0001127602-21-009927.txt : 20210309 0001127602-21-009927.hdr.sgml : 20210309 20210309180835 ACCESSION NUMBER: 0001127602-21-009927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horgen Jay C. CENTRAL INDEX KEY: 0001432993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13459 FILM NUMBER: 21727258 MAIL ADDRESS: STREET 1: AFFILIATED MANAGERS GROUP, INC. STREET 2: 777 S. FLAGLER DR., SUITE 1201 E. TOWER CITY: WEST PALM BEACH STATE: FL ZIP: 33401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFILIATED MANAGERS GROUP, INC. CENTRAL INDEX KEY: 0001004434 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 043218510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 SOUTH FLAGLER DRIVE STREET 2: SUITE 1401 EAST TOWER CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (800) 345-1100 MAIL ADDRESS: STREET 1: 777 SOUTH FLAGLER DRIVE STREET 2: SUITE 1401 EAST TOWER CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FORMER COMPANY: FORMER CONFORMED NAME: AFFILIATED MANAGERS GROUP INC DATE OF NAME CHANGE: 19970822 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-05 0001004434 AFFILIATED MANAGERS GROUP, INC. AMG 0001432993 Horgen Jay C. C/O AFFILIATED MANAGERS GROUP, INC. 777 SOUTH FLAGLER DRIVE WEST PALM BEACH FL 33401 1 1 President and CEO Common Stock 2021-03-05 4 A 0 19298 0 A 155324 D Common Stock 2021-03-05 4 F 0 7778 139.31 D 147546 D Common Stock 5500 I By Family Trusts Stock Units 2021-03-05 4 A 0 47988 0 A Common Stock 47988 47988 D Stock Units 2021-03-05 4 A 0 10050 0 A Common Stock 10050 10050 D Awards granted in January 2017 and 2018, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements. Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the settlement of the awards described above. Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2022, 2023, 2024 and 2025. /s/ David M. Billings, Attorney-in-Fact 2021-03-09