-6300 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY November 4, 1999 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $699,099 (thousands) List of Other Included Managers: NONE ........................... NAME OF ISSUER ............. TITLE CUSIP VALUE SHARES/ SH/ Put/ INVTMT OTHER VOTING AUTHORITY ('000) Prn Amt PRN Call DSCRTN MGRS SOLE SHARED NONE Abgenix Inc Common 00339B107 $ 34,133 871,000 SH SOLE N/A 783,000 N/A 88,000 Affymetrix Inc Common 00826T108 $ 7,255 73,700 SH SOLE N/A 44,200 N/A 29,500 Alexion Pharmaceuticals Inc Common 015351109 $ 12,316 835,000 SH SOLE N/A 812,000 N/A 23,000 Alza Corp Common 022615157 $ 19 607,000 SH SOLE N/A - N/A 607,000 American Superconductor Corp Common 030111108 $ 5,666 368,500 SH SOLE N/A 109,500 N/A 259,000 Aradigm Corp Common 038505103 $ 9,376 1,027,500 SH SOLE N/A 885,000 N/A 142,500 Arcadia Financial Ltd Common 039101100 $ 116 26,900 SH SOLE N/A - N/A 26,900 Asymetrix Learning Systems Common 045927100 $ 2,334 260,262 SH SOLE N/A 110,817 N/A 149,445 Axys Pharmaceuticals Inc Common 054635107 $ 7,347 1,865,600 SH SOLE N/A 1,417,000 N/A 448,600 Banca Quadrum S.A.-Spon Adr ADR 05944R108 $ 743 625,200 SH SOLE N/A 255,000 N/A 370,200 Biopure Corp Common 09065H105 $ 9,306 954,436 SH SOLE N/A 829,924 N/A 124,512 Checkfree Holdings Corp Common 162816102 $ 20,632 501,700 SH SOLE N/A 385,500 N/A 116,200 Citigroup Inc Common 172967101 $ 23,692 538,465 SH SOLE N/A 397,075 N/A 141,390 Collagenex Pharmaceuticals Common 19419B100 $ 16,174 924,200 SH SOLE N/A 788,000 N/A 136,200 Columbia Hca Healthcare Corp Common 197677107 $ 21,710 1,024,650 SH SOLE N/A 802,300 N/A 222,350 Compaq Computer Corp Common 204493100 $ 1,080 47,200 SH SOLE N/A 41,200 N/A 6,000 Coulter Pharmaceutical Inc Common 222116105 $ 7,497 537,900 SH SOLE N/A 430,000 N/A 107,900 Counsel Corp Common 22226R102 $ 196 58,000 SH SOLE N/A - N/A 58,000 Emcore Corp Common 290846104 $ 7,423 535,000 SH SOLE N/A 481,000 N/A 54,000 Energy Biosystems Corp Common 29265L706 $ 4,624 1,681,614 SH SOLE N/A 1,271,066 N/A 410,548 General Electric Co Common 369604103 $ 237 2,000 SH SOLE N/A - N/A 2,000 Hellenic Telecommun Org ADR 423325307 $ 8,201 733,000 SH SOLE N/A 690,500 N/A 42,500 Heska Corp Common 42805E108 $ 3,452 1,534,000 SH SOLE N/A 1,075,000 N/A 459,000 Informix Corp Common 456779107 $ 18,105 2,280,800 SH SOLE N/A 1,836,500 N/A 444,300 Intergraph Corp Common 458683109 $ 15,478 2,751,700 SH SOLE N/A 2,031,000 N/A 720,700 Ion Networks Inc Common 46205P100 $ 10,300 2,000,000 SH SOLE N/A 1,560,000 N/A 440,000 JDS Uniphase Corp Common 46612J101 $ 19,792 173,900 SH SOLE N/A 133,300 N/A 40,600 Korea Telecom Corporation ADR 50063P103 $ 11,877 321,000 SH SOLE N/A 306,000 N/A 15,000 Landec Corp Common 514766104 $ 6,894 1,345,100 SH