0001085146-24-001501.txt : 20240214 0001085146-24-001501.hdr.sgml : 20240214 20240214164855 ACCESSION NUMBER: 0001085146-24-001501 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 24639726 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001004244 XXXXXXXX 12-31-2023 12-31-2023 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 000105900 801-22445 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 02-14-2024 0 116 621234679 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 2520603 22900 SH SOLE 22900 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 4918748 31740 SH SOLE 31740 0 0 ALLIANT ENERGY CORP COM 018802108 BBG001S8ZQ30 6594615 128550 SH SOLE 128550 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 2542358 18200 SH SOLE 18200 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 4271352 22800 SH SOLE 22800 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 5241964 18200 SH SOLE 18200 0 0 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 4524777 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 BBG001S5VWH2 3921486 233700 SH SOLE 233700 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 11371817 9435 SH OTR 0 0 9435 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 7390565 219500 SH SOLE 219500 0 0 BLACKROCK CAP INVT CORP COM 092533108 BBG001SQ1025 1716318 443493 SH OTR 0 0 443493 BNY MELLON ETF TRUST CORE BOND ETF 09661T602 BBG00RYR57H4 4249 100 SH SOLE 0 0 100 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 2422140 47206 SH SOLE 47206 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 9549519 8555 SH SOLE 8555 0 0 CAMPBELL SOUP CO COM 134429109 BBG001S5Q2B0 3071492 71050 SH SOLE 71050 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 5559939 37275 SH SOLE 37275 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 7938763 157141 SH SOLE 157141 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 3230432 62800 SH SOLE 62800 0 0 CMS ENERGY CORP COM 125896100 BBG001S5PYJ3 7064216 121650 SH SOLE 121650 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 5796119 98356 SH SOLE 98356 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 1787478 15400 SH SOLE 15400 0 0 CROWN CASTLE INC COM 22822V101 BBG001S7W5T3 5555614 48230 SH SOLE 48230 0 0 CSX CORP COM 126408103 BBG001S5Q7Q3 2132205 61500 SH SOLE 61500 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 6115452 77450 SH SOLE 77450 0 0 DARDEN RESTAURANTS INC COM 237194105 BBG001S5QM08 1992138 12125 SH SOLE 12125 0 0 DBX ETF TR XTRACKERS LOW 233051267 BBG00JQCHVS6 5303 115 SH SOLE 0 0 115 DISNEY WALT CO COM 254687106 BBG001S5QHF3 1101538 12200 SH SOLE 12200 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 7052867 72680 SH SOLE 72680 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 2444184 4193 SH SOLE 4193 0 0 EOG RES INC COM 26875P101 BBG001S5ZB93 1777965 14700 SH SOLE 14700 0 0 EXELON CORP COM 30161N101 BBG001SBJMT2 4798035 133650 SH SOLE 133650 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 3999200 40000 SH SOLE 40000 0 0 FIFTH THIRD BANCORP COM 316773100 BBG001S5R6S2 7339472 212800 SH SOLE 212800 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 BBG009K1H2W7 61916 1150 SH SOLE 0 0 1150 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 4465188 121800 SH SOLE 121800 0 0 GENERAL MLS INC COM 370334104 BBG001S5RKR2 4183291 64220 SH SOLE 64220 0 0 GOLDMAN SACHS ETF TR ACCESS HIG YLD 381430453 BBG00H5VPNM6 5291 120 SH SOLE 0 0 120 GOLUB CAP BDC INC COM 38173M102 BBG001T63BY7 3516428 232876 SH OTR 0 0 232876 HOME DEPOT INC COM 437076102 BBG001S5RTW7 4244891 12249 SH SOLE 12249 0 0 IMPACT SHS TR I AFFORDABLE HOUS 45259R103 BBG011WV2Y14 5172 300 SH SOLE 0 0 300 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 5033251 30775 SH SOLE 30775 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 BBG001V0MBC0 5189 245 SH SOLE 0 0 245 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 BBG001STKGB3 5382 200 SH SOLE 0 0 200 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 6949692 137400 SH SOLE 0 0 137400 ISHARES TR 0-5YR INVT GR CP 46434V100 BBG005DW0468 4920 100 SH SOLE 0 0 100 ISHARES TR 10+ YR INVST GRD 464289511 BBG001T5MKD1 5269 100 SH SOLE 0 0 100 ISHARES TR BROAD USD HIGH 46435U853 BBG00J2DS0J6 12364271 340145 SH SOLE 0 0 340145 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 24115980 342800 SH SOLE 6700 0 336100 ISHARES TR CORE MSCI EURO 46434V738 BBG006MJ8984 1446476 26290 SH SOLE 0 0 26290 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 7473684 117400 SH SOLE 0 0 117400 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 4672472 16859 SH SOLE 3350 0 13509 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 3321976 30688 SH SOLE 8900 0 21788 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 37376935 78255 SH SOLE 19040 0 59215 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 4963 50 SH SOLE 0 0 50 ISHARES TR FLTG RATE NT ETF 46429B655 BBG001V1QYX1 5062 100 SH SOLE 0 0 100 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 