13F-HR 1 table13f.txt 13-F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Douglas C. Lane & Associates, Inc. Address: 777 Third Avenue, 38th Floor New York, NY 10017 Form 13F File Number: 28-5200 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicole Solinga-Stasi Title: Assistant Compliance Officer Phone: (212) 262-7670 Signature, Place, and Date of Signing: Nicole Solinga-Stasi New York, NY 2/2/12 ------------------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one) [x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: 1,855,021 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COMMON 88579Y101 22318 273070.16SH SOLE 17400.00 255670.16 ABBOTT LABORATORIES COMMON 002824100 35759 635934.70SH SOLE 26710.00 609224.70 ACCENTURE PLC IRELAND SHS CLAS COMMON G1151C101 7687 144415.00SH SOLE 9300.00 135115.00 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 15201 178439.99SH SOLE 12850.00 165589.99 ALCOA INC COMMON 013817101 18234 2107959.46SH SOLE 113500.00 1994459.46 ALLSCRIPTS HEALTHCARE COMMON 01988P108 16721 882840.00SH SOLE 58200.00 824640.00 ALTRIA GROUP INC COMMON 02209S103 586 19767.50 SH SOLE 3520.00 16247.50 AMAZON.COM INC COMMON 023135106 216 1250.00 SH SOLE 800.00 450.00 AMERICAN EXPRESS CO COMMON 025816109 8450 179137.65SH SOLE 36110.00 143027.65 AMERICAN INTL GROUP NEW COMMON 026874784 1297 55895.00 SH SOLE 55895.00 AMERICAN INTL GROUP WT EXP 011 COMMON 026874156 100 18183.30 SH SOLE 18183.30 AMERICAN TOWER CORP CL A COMMON 029912201 4762 79359.00 SH SOLE 3190.00 76169.00 AMGEN, INC COMMON 031162100 28668 446475.00SH SOLE 30600.00 415875.00 AMR CORP COMMON 000000000 630 1801375.00SH SOLE 109000.00 1692375.00 ANADARKO PETROLEUM CORP COMMON 032511107 543 7119.00 SH SOLE 7119.00 AOL INC COMMON 00184X105 4049 268174.00SH SOLE 268174.00 APACHE CORP COMMON 037411105 3848 42478.54 SH SOLE 42478.54 APPLE INC COMMON 037833100 1755 4333.00 SH SOLE 660.00 3673.00 APPLIED MATERIALS, INC COMMON 038222105 12070 1127029.00SH SOLE 77200.00 1049829.00 ARCHER DANIELS MIDLAND CO COMMON 039483102 339 11870.00 SH SOLE 11870.00 AT&T INC COMMON 00206R102 765 25308.78 SH SOLE 25308.78 AUTOMATIC DATA PROCESSING COMMON 053015103 6585 121925.97SH SOLE 22600.00 99325.97 AVALONBAY CMNTYS INC COMMON 053484101 2484 19021.00 SH SOLE 19021.00 BAKER HUGHES INC COMMON 057224107 774 15923.00 SH SOLE 15923.00 BANCO SANTANDER SA ADR COMMON 05964H105 7284 968580.97SH SOLE 90000.00 878580.97 BANK OF AMERICA CORP COMMON 060505104 131 23620.60 SH SOLE 23620.60 BANK OF NEW YORK MELLON CORP COMMON 064058100 1577 79194.00 SH SOLE 79194.00 BECTON DICKINSON & CO COMMON 075887109 241 3220.00 SH SOLE 3220.00 BERKSHIRE HATHAWAY INC CL B NE COMMON 084670702 539 7060.00 SH SOLE 7060.00 BHP BILLITON LTD SPON ADR COMMON 088606108 201 2846.00 SH SOLE 2846.00 BLACKSTONE GROUP L P UNIT LTD COMMON 09253U108 5863 418507.00SH SOLE 76000.00 342507.00 BOEING CO COMMON 097023105 1044 14234.00 SH SOLE 1941.00 12293.00 BORG WARNER INC COMMON 099724106 21883 343319.00SH