0001085146-24-005429.txt : 20241107 0001085146-24-005429.hdr.sgml : 20241107 20241107161047 ACCESSION NUMBER: 0001085146-24-005429 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241107 DATE AS OF CHANGE: 20241107 EFFECTIVENESS DATE: 20241107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 241435749 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001004244 XXXXXXXX 09-30-2024 09-30-2024 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 000105900 801-22445 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 11-07-2024 0 121 642332695 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 1725541 15135 SH SOLE 15135 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 4874794 24685 SH SOLE 24685 0 0 ALLIANT ENERGY CORP COM 018802108 BBG001S8ZQ30 8131246 133980 SH SOLE 133980 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 861591 5195 SH SOLE 5195 0 0 AMERICAN ELEC PWR CO INC COM 025537101 BBG001S5NFD2 3404268 33180 SH SOLE 33180 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 3907992 14410 SH SOLE 14410 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 5883555 18260 SH SOLE 18260 0 0 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 4730346 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 BBG001S5VWH2 6950680 315940 SH SOLE 315940 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 12010849 9435 SH OTR 0 0 9435 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 8110790 204405 SH SOLE 204405 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 BBG001V17VG7 1409582 170034 SH OTR 0 0 170034 BNY MELLON ETF TRUST CORE BOND ETF 09661T602 BBG00RYR57H4 4315 100 SH SOLE 0 0 100 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 2419932 46771 SH SOLE 46771 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 3424988 19855 SH SOLE 19855 0 0 CAMPBELL SOUP CO COM 134429109 BBG001S5Q2B0 3580944 73200 SH SOLE 73200 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 5697140 38685 SH SOLE 38685 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 7551705 141896 SH SOLE 141896 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 4018920 64200 SH SOLE 64200 0 0 CMS ENERGY CORP COM 125896100 BBG001S5PYJ3 8912093 126180 SH SOLE 126180 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 7092654 98701 SH SOLE 98701 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 1263360 12000 SH SOLE 12000 0 0 CRH PLC ORD G25508105 BBG001S61NK9 5875172 63351 SH SOLE 63351 0 0 CROWN CASTLE INC COM 22822V101 BBG001S7W5T3 2364296 19930 SH SOLE 19930 0 0 CSX CORP COM 126408103 BBG001S5Q7Q3 1984094 57460 SH SOLE 57460 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 6082068 96725 SH SOLE 96725 0 0 DARDEN RESTAURANTS INC COM 237194105 BBG001S5QM08 1930169 11760 SH SOLE 11760 0 0 DBX ETF TR XTRACKERS LOW 233051267 BBG00JQCHVS6 5444 115 SH SOLE 0 0 115 DISNEY WALT CO COM 254687106 BBG001S5QHF3 1096085 11395 SH SOLE 11395 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 8725904 75680 SH SOLE 75680 0 0 EOG RES INC COM 26875P101 BBG001S5ZB93 1440125 11715 SH SOLE 11715 0 0 EXELON CORP COM 30161N101 BBG001SBJMT2 5657131 139510 SH SOLE 139510 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 4981264 42495 SH SOLE 42495 0 0 FIFTH THIRD BANCORP COM 316773100 BBG001S5R6S2 8624335 201315 SH SOLE 201315 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 BBG009K1H2W7 68115 1150 SH SOLE 0 0 1150 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 5753526 129730 SH SOLE 129730 0 0 GENERAL MLS INC COM 370334104 BBG001S5RKR2 2660077 36020 SH SOLE 36020 0 0 GOLDMAN SACHS ETF TR ACCESS HIG YLD 381430453 BBG00H5VPNM6 5479 120 SH SOLE 0 0 120 GOLUB CAP BDC INC COM 38173M102 BBG001T63BY7 3518756 232876 SH OTR 0 0 232876 HOME DEPOT INC COM 437076102 BBG001S5RTW7 4888333 12064 SH SOLE 12064 0 0 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 986007 4770 SH SOLE 4770 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 7334329 33175 SH SOLE 33175 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 BBG001V0MBC0 5147 245 SH SOLE 0 0 245 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 BBG001STKGB3 5514 200 SH SOLE 0 0 200 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 5235951 29225 SH SOLE 8700 0 20525 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 7888134 137400 SH SOLE 0 0 137400 ISHARES TR 0-5YR INVT GR CP 46434V100 BBG005DW0468 5043 100 SH SOLE 0 0 100 ISHARES TR 10+ YR INVST GRD 464289511 BBG001T5MKD1 5359 100 SH SOLE 0 0 100 ISHARES TR BROAD USD HIGH 46435U853 BBG00J2DS0J6 2000909 53145 SH SOLE 0 0 53145 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 26755540 342800 SH SOLE 6700 0 336100 ISHARES TR CORE MSCI EURO 46434V738 BBG006MJ8984 1601850 26290 SH SOLE 0 0 26290 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 8315442 117400 SH SOLE 0 0 117400 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 1043860 16750 SH SOLE 16750 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1040944 8900 SH SOLE 8900 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 19069669 33060 SH SOLE 18040 0 15020 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 5064 50 SH SOLE 0 0 50 ISHARES TR FLTG RATE NT ETF 46429B655 BBG001V1QYX1 5104 100 SH SOLE 0 0 100 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 