0001085146-22-002194.txt : 20220516 0001085146-22-002194.hdr.sgml : 20220516 20220516163203 ACCESSION NUMBER: 0001085146-22-002194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 22929825 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001004244 XXXXXXXX 03-31-2022 03-31-2022 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 05-16-2022 2 167 6310752 false 1 0000317745 028-04922 GENERAL RE CORP 2 0001067983 028-04545 BERKSHIRE HATHAWAY INC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 3393 22788 SH SOLE 21660 0 1128 ABBOTT LABS COM 002824100 3182 26884 SH SOLE 26884 0 0 ABBVIE INC COM 00287Y109 12125 74795 SH SOLE 71595 0 3200 ADVANCE AUTO PARTS INC COM 00751Y106 2450 11837 SH SOLE 11837 0 0 AGNICO EAGLE MINES LTD COM 008474108 3009 49139 SH SOLE 49139 0 0 ALLIANT ENERGY CORP COM 018802108 738 11814 SH SOLE 11814 0 0 ALLSTATE CORP COM 020002101 230 1660 SH SOLE 0 0 1660 AMERICAN EXPRESS CO COM 025816109 4994 26707 SH SOLE 26707 0 0 AMERIPRISE FINL INC COM 03076C106 262 873 SH SOLE 0 0 873 AMGEN INC COM 031162100 237 981 SH SOLE 0 0 981 APPLE INC COM 037833100 6929 39684 SH SOLE 39684 0 0 APPLE INC COM 037833100 3566271 20424207 SH DFND 01 02 0 20424207 0 ARES CAPITAL CORP COM 04010L103 4733 225900 SH OTR 0 0 225900 AUTOMATIC DATA PROCESSING IN COM 053015103 265 1165 SH SOLE 0 0 1165 BANK NEW YORK MELLON CORP COM 064058100 98734 1989411 SH DFND 01 02 0 1989411 0 BAXTER INTL INC COM 071813109 95 1230 SH SOLE 0 0 1230 BECTON DICKINSON & CO COM 075887109 29 110 SH SOLE 0 0 110 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 12383 9435 SH OTR 0 0 9435 BK OF AMERICA CORP COM 060505104 220 5340 SH SOLE 0 0 5340 BK OF AMERICA CORP COM 060505104 937813 22751400 SH DFND 01 02 0 22751400 0 BLACKROCK CAP INVT CORP COM 092533108 1867 443493 SH OTR 0 0 443493 BLACKROCK INC COM 09247X101 199 261 SH SOLE 0 0 261 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 123 1400 SH SOLE 0 0 1400 BRISTOL-MYERS SQUIBB CO COM 110122108 7922 108471 SH SOLE 103750 0 4721 BROADCOM INC COM 11135F101 7084 11250 SH SOLE 11080 0 170 CHEVRON CORP NEW COM 166764100 9682 59465 SH SOLE 58265 0 1200 CHURCH & DWIGHT INC COM 171340102 129 1300 SH SOLE 0 0 1300 CISCO SYS INC COM 17275R102 11482 205920 SH SOLE 196634 0 9286 CITIGROUP INC COM NEW 172967424 3465 64900 SH SOLE 64200 0 700 CITIGROUP INC COM NEW 172967424 4753 89000 SH DFND 01 02 0 89000 0 CMS ENERGY CORP COM 125896100 1927 27553 SH SOLE 27553 0 0 COCA COLA CO COM 191216100 6653 107311 SH SOLE 103165 0 4146 CONAGRA BRANDS INC COM 205887102 92 2750 SH SOLE 0 0 2750 CONOCOPHILLIPS COM 20825C104 4447 44471 SH SOLE 44471 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 8055 43634 SH SOLE 43034 0 600 CUMMINS INC COM 231021106 179 875 SH SOLE 0 0 875 CVS HEALTH CORP COM 126650100 1928 19046 SH SOLE 19046 0 0 DARDEN RESTAURANTS INC COM 237194105 7743 58239 SH SOLE 55939 0 2300 DEERE & CO COM 244199105 208 500 SH SOLE 0 0 500 DIAGEO PLC SPON ADR NEW 25243Q205 46265 227750 SH DFND 01 02 0 227750 0 DISNEY WALT CO COM 254687106 1959 14286 SH SOLE 14286 0 0 DOLLAR TREE INC COM 256746108 1457 9100 SH SOLE 9100 0 0 DOMINION ENERGY INC COM 25746U109 53 625 SH SOLE 0 0 625 DUKE ENERGY CORP NEW COM NEW 26441C204 5604 50190 SH SOLE 49390 0 800 EBAY INC. 