SOLE N/A 763,000 N/A 582,100 MCI Worldcom Inc. Common 55268B106 $ 17,422 242,388 SH SOLE N/A 213,100 N/A 29,288 McKesson Hboc Inc Common 58155Q103 $ 19,311 665,900 SH SOLE N/A 541,000 N/A 124,900 Metals USA Inc Common 591324108 $ 16,272 1,597,200 SH SOLE N/A 1,176,500 N/A 420,700 Mission Critical Software Common 605047109 $ 80,354 1,805,715 SH SOLE N/A 1,227,318 N/A 578,397 Neopath Inc Common 640517108 $ 11,184 2,323,800 SH SOLE N/A 1,751,000 N/A 572,800 Nextel Communications Corp Common 65332V103 $ 27,539 406,100 SH SOLE N/A 295,200 N/A 110,900 Northeast Utilities Common 664397106 $ 21,054 1,145,800 SH SOLE N/A 821,000 N/A 324,800 Paradigm Geophysical Ltd Common 69900J104 $ 3,812 663,000 SH SOLE N/A 577,000 N/A 86,000 Phycor Inc Common 71940F100 $ 11,429 2,612,400 SH SOLE N/A 2,009,000 N/A 603,400 PMC Capital Inc Common 693430100 $ 224 26,765 SH SOLE N/A - N/A 26,765 Polaroid Corp Common 731095105 $ 17,979 691,500 SH SOLE N/A 560,500 N/A 131,000 Premiere Technologies Inc Common 74058F102 $ 3,401 572,700 SH SOLE N/A 518,000 N/A 54,700 Pt Pasifik Satel Nusantara ADR 69365Q106 $ 7,675 1,006,500 SH SOLE N/A 552,800 N/A 453,700 Rational Software Corp Common 75409P202 $ 14,108 481,800 SH SOLE N/A 409,600 N/A 72,200 Rochester Medical Corp Common 771497104 $ 5,327 553,500 SH SOLE N/A 272,500 N/A 281,000 Service Corp International Common 817565104 $ 12,259 1,160,600 SH SOLE N/A 940,500 N/A 220,100 Shared Technologies Cellular Common 819487109 $ 14,181 1,620,742 SH SOLE N/A 1,546,742 N/A 74,000 Sonosite Inc Common 83568G104 $ 9,436 361,200 SH SOLE N/A 196,000 N/A 165,200 Sony Corp ADR 835699307 $ 5,729 38,175 SH SOLE N/A 18,800 N/A 19,375 Spacehab Inc Common 846243103 $ 7,402 1,518,370 SH SOLE N/A 1,278,348 N/A 240,022 Suiza Foods Corp Common 865077101 $ 23,535 627,600 SH SOLE N/A 522,100 N/A 105,500 Sylvan Learning Systems Inc Common 871399101 $ 17,188 887,100 SH SOLE N/A 705,900 N/A 181,200 Tab Products Common 873197107 $ 262 48,700 SH SOLE N/A 48,600 N/A 100 Teekay Shipping Corp Common V89564104 $ 8,339 533,700 SH SOLE N/A 452,000 N/A 81,700 Telebras Holdrs ADR 879287308 $ 11,458 154,310 SH SOLE N/A 123,000 N/A 31,310 Tv Filme Inc Common 873071104 $ 50 230,000 SH SOLE N/A 10,000 N/A 220,000 U.S. Plastic Lumber Corp Common 902948108 $ 12,375 1,250,000 SH SOLE N/A 1,075,000 N/A 175,000 United Therapeutics Corp Common 91307C102 $ 16,635 576,100 SH SOLE N/A 506,000 N/A 70,100 Vaxgen Inc Common 922390208 $ 3,118 213,200 SH SOLE N/A 113,500 N/A 99,700 Vidamed Inc Common 926530106 $ 6,603 2,515,350 SH SOLE N/A 2,335,850 N/A 179,500 Xoma Ltd Common G9825R107 $ 4,401 1,498,000 SH SOLE N/A 1,226,000 N/A 272,000 Zemex Corp Common 988910105 $ 3,062 433,507 SH SOLE N/A 270,738 N/A 162,769
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