0001004248-13-000002.txt : 20130418
0001004248-13-000002.hdr.sgml : 20130418
20130418154951
ACCESSION NUMBER: 0001004248-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130418
DATE AS OF CHANGE: 20130418
EFFECTIVENESS DATE: 20130418
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LANE DOUGLAS C & ASSOCIATES INC
CENTRAL INDEX KEY: 0001004248
IRS NUMBER: 133776773
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05200
FILM NUMBER: 13769257
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122627670
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: LANE CAPITAL MANAGEMENT/NY
DATE OF NAME CHANGE: 19990325
13F-HR
1
table13f.txt
TABLE 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Douglas C. Lane & Associates, Inc.
Address: 777 Third Avenue, 38th Floor
New York, NY 10017
Form 13F File Number: 28-5200
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nicole Solinga-Stasi
Title: Assistant Compliance Officer
Phone: (212) 262-7670
Signature, Place, and Date of Signing:
Nicole Solinga-Stasi New York, NY 4/18/13
------------------------------------- -------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one)
[x ] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported
are in this report, and all holdings are reported
by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion
of the holdings for this reporting manager are
reported in this report and a portion are reported
by other reporting manager(s).
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 189
Form 13F Information Table Value Total: 2,446,913 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F
file number(s) of all institutional investment managers
with respect to which this report is filed, other than
the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COMMON 88579Y101 31183 293318.163SH SOLE 25000.000 268318.162
ABBOTT LABORATORIES COMMON 002824100 19266 545473.496SH SOLE 15310.000 530163.496
ABBVIE INC COMMON 00287Y109 18824 461604.000SH SOLE 11710.000 449894.000
ACCENTURE PLC IRELAND SHS CLAS COMMON G1151C101 15327 201746.000SH SOLE 26400.000 175346.000
AIR PRODUCTS & CHEMICALS INC COMMON 009158106 19336 221949.000SH SOLE 22400.000 199549.000
ALCOA INC COMMON 013817101 28575 3353831.405SH SOLE 239000.000 3114831.40
ALLSCRIPTS HEALTHCARE COMMON 01988P108 1540 113325.000SH SOLE 113325.000
ALTRIA GROUP INC COMMON 02209S103 618 17971.771SH SOLE 3520.000 14451.771
AMAZON.COM INC COMMON 023135106 340 1274.000 SH SOLE 800.000 474.000
AMERICAN EXPRESS CO COMMON 025816109 14635 216949.894SH SOLE 41010.000 175939.894
AMERICAN INTL GROUP NEW COMMON 026874784 2658 68475.000SH SOLE 68475.000
AMERICAN TOWER CORP REIT COMMON 03027X100 12660 164585.000SH SOLE 6190.000 158395.000
AMGEN, INC COMMON 031162100 39405 384401.000SH SOLE 25600.000 358801.000
AMR CORP COMMON 001765106 42 10200.000SH SOLE 10200.000
ANADARKO PETROLEUM CORP COMMON 032511107 524 5992.000 SH SOLE 5992.000
ANNALY CAPITAL MANAGEMENT INC COMMON 035710409 175 11025.000SH SOLE 11025.000
APACHE CORP COMMON 037411105 3042 39418.249SH SOLE 39418.249
APPLE INC COMMON 037833100 6000 13555.411SH SOLE 660.000 12895.411
APPLIED MATERIALS, INC COMMON 038222105 986 73110.000SH SOLE 73110.000