SOLE 26000.00 317319.00 BOSTON SCIENTIFIC CORP COMMON 101137107 75 14125.00 SH SOLE 14125.00 BRISTOL-MYERS SQUIBB CO COMMON 110122108 29967 850371.27SH SOLE 10000.00 840371.27 CAMERON INTERNATIONAL CORP COMMON 13342B105 3209 65240.00 SH SOLE 600.00 64640.00 CAMPBELL SOUP CO COMMON 134429109 245 7369.00 SH SOLE 7369.00 CATERPILLAR INC COMMON 149123101 1913 21112.31 SH SOLE 21112.31 CELGENE CORP COMMON 151020104 519 7682.00 SH SOLE 7682.00 CENTURYLINK INC COMMON 156700106 17160 461292.00SH SOLE 9400.00 451892.00 CERNER CORP COMMON 156782104 20453 333928.00SH SOLE 16300.00 317628.00 CHARLES SCHWAB CORP NEW COMMON 808513105 162 14380.00 SH SOLE 14380.00 CHESAPEAKE ENERGY CORP COMMON 165167107 211 9450.00 SH SOLE 9450.00 CHEVRON CORP NEW COMMON 166764100 19260 181019.21SH SOLE 17147.00 163872.21 CHINANET ONLINE HOLDINGS COMMON 16949H102 22 20000.00 SH SOLE 20000.00 CHUBB CORP COMMON 171232101 563 8131.00 SH SOLE 8131.00 CISCO SYSTEMS INC COMMON 17275R102 32606 1803450.68SH SOLE 120410.00 1683040.68 CITIGROUP INC NEW COMMON 172967424 11236 427064.01SH SOLE 43100.00 383964.01 COCA-COLA CO COMMON 191216100 39639 566509.20SH SOLE 14760.00 551749.20 COLGATE PALMOLIVE CO COMMON 194162103 11577 125309.96SH SOLE 3090.00 122219.96 COMCAST CORP CL A COMMON 20030N101 2455 103550.00SH SOLE 58290.00 45260.00 COMCAST CORP SPL CL A (NON VOT COMMON 20030N200 33658 1428619.45SH SOLE 13700.00 1414919.45 CONOCOPHILLIPS COMMON 20825C104 410 5627.45 SH SOLE 5627.45 COOPER INDUSTRIES PLC SHS COMMON G24140108 3445 63625.00 SH SOLE 4570.00 59055.00 CORNING INC COMMON 219350105 10595 816231.49SH SOLE 90400.00 725831.49 COSTCO WHOLESALE CORP NEW COMMON 22160K105 529 6350.00 SH SOLE 1990.00 4360.00 DANAHER CORP DEL COMMON 235851102 18891 401587.01SH SOLE 37700.00 363887.01 DANONE SPONSORED ADR COMMON 23636T100 4507 357420.00SH SOLE 49500.00 307920.00 DEERE & CO COMMON 244199105 1046 13521.09 SH SOLE 1475.00 12046.09 DELTA AIR LINES, INC COMMON 247361702 15965 1973365.00SH SOLE 134000.00 1839365.00 DENTSPLY INTL INC NEW COMMON 249030107 26724 763754.90SH SOLE 32000.00 731754.90 DIAGEO PLC ADR COMMON 25243Q205 18160 207735.00SH SOLE 20900.00 186835.00 DIEBOLD INC COMMON 253651103 932 31010.00 SH SOLE 31010.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F104 5563 135794.00SH SOLE 135794.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F302 6038 160153.00SH SOLE 160153.00 DISNEY (WALT) CO COMMON 254687106 19331 515498.32SH SOLE 515498.32 DOW CHEMICAL CO COMMON 260543103 7520 261466.00SH SOLE 36000.00 225466.00 DRYSHIPS INC SHS COMMON Y2109Q101 40 20000.00 SH SOLE 20000.00 DU PONT, (E.I.) COMMON 263534109 867 18937.00 SH SOLE 2340.00 16597.00 DUKE ENERGY CORP COMMON 26441C105 873 39679.70 SH SOLE 39679.70 EBAY INC COMMON 278642103 263 8675.00 SH SOLE 8675.00 ECOLAB INC COMMON 278865100 25260 436946.72SH SOLE 27200.00 409746.72 EMERSON ELECTRIC CO COMMON 291011104 27875 598308.16SH SOLE 36120.00 562188.16 EQUINIX INC NEW COMMON 29444U502 11172 110182.00SH