3775858 48790 SH SOLE 0 0 48790 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 2766500 25000 SH SOLE 0 0 25000 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 4704 50 SH SOLE 0 0 50 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 187140 6000 SH SOLE 0 0 6000 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 2774013 13821 SH SOLE 0 0 13821 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 331147 2825 SH OTR 0 0 2825 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 4844117 41325 SH SOLE 7000 0 34325 ISHARES U S ETF TR BLACKROCK SH DUR 46431W507 BBG0059KNK04 5052 100 SH SOLE 0 0 100 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 7727909 49304 SH DFND 01 02 49304 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 BBG001SLBY94 2352140 92750 SH OTR 0 0 92750 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 11071809 65090 SH SOLE 65090 0 0 KEYCORP COM 493267108 BBG001S5SKV6 8460000 587500 SH SOLE 587500 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 2787914 158045 SH SOLE 158045 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 3000927 81150 SH SOLE 81150 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 7813858 17240 SH SOLE 17240 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 5102048 17207 SH SOLE 17207 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 1548744 18800 SH SOLE 18800 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 5609079 51450 SH SOLE 51450 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 11598954 30845 SH SOLE 30845 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 5593370 91380 SH SOLE 91380 0 0 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 2332246 32200 SH SOLE 32200 0 0 NEWMONT CORP COM 651639106 BBG001S5TKX3 831939 20100 SH SOLE 20100 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 8911584 38800 SH SOLE 38800 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 1215918 19800 SH SOLE 19800 0 0 PEPSICO INC COM 713448108 BBG001S695T1 1815929 10692 SH SOLE 10692 0 0 PFIZER INC COM 717081103 BBG001S5V466 4897121 170098 SH SOLE 170098 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 BBG00KJQ1QS8 4939 100 SH SOLE 0 0 100 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 4990 50 SH SOLE 0 0 50 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 3592520 23200 SH SOLE 23200 0 0 PPL CORP COM 69351T106 BBG001S5VC31 7238410 267100 SH SOLE 267100 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 7384151 50390 SH SOLE 50390 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 5116421 83670 SH SOLE 83670 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 8303353 57411 SH SOLE 57411 0 0 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 4278519 50850 SH SOLE 50850 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 4662 100 SH SOLE 0 0 100 SHELL PLC SPON ADS 780259305 BBG0147BN6H1 6200663 94235 SH SOLE 94235 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 89058834 187370 SH SOLE 14640 0 172730 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 3228967 34086 SH SOLE 0 0 34086 SPDR SER TR PORTFOLIO INTRMD 78464A375 BBG001T2HCY9 4925 150 SH SOLE 0 0 150 SPDR SER TR PORTFOLIO LN COR 78464A367 BBG001SRZBZ6 71370 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO SH TSR 78468R101 BBG0029J2KF1 5810 200 SH SOLE 0 0 200 SYSCO CORP COM 871829107 BBG001S5WJS8 8248698 112795 SH SOLE 112795 0 0 TARGET CORP COM 87612E106 BBG001SC0K41 954214 6700 SH SOLE 6700 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 7493763 43962 SH SOLE 43962 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 8107426 187325 SH DFND 01 02 187325 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 BBG002VZY7Y3 5324 185 SH SOLE 0 0 185 VANECK ETF TRUST IG FLOATING RATE 92189F486 BBG001V14Q53 5030 200 SH SOLE 0 0 200 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 5729 75 SH SOLE 0 0 75 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 4937 100 SH SOLE 0 0 100 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 9227400 21125 SH SOLE 11625 0 9500 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 1565842 7340 SH SOLE 0 0 7340 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 13323461 56165 SH SOLE 45365 0 10800 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 BBG001T62KZ7 5803 75 SH SOLE 0 0 75 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 22711124 203450 SH SOLE 159350 0 44100 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 128260 265 SH SOLE 0 0 265 VERISK ANALYTICS INC COM 92345Y106 BBG001SBRX64 6926940 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 7267995 192785 SH SOLE 192785 0 0 WALMART INC COM 931142103 BBG001S5XH92 4158019 26375 SH SOLE 26375 0 0 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 7008682 142395 SH DFND 01 02 142395 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 15871856 13275 SH OTR 0 0 13275 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 BBG00B0FS9V7 1335000 30000 SH SOLE 30000 0 0