AT&T INC COMMON 00206R102 874 23823.804SH SOLE 23823.804
AUTOMATIC DATA PROCESSING COMMON 053015103 7933 121983.190SH SOLE 25700.000 96283.190
AVALONBAY COMMUNITIES INC COMMON 053484101 6671 52666.000SH SOLE 52666.000
BAKER HUGHES INC COMMON 057224107 391 8430.000 SH SOLE 8430.000
BANK OF AMERICA CORP COMMON 060505104 248 20384.000SH SOLE 20384.000
BECTON DICKINSON & CO COMMON 075887109 432 4520.000 SH SOLE 4520.000
BERKSHIRE HATHAWAY INC CL B NE COMMON 084670702 673 6457.000 SH SOLE 6457.000
BLACKSTONE GROUP L P UNIT LTD COMMON 09253U108 13263 670515.000SH SOLE 126500.000 544015.000
BOEING CO COMMON 097023105 423 4931.000 SH SOLE 4931.000
BORG WARNER INC COMMON 099724106 37994 491253.000SH SOLE 33700.000 457553.000
BRISTOL-MYERS SQUIBB CO COMMON 110122108 29429 714476.500SH SOLE 13000.000 701476.500
CABLEVISION SYSTEMS CORP CL A COMMON 12686C109 182 12147.000SH SOLE 12147.000
CAMERON INTERNATIONAL CORP COMMON 13342B105 1764 27055.000SH SOLE 27055.000
CARBO CERAMICS INC COMMON 140781105 3836 42121.000SH SOLE 500.000 41621.000
CARPENTER TECHNOLOGY CORP COMMON 144285103 1862 37785.000SH SOLE 37785.000
CATERPILLAR INC COMMON 149123101 1953 22460.310SH SOLE 22460.310
CELGENE CORP COMMON 151020104 702 6053.000 SH SOLE 6053.000
CENTURYLINK INC COMMON 156700106 20356 579455.924SH SOLE 11000.000 568455.924
CERNER CORP COMMON 156782104 30223 319006.000SH SOLE 22600.000 296406.000
CHARLES SCHWAB CORP NEW COMMON 808513105 206 11657.567SH SOLE 11657.567
CHEVRON CORP NEW COMMON 166764100 14961 125912.206SH SOLE 15247.000 110665.206
CHINANET ONLINE HOLDINGS COMMON 16949H102 17 20000.000SH SOLE 20000.000
CHUBB CORP COMMON 171232101 586 6697.365 SH SOLE 6697.365
CISCO SYSTEMS INC COMMON 17275R102 42470 2032558.478SH SOLE 152310.000 1880248.47
CITIGROUP INC NEW COMMON 172967424 17870 403937.405SH SOLE 45600.000 358337.405
COACH INC COMMON 189754104 6999 140009.000SH SOLE 11800.000 128209.000
COCA-COLA CO COMMON 191216100 39952 987934.550SH SOLE 29920.000 958014.550
COLGATE PALMOLIVE CO COMMON 194162103 12521 106084.214SH SOLE 2890.000 103194.214
COMCAST CORP CL A COMMON 20030N101 2559 60957.958SH SOLE 38290.000 22667.958
COMCAST CORP SPL CL A (NON VOT COMMON 20030N200 26981 681158.459SH SOLE 12700.000 668458.459
CONOCOPHILLIPS COMMON 20825C104 305 5072.449 SH SOLE 5072.449
CORE LABORATORIES N V COMMON N22717107 268 1945.000 SH SOLE 1945.000
CORNING INC COMMON 219350105 25167 1887980.000SH SOLE 150700.000 1737280.00
COSTCO WHOLESALE CORP NEW COMMON 22160K105 666 6275.000 SH SOLE 1990.000 4285.000
DANAHER CORP DEL COMMON 235851102 31498 506812.014SH SOLE 49000.000 457812.014
DANONE SPONSORED ADR COMMON 23636T100 10073 722605.000SH SOLE 105100.000 617505.000
DEERE & CO COMMON 244199105 903 10507.089SH SOLE 1475.000 9032.089
DELPHI AUTOMOTIVE PLC SHS COMMON G27823106 21949 494344.000SH SOLE 6300.000 488044.000
DELTA AIR LINES, INC COMMON 247361702 50118 3035625.000SH SOLE 194000.000 2841625.00
DENTSPLY INTL INC NEW COMMON 249030107 31108 732995.340SH SOLE 33500.000 699495.340
DIAGEO PLC ADR COMMON 25243Q205 24390 193817.000SH SOLE 20800.000 173017.000
DISCOVERY COMMUNICATIONS NEW S COMMON 25470F104 7945 100899.000SH SOLE 100899.000
DISCOVERY COMMUNICATIONS NEW S COMMON 25470F302 9555 137401.000SH SOLE 137401.000