SOLE 3000.00 107182.00 EXPEDITORS INTL OF WASHINGTON COMMON 302130109 20343 496648.00SH SOLE 25200.00 471448.00 EXXON MOBIL CORP COMMON 30231G102 19038 224615.94SH SOLE 18630.00 205985.94 FEDEX CORP COMMON 31428X106 2371 28390.22 SH SOLE 28390.22 FORD MOTOR CO COMMON 345370860 21153 1965928.00SH SOLE 129620.00 1836308.00 FREEPORT-MCMORAN COPPER & GOLD COMMON 35671D857 203 5519.00 SH SOLE 5519.00 GANNETT CO, INC COMMON 364730101 16504 1234368.69SH SOLE 40000.00 1194368.69 GENERAL ELECTRIC CO COMMON 369604103 37832 2112340.87SH SOLE 108600.00 2003740.87 GENERAL MILLS INC COMMON 370334104 7118 176146.07SH SOLE 176146.07 GENERAL MOTORS CO COMMON 37045V100 22419 1106030.00SH SOLE 64900.00 1041130.00 GILEAD SCIENCES INC COMMON 375558103 352 8590.00 SH SOLE 8590.00 GOOGLE INC CL A COMMON 38259P508 5034 7794.00 SH SOLE 1045.00 6749.00 HARMAN INTERNATIONAL INDS INC COMMON 413086109 20900 549413.00SH SOLE 22000.00 527413.00 HARTCOURT COMPANIES INC NEW COMMON 416187201 0 10000.00 SH SOLE 10000.00 HEINZ (H.J.) CO COMMON 423074103 7058 130599.00SH SOLE 130599.00 HERSHEY CO COMMON 427866108 254 4116.00 SH SOLE 1950.00 2166.00 HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 12120 1034150.00SH SOLE 107000.00 927150.00 HONEYWELL INTL INC COMMON 438516106 402 7395.00 SH SOLE 7395.00 HSBC HLDGS PLC SPON ADR NEW COMMON 404280406 17259 452986.00SH SOLE 31200.00 421786.00 HUBBELL, INC CL A COMMON 443510102 4780 79864.00 SH SOLE 79864.00 HUBBELL, INC CL B COMMON 443510201 3452 51632.00 SH SOLE 51632.00 ILLINOIS TOOL WORKS INC COMMON 452308109 6855 146752.32SH SOLE 6600.00 140152.32 ILLUMINA INC COMMON 452327109 14405 472605.00SH SOLE 36500.00 436105.00 INTEL CORP COMMON 458140100 16834 694204.27SH SOLE 22755.00 671449.27 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 5928 32237.13 SH SOLE 2090.00 30147.13 INTERNATIONAL GAME TECHNOLOGY COMMON 459902102 1279 74380.00 SH SOLE 5000.00 69380.00 INTERNATIONAL PAPER CO COMMON 460146103 1344 45395.00 SH SOLE 45395.00 ISTAR FINANCIAL INC COMMON 45031U101 5722 1081710.00SH SOLE 1081710.00 ITRON INC COMMON 465741106 1789 50017.00 SH SOLE 50017.00 JDS UNIPHASE CORP COMMON 46612J507 4283 410236.00SH SOLE 410236.00 JOHNSON & JOHNSON COMMON 478160104 25445 388000.07SH SOLE 19600.00 368400.07 JOHNSON CONTROLS INC COMMON 478366107 24919 797167.00SH SOLE 55260.00 741907.00 JPMORGAN CHASE & CO COMMON 46625H100 13952 419601.30SH SOLE 33500.00 386101.30 KIMBERLY CLARK CORP COMMON 494368103 14845 201814.00SH SOLE 3360.00 198454.00 KINDER MORGAN ENERGY UT LTD PA COMMON 494550106 459 5400.00 SH SOLE 1200.00 4200.00 KRAFT FOODS INC CL A COMMON 50075N104 29897 800229.50SH SOLE 5100.00 795129.50 LAMAR ADVERTISING CO CL A COMMON 512815101 12226 444565.00SH SOLE 444565.00 LEE ENTERPRISES INC COMMON 523768109 13 19000.00 SH SOLE 19000.00 LIBERTY GLOBAL INC SER C COMMON 530555309 2239 56664.00 SH SOLE 56664.00 LIBERTY MEDIA INTERACTIVE SER COMMON 53071M104 572 35285.00 SH SOLE 35285.00 LINEAR TECHNOLOGY CORP COMMON 535678106 