3917837 48790 SH SOLE 0 0 48790 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 2824500 25000 SH SOLE 0 0 25000 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 593926 6199 SH SOLE 0 0 6199 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 2661687 29150 SH SOLE 0 0 29150 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 199380 6000 SH SOLE 0 0 6000 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 2688231 12170 SH SOLE 0 0 12170 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 381573 2825 SH OTR 0 0 2825 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 5581768 41325 SH SOLE 7000 0 34325 ISHARES U S ETF TR BLACKROCK SH DUR 46431W507 BBG0059KNK04 5124 100 SH SOLE 0 0 100 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 10207997 62989 SH SOLE 62989 0 0 JPMORGAN CHASE & CO. COM 46625H100 BBG001S8CRC3 12255183 58120 SH SOLE 58120 0 0 JPMORGAN CHASE FINL CO LLC CAL LKD 44 48133Q309 BBG01L70PZ45 2639665 92750 SH OTR 0 0 92750 KEYCORP COM 493267108 BBG001S5SKV6 9416180 562160 SH SOLE 562160 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 3739616 169290 SH SOLE 169290 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 2956262 84200 SH SOLE 84200 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 BBG001S8KJC2 8689344 65040 SH SOLE 65040 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 10557154 18060 SH SOLE 18060 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 3450707 11332 SH SOLE 11332 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 1581377 17565 SH SOLE 17565 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 4242034 37355 SH SOLE 37355 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 3222947 7490 SH SOLE 7490 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 2940710 51125 SH SOLE 51125 0 0 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 1362895 18500 SH SOLE 18500 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 5831043 24295 SH SOLE 24295 0 0 PEPSICO INC COM 713448108 BBG001S695T1 1936359 11387 SH SOLE 11387 0 0 PFIZER INC COM 717081103 BBG001S5V466 5088028 175813 SH SOLE 175813 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 BBG00KJQ1QS8 4978 100 SH SOLE 0 0 100 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 5035 50 SH SOLE 0 0 50 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 4428082 23955 SH SOLE 23955 0 0 PPL CORP COM 69351T106 BBG001S5VC31 11350244 343115 SH SOLE 343115 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 9055762 52285 SH SOLE 52285 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 8039427 90118 SH SOLE 90118 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 7711087 45346 SH SOLE 45346 0 0 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 6066481 50070 SH SOLE 50070 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 4752 100 SH SOLE 0 0 100 SHELL PLC SPON ADS 780259305 BBG0147BN6H1 6498713 98540 SH SOLE 98540 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 84268131 146870 SH SOLE 14640 0 132230 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 3333270 34086 SH SOLE 0 0 34086 SPDR SER TR PORTFOLIO INTRMD 78464A375 BBG001T2HCY9 5057 150 SH SOLE 0 0 150 SPDR SER TR PORTFOLIO LN COR 78464A367 BBG001SRZBZ6 72480 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO SH TSR 78468R101 BBG0029J2KF1 5882 200 SH SOLE 0 0 200 SYSCO CORP COM 871829107 BBG001S5WJS8 10253962 131360 SH SOLE 131360 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 6969052 33737 SH SOLE 33737 0 0 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 5045899 14565 SH SOLE 14565 0 0 TIDAL TRUST III AFFORDABLE HOUS 74741A106 BBG01LYMQ3P4 5273 300 SH SOLE 0 0 300 UNILEVER PLC SPON ADR NEW 904767704 BBG001S5X1K4 6523608 100425 SH SOLE 100425 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 4387344 17800 SH SOLE 17800 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 8615303 188395 SH SOLE 188395 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 BBG002VZY7Y3 5441 185 SH SOLE 0 0 185 VANECK ETF TRUST IG FLOATING RATE 92189F486 BBG001V14Q53 5094 200 SH SOLE 0 0 200 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 5878 75 SH SOLE 0 0 75 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 5028 100 SH SOLE 0 0 100 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 8099735 15350 SH SOLE 9900 0 5450 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 1741121 7340 SH SOLE 0 0 7340 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 15903681 56165 SH SOLE 45365 0 10800 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 BBG001T62KZ7 5957 75 SH SOLE 0 0 75 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 25646410 200050 SH SOLE 159350 0 40700 VANGUARD WORLD FD INF TECH ETF 92204A702 BBG001SHTTR5 155428 265 SH SOLE 0 0 265 VERISK ANALYTICS INC COM 92345Y106 BBG001SBRX64 7770840 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 9205652 204980 SH SOLE 204980 0 0 WALMART INC COM 931142103 BBG001S5XH92 2849264 35285 SH SOLE 35285 0 0 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 8305160 147020 SH SOLE 147020 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 17021205 13275 SH OTR 0 0 13275 WILLSCOT HLDGS CORP COM CL A 971378104 BBG00B0FS9V7 1053928 28030 SH SOLE 28030 0 0