DISNEY (WALT) CO COMMON 254687106 25876 455559.274SH SOLE 455559.274
DOW CHEMICAL CO COMMON 260543103 7696 241694.000SH SOLE 42500.000 199194.000
DU PONT, (E.I.) COMMON 263534109 408 8308.000 SH SOLE 8308.000
DUKE ENERGY CORP NEW COMMON 26441C204 666 9170.000 SH SOLE 9170.000
DUNKIN BRANDS GROUP INC COMMON 265504100 15367 416695.000SH SOLE 40500.000 376195.000
EATON CORP PLC SHS COMMON G29183103 12030 196413.668SH SOLE 15840.000 180573.668
EBAY INC COMMON 278642103 326 6004.000 SH SOLE 6004.000
ECOLAB INC COMMON 278865100 30273 377568.000SH SOLE 12400.000 365168.000
EMERSON ELECTRIC CO COMMON 291011104 38042 680909.296SH SOLE 43100.000 637809.296
EQUINIX INC NEW COMMON 29444U502 22552 104257.000SH SOLE 3000.000 101257.000
EXPEDITORS INTL OF WASHINGTON COMMON 302130109 20012 560099.000SH SOLE 39800.000 520299.000
EXXON MOBIL CORP COMMON 30231G102 14455 160411.115SH SOLE 18630.000 141781.115
FEDEX CORP COMMON 31428X106 2720 27694.221SH SOLE 27694.221
FORD MOTOR CO COMMON 345370860 39705 3019422.000SH SOLE 180920.000 2838502.00
FULTON FINANCIAL CORP PA COMMON 360271100 235 20100.000SH SOLE 20100.000
GANNETT CO, INC COMMON 364730101 25923 1185323.000SH SOLE 85000.000 1100323.00
GENERAL ELECTRIC CO COMMON 369604103 50813 2197782.431SH SOLE 128800.000 2068982.43
GENERAL MILLS INC COMMON 370334104 844 17107.000SH SOLE 17107.000
GENERAL MOTORS CO COMMON 37045V100 38877 1397443.000SH SOLE 83400.000 1314043.00
GILEAD SCIENCES INC COMMON 375558103 406 8290.000 SH SOLE 8290.000
GOOGLE INC CL A COMMON 38259P508 33742 42486.000SH SOLE 4250.000 38236.000
GRAINGER (W.W.), INC COMMON 384802104 223 993.000 SH SOLE 950.000 43.000
HARMAN INTERNATIONAL INDS INC COMMON 413086109 27159 608543.000SH SOLE 34000.000 574543.000
HARTCOURT COMPANIES INC NEW COMMON 416187201 0 10000.000SH SOLE 10000.000
HEINZ (H.J.) CO COMMON 423074103 547 7570.000 SH SOLE 7570.000
HERSHEY CO COMMON 427866108 327 3734.000 SH SOLE 1950.000 1784.000
HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 25328 1137810.000SH SOLE 108000.000 1029810.00
HOME DEPOT INC COMMON 437076102 228 3261.000 SH SOLE 3261.000
HONEYWELL INTL INC COMMON 438516106 6667 88485.000SH SOLE 2000.000 86485.000
HSBC HLDGS PLC SPON ADR NEW COMMON 404280406 20507 384466.000SH SOLE 38400.000 346066.000
HUBBELL, INC CL A COMMON 443510102 4747 53940.000SH SOLE 53940.000
HUBBELL, INC CL B COMMON 443510201 3643 37510.000SH SOLE 37510.000
IHS INC CL A COMMON 451734107 5003 47778.000SH SOLE 1550.000 46228.000
ILLINOIS TOOL WORKS INC COMMON 452308109 14028 230199.993SH SOLE 10300.000 219899.993
ILLUMINA INC COMMON 452327109 27314 505995.000SH SOLE 36500.000 469495.000
INTEL CORP COMMON 458140100 16351 748830.137SH SOLE 22205.000 726625.137
INTERNATIONAL BUSINESS MACHINE COMMON 459200101 5971 27995.133SH SOLE 2090.000 25905.133
INTERNATIONAL PAPER CO COMMON 460146103 961 20625.000SH SOLE 20625.000
ISTAR FINANCIAL INC COMMON 45031U101 4460 409555.000SH SOLE 409555.000
JDS UNIPHASE CORP COMMON 46612J507 4397 329005.000SH SOLE 329005.000
JETBLUE AIRWAYS CORP COMMON 477143101 138 20000.000SH SOLE 20000.000
JOHNSON & JOHNSON COMMON 478160104 28476 349269.072SH SOLE 21100.000 328169.072