17748 591002.21SH SOLE 31000.00 560002.21 LUXOTTICA GROUP S P A SPON ADR COMMON 55068R202 12464 446253.00SH SOLE 47200.00 399053.00 MARSH & MCLENNAN COMPANIES, IN COMMON 571748102 15228 481606.63SH SOLE 8200.00 473406.63 MASTERCARD INC CL A COMMON 57636Q104 24972 66981.03 SH SOLE 5850.00 61131.03 MCCLATCHY CO CL A COMMON 579489105 36 15000.00 SH SOLE 15000.00 MCCORMICK & CO INC COMMON 579780206 17730 351653.00SH SOLE 18500.00 333153.00 MCDERMOTT INTL INC COMMON 580037109 122 10618.00 SH SOLE 10618.00 MCDONALD'S CORP COMMON 580135101 717 7142.00 SH SOLE 7142.00 MEDCO HEALTH SOLUTIONS COMMON 58405U102 1506 26938.00 SH SOLE 1500.00 25438.00 MEDTRONIC INC COMMON 585055106 10502 274574.33SH SOLE 6700.00 267874.33 MERCK & CO INC NEW COMMON 58933Y105 38096 1010493.92SH SOLE 49500.00 960993.92 MERIDIAN BIOSCIENCE COMMON 589584101 191 10160.00 SH SOLE 10160.00 MICROCHIP TECHNOLOGY INC COMMON 595017104 29532 806215.85SH SOLE 4700.00 801515.85 MICROSOFT CORP COMMON 594918104 20991 808587.09SH SOLE 61750.00 746837.09 NABORS INDUSTRIES LTD SHS COMMON G6359F103 183 10550.00 SH SOLE 10550.00 NESTLE S A SPON ADR COMMON 641069406 22984 398002.00SH SOLE 29000.00 369002.00 NEWMONT MINING CORP COMMON 651639106 2209 36807.00 SH SOLE 36807.00 NEWS CORP CL A COMMON 65248E104 6764 379124.00SH SOLE 4000.00 375124.00 NOKIA CORP SPON ADR COMMON 654902204 1711 355020.00SH SOLE 121000.00 234020.00 NOVARTIS A G SPON ADR COMMON 66987V109 31275 547054.69SH SOLE 17000.00 530054.69 NUCOR CORP COMMON 670346105 631 15945.00 SH SOLE 15945.00 OCCIDENTAL PETROLEUM CORP COMMON 674599105 250 2666.00 SH SOLE 2200.00 466.00 ONEOK INC NEW COMMON 682680103 209 2410.00 SH SOLE 2000.00 410.00 ORACLE CORP COMMON 68389X105 313 12198.10 SH SOLE 12198.10 PATTERSON-UTI ENERGY INC COMMON 703481101 1705 85349.00 SH SOLE 85349.00 PAYCHEX INC COMMON 704326107 7712 256142.27SH SOLE 1800.00 254342.27 PEPSICO INC COMMON 713448108 24526 369650.79SH SOLE 22700.00 346950.79 PFIZER INC COMMON 717081103 1601 73972.44 SH SOLE 73972.44 PHILIP MORRIS INTL INC COMMON 718172109 709 9033.00 SH SOLE 2137.00 6896.00 PRAXAIR INC COMMON 74005P104 20722 193844.00SH SOLE 15000.00 178844.00 PROCTER & GAMBLE CO COMMON 742718109 24487 367061.03SH SOLE 21000.00 346061.03 PROLOGIS INC COMMON 74340W103 10875 380370.00SH SOLE 46200.00 334170.00 QIAGEN NV ORD COMMON N72482107 18680 1352607.00SH SOLE 72000.00 1280607.00 QUALCOMM INC COMMON 747525103 43080 787570.79SH SOLE 41030.00 746540.79 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 213 2800.00 SH SOLE 2800.00 SANOFI SPONSORED ADR COMMON 80105N105 2684 73455.00 SH SOLE 73455.00 SCHLUMBERGER LTD COMMON 806857108 21891 320469.04SH SOLE 17400.00 303069.04 SCHNEIDER ELECTRIC SA ADR COMMON 80687P106 1159 109695.00SH SOLE 109695.00 SERVICE CORP INTL COMMON 817565104 574 53850.00 SH SOLE 53850.00 SIGMA ALDRICH CORP COMMON 826552101 271 4333.00 SH SOLE 4333.00 SONOCO PRODUCTS CO COMMON 835495102 19538 592765.45SH SOLE 2400.00 590365.45 SOUTHWEST AIRLINES CO COMMON 