JOHNSON CONTROLS INC COMMON 478366107 44303 1263280.536SH SOLE 78760.000 1184520.53
JPMORGAN CHASE & CO COMMON 46625H100 23939 504409.822SH SOLE 52900.000 451509.822
KIMBERLY CLARK CORP COMMON 494368103 5975 60982.000SH SOLE 60982.000
KINDER MORGAN ENERGY UT LTD PA COMMON 494550106 296 3300.000 SH SOLE 1200.000 2100.000
KRAFT FOODS GROUP INC COMMON 50076Q106 13364 259339.000SH SOLE 666.000 258673.000
LAMAR ADVERTISING CO CL A COMMON 512815101 17292 355940.000SH SOLE 355940.000
LEE ENTERPRISES INC COMMON 523768109 19 15000.000SH SOLE 15000.000
LIBERTY GLOBAL INC SER C COMMON 530555309 2426 35351.000SH SOLE 35351.000
LIBERTY MEDIA INTERACTIVE SER COMMON 53071M104 262 12280.000SH SOLE 12280.000
LINEAR TECHNOLOGY CORP COMMON 535678106 14586 380148.568SH SOLE 6000.000 374148.568
LUXOTTICA GROUP S P A SPON ADR COMMON 55068R202 24748 492098.000SH SOLE 49700.000 442398.000
MARSH & MCLENNAN COMPANIES, IN COMMON 571748102 4457 117387.000SH SOLE 117387.000
MASTERCARD INC CL A COMMON 57636Q104 33983 62800.000SH SOLE 5400.000 57400.000
MCCLATCHY CO CL A COMMON 579489105 44 15000.000SH SOLE 15000.000
MCCORMICK & CO INC COMMON 579780206 23565 320388.000SH SOLE 18500.000 301888.000
MCDONALD'S CORP COMMON 580135101 333 3344.000 SH SOLE 3344.000
MERCK & CO INC NEW COMMON 58933Y105 41925 948519.205SH SOLE 52200.000 896319.205
MICROCHIP TECHNOLOGY INC COMMON 595017104 33737 917507.851SH SOLE 32200.000 885307.851
MICROSOFT CORP COMMON 594918104 31024 1084571.664SH SOLE 77050.000 1007521.66
MONDELEZ INTL INC CL A COMMON 609207105 20686 675671.573SH SOLE 8000.000 667671.573
NESTLE S A SPON ADR COMMON 641069406 30696 423417.000SH SOLE 31100.000 392317.000
NEWMONT MINING CORP COMMON 651639106 329 7863.000 SH SOLE 7863.000
NEWS CORP CL A COMMON 65248E104 4863 159402.000SH SOLE 2000.000 157402.000
NIELSEN HOLDINGS N V COMMON N63218106 2206 61585.000SH SOLE 61585.000
NOKIA CORP SPON ADR COMMON 654902204 578 176340.000SH SOLE 31000.000 145340.000
NOVARTIS A G SPON ADR COMMON 66987V109 38847 545294.399SH SOLE 18000.000 527294.399
NUCOR CORP COMMON 670346105 532 11525.000SH SOLE 11525.000
ORACLE CORP COMMON 68389X105 217 6697.000 SH SOLE 6697.000
PATTERSON-UTI ENERGY INC COMMON 703481101 1301 54589.000SH SOLE 54589.000
PAYCHEX INC COMMON 704326107 2994 85390.000SH SOLE 85390.000
PEPSICO INC COMMON 713448108 29528 373255.864SH SOLE 25100.000 348155.864
PFIZER INC COMMON 717081103 1743 60401.442SH SOLE 60401.442
PHILIP MORRIS INTL INC COMMON 718172109 925 9981.000 SH SOLE 2130.000 7851.000
PRAXAIR INC COMMON 74005P104 23518 210845.265SH SOLE 17250.000 193595.265
PROCTER & GAMBLE CO COMMON 742718109 25877 335800.435SH SOLE 5700.000 330100.435
PROLOGIS INC COMMON 74340W103 23212 580590.353SH SOLE 55900.000 524690.353
QIAGEN NV ORD COMMON N72482107 35489 1683520.000SH SOLE 102000.000 1581520.00
QUALCOMM INC COMMON 747525103 54409 812802.432SH SOLE 45930.000 766872.432
ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 284 4360.198 SH SOLE 4360.198
SANOFI SPONSORED ADR COMMON 80105N105 14217 278320.000SH SOLE 14400.000 263920.000
SCHLUMBERGER LTD COMMON 806857108 17449 232994.041SH SOLE 17500.000 215494.041
SCHNEIDER ELECTRIC SA ADR COMMON 80687P106 2712 185245.000SH SOLE 185245.000
SONOCO PRODUCTS CO COMMON 835495102 4252 121525.856SH SOLE 121525.856
SOUTHWEST AIRLINES CO COMMON 844741108 24837 1842518.003SH SOLE 5000.000 1837518.00
STARBUCKS CORP COMMON 855244109 9646 169380.000SH SOLE 17660.000 151720.000
STERICYCLE INC COMMON 858912108 31531 296957.000SH SOLE 11800.000 285157.000
SYNOVICS PHARMACEUTICALS INC COMMON 87163M101 0 18000.000SH SOLE 18000.000
SYSCO CORP COMMON 871829107 2476 70399.000SH SOLE 70399.000
TARGET CORP COMMON 87612E106 202 2950.000 SH SOLE 2950.000
TELUS CORP COMMON 87971M103 10289 148880.000SH SOLE 17200.000 131680.000
TEVA PHARMACEUTICAL INDUSTRIES COMMON 881624209 1008 25410.000SH SOLE 25410.000
TEXTRON INC COMMON 883203101 222 7447.891 SH SOLE 7447.891
THERMO FISHER SCIENTIFIC COMMON 883556102 27360 357699.000SH SOLE 40400.000 317299.000
THOMSON REUTERS CORP COMMON 884903105 18743 577077.044SH SOLE 13100.000 563977.044
TIFFANY & CO NEW COMMON 886547108 7188 103363.000SH SOLE 4000.000 99363.000
TIME WARNER CABLE INC COMMON 88732J207 362 3770.000 SH SOLE 3770.000
TIME WARNER INC NEW COMMON 887317303 16677 289431.510SH SOLE 5500.000 283931.510
TIMKEN CO COMMON 887389104 15609 275870.000SH SOLE 3700.000 272170.000
TRANSDIGM GROUP INC COMMON 893641100 1210 7915.000 SH SOLE 7915.000
UNDERGROUND SOLUTIONS COMMON 904323102 2 10000.000SH SOLE 10000.000
UNILEVER N.V. (NY SHS) COMMON 904784709 32476 792093.000SH SOLE 49800.000 742293.000
UNILEVER PLC SPON ADR NEW COMMON 904767704 735 17390.999SH SOLE 17390.999
UNITED CONTINENTAL HOLDINGS IN COMMON 910047109 53713 1678003.000SH SOLE 79500.000 1598503.00
UNITED PARCEL SERVICE CL B COMMON 911312106 3422 39835.000SH SOLE 4068.000 35767.000
UNITED TECHNOLOGIES CORP COMMON 913017109 12351 132196.000SH SOLE 132196.000
US BANCORP DEL NEW COMMON 902973304 7554 222629.965SH SOLE 8700.000 213929.965
VENTAS INC COMMON 92276F100 22931 313264.385SH SOLE 35600.000 277664.385
VERIFONE SYSTEMS INC COMMON 92342Y109 6723 325098.000SH SOLE 47300.000 277798.000
VERISK ANALYTICS INC CL A COMMON 92345Y106 10373 168332.000SH SOLE 3750.000 164582.000
VERIZON COMMUNICATIONS INC COMMON 92343V104 25308 514921.703SH SOLE 5600.000 509321.703
VISA INC CL A COMMON 92826C839 46319 272722.000SH SOLE 22700.000 250022.000
VODAFONE GROUP PLC ADR COMMON 92857W209 32498 1144281.500SH SOLE 53700.000 1090581.50
VULCAN MATERIALS CO COMMON 929160109 789 15270.000SH SOLE 15270.000
WABCO HOLDINGS INC COMMON 92927K102 1075 15225.000SH SOLE 15225.000
WAL-MART STORES INC COMMON 931142103 1445 19311.000SH SOLE 19311.000
WASTE MANAGEMENT INC COMMON 94106L109 3644 92928.000SH SOLE 92928.000
WELLS FARGO & CO NEW COMMON 949746101 801 21644.522SH SOLE 4000.000 17644.522
WESTERN UNION CO COMMON 959802109 900 59830.000SH SOLE 5000.000 54830.000
WILLIAMS COS INC DEL COMMON 969457100 246 6575.000 SH SOLE 6575.000
YUM BRANDS INC COMMON 988498101 30973 430542.217SH SOLE 37700.000 392842.217
GENERAL MOTORS CO JR PFD CONV CONV PFD 37045V209 456 10610.00 SH SOLE 10610.00
FIDELITY BALANCED FUND 316345206 208 9755.044 SH SOLE 9755.044
FIDELITY CONTRAFUND 316071109 253 3010.876 SH SOLE 3010.876
FRANKLIN INCOME FUND CL A 353496300 121 51992.271SH SOLE 51992.271
INCOME FUND OF AMERICA CL A 453320103 241 12619.013SH SOLE 12619.013