844741108 16980 1983672.47SH SOLE 55000.00 1928672.47 STARBUCKS CORP COMMON 855244109 7008 152320.00SH SOLE 14460.00 137860.00 STERICYCLE INC COMMON 858912108 24553 315105.00SH SOLE 10800.00 304305.00 SYSCO CORP COMMON 871829107 2837 96715.00 SH SOLE 96715.00 TELUS CORP NON-VTG SHS COMMON 87971M202 13550 253025.53SH SOLE 22200.00 230825.53 TEVA PHARMACEUTICAL INDUSTRIES COMMON 881624209 1372 33995.00 SH SOLE 33995.00 THERMO FISHER SCIENTIFIC COMMON 883556102 14021 311776.00SH SOLE 27600.00 284176.00 THOMSON REUTERS CORP COMMON 884903105 15260 572188.04SH SOLE 35600.00 536588.04 TIME WARNER CABLE INC COMMON 88732J207 419 6588.00 SH SOLE 6588.00 TIME WARNER INC NEW COMMON 887317303 27696 766352.56SH SOLE 12100.00 754252.56 TRANSDIGM GROUP INC COMMON 893641100 1955 20430.00 SH SOLE 20430.00 TRANSOCEAN LTD COMMON H8817H100 265 6905.00 SH SOLE 6905.00 UBS AG NEW COMMON H89231338 1803 152384.00SH SOLE 12000.00 140384.00 UNDERGROUND SOLUTIONS COMMON 904323102 1 10000.00 SH SOLE 10000.00 UNILEVER N.V. (NY SHS) COMMON 904784709 27420 797798.00SH SOLE 47900.00 749898.00 UNILEVER PLC SPON ADR NEW COMMON 904767704 347 10359.00 SH SOLE 10359.00 UNITED CONTINENTAL HOLDINGS IN COMMON 910047109 28599 1515600.00SH SOLE 69000.00 1446600.00 UNITED PARCEL SERVICE CL B COMMON 911312106 2714 37079.00 SH SOLE 4068.00 33011.00 UNITED TECHNOLOGIES CORP COMMON 913017109 11958 163600.00SH SOLE 500.00 163100.00 UNITEDHEALTH GROUP INC COMMON 91324P102 228 4500.00 SH SOLE 4500.00 US BANCORP DEL NEW COMMON 902973304 7901 292089.97SH SOLE 43700.00 248389.97 UTI WORLDWIDE INC ORD COMMON G87210103 200 15030.00 SH SOLE 15030.00 VENTAS INC COMMON 92276F100 12948 234872.00SH SOLE 30000.00 204872.00 VERIZON COMMUNICATIONS INC COMMON 92343V104 27258 679405.44SH SOLE 25600.00 653805.44 VISA INC CL A COMMON 92826C839 30478 300183.43SH SOLE 22700.00 277483.43 VODAFONE GROUP PLC ADR COMMON 92857W209 33130 1181950.50SH SOLE 48500.00 1133450.50 VULCAN MATERIALS CO COMMON 929160109 686 17445.00 SH SOLE 17445.00 WABCO HOLDINGS INC COMMON 92927K102 680 15658.00 SH SOLE 15658.00 WAL-MART STORES INC COMMON 931142103 2629 43986.00 SH SOLE 1650.00 42336.00 WASTE MANAGEMENT INC COMMON 94106L109 3596 109938.00SH SOLE 6000.00 103938.00 WELLS FARGO & CO NEW COMMON 949746101 547 19833.00 SH SOLE 4000.00 15833.00 WESTERN UNION CO COMMON 959802109 5506 301526.17SH SOLE 2000.00 299526.17 WILLIAMS COS INC DEL COMMON 969457100 251 7602.00 SH SOLE 7602.00 XEROX CORP COMMON 984121103 1751 220025.00SH SOLE 220025.00 YUM BRANDS INC COMMON 988498101 2666 45175.00 SH SOLE 45175.00 GENERAL MOTORS CO JR PFD CONV CONV PFD 37045V209 2700 78820.00 SH SOLE 78820.00 FIDELITY SPARTAN US EQUITY IND 315911701 317 7128.898 SH SOLE 7128.898 FIRST EAGLE GLOBAL FUND CL I 32008F606 423 9342.000 SH SOLE 9342.000 FRANKLIN INCOME FUND CL A 353496300 23 11045.146SH SOLE 11045.146 INCOME FUND OF AMERICA CL A 453320103 203 12082.376SH SOLE 12082.376 MAINSTAY EPOCH GLOBAL EQUITY Y 56063J864 213 14038.615SH SOLE 14038.615