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INC COM 58933Y105 7704 93895 SH SOLE 91415 0 2480 MICROSOFT CORP COM 594918104 17464 56646 SH SOLE 56246 0 400 MOLSON COORS BEVERAGE CO CL B 60871R209 5395 101080 SH SOLE 99780 0 1300 MONDELEZ INTL INC CL A 609207105 1714 27304 SH SOLE 23685 0 3619 NEWMONT CORP COM 651639106 2966 37328 SH SOLE 37328 0 0 NORTHROP GRUMMAN CORP COM 666807102 72 160 SH SOLE 0 0 160 OGE ENERGY CORP COM 670837103 60 1465 SH SOLE 0 0 1465 ORACLE CORP COM 68389X105 79 960 SH SOLE 0 0 960 ORGANON & CO COMMON STOCK 68622V106 2 60 SH SOLE 0 0 60 PARKER-HANNIFIN CORP COM 701094104 140 495 SH SOLE 0 0 495 PAYCHEX INC COM 704326107 498 3649 SH SOLE 0 0 3649 PAYPAL HLDGS INC COM 70450Y103 2764 23904 SH SOLE 23904 0 0 PEPSICO INC COM 713448108 7335 43824 SH SOLE 41487 0 2337 PFIZER INC COM 717081103 9203 177780 SH SOLE 171827 0 5953 PHILIP MORRIS INTL INC COM 718172109 222 2368 SH SOLE 0 0 2368 PINNACLE WEST CAP CORP COM 723484101 4407 56435 SH SOLE 55635 0 800 PPL CORP COM 69351T106 220 7700 SH SOLE 7700 0 0 PROCTER AND GAMBLE CO COM 742718109 10771 70485 SH SOLE 68760 0 1725 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 5548 79260 SH SOLE 78060 0 1200 QUALCOMM INC COM 747525103 1222 8001 SH SOLE 6290 0 1711 RAYTHEON TECHNOLOGIES CORP COM 75513E101 296 2984 SH SOLE 0 0 2984 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 957 10650 SH SOLE 10650 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1152 15075 SH SOLE 1075 0 14000 SHELL PLC SPON ADS 780259305 3309 60240 SH SOLE 58830 0 1410 SOUTHERN CO COM 842587107 7367 101595 SH SOLE 99145 0 2450 SOUTHWEST AIRLS CO COM 844741108 165 3600 SH SOLE 3600 0 0 SPDR GOLD TR GOLD SHS 78463V107 2195 12152 SH SOLE 12152 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 5111 58000 SH SOLE 5490 0 52510 SPDR S&P 500 ETF TR TR UNIT 78462F103 103689 229583 SH SOLE 25485 0 204098 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3162 30845 SH SOLE 0 0 30845 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2299 48582 SH SOLE 0 0 48582 SPDR SER TR PORTFOLIO LN COR 78464A367 83 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO SHORT 78464A474 2882 95650 SH SOLE 0 0 95650 STARBUCKS CORP COM 855244109 810 8900 SH SOLE 8900 0 0 STRYKER CORPORATION COM 863667101 1898 7100 SH SOLE 7100 0 0 SYSCO CORP COM 871829107 6920 84750 SH SOLE 83650 0 1100 TARGET CORP COM 87612E106 4826 22739 SH SOLE 22739 0 0 TEXAS INSTRS INC COM 882508104 4459 24302 SH SOLE 23090 0 1212 TJX COS INC NEW COM 872540109 957 15800 SH SOLE 15800 0 0 T-MOBILE US INC COM 872590104 975 7600 SH SOLE 7600 0 0 TRAVELERS COMPANIES INC COM 89417E109 260 1424 SH SOLE 0 0 1424 TRUIST FINL CORP COM 89832Q109 686 12100 SH SOLE 12100 0 0 TYSON FOODS INC CL A 902494103 256 2861 SH SOLE 0 0 2861 UNION PAC CORP COM 907818108 3420 12518 SH SOLE 11500 0 1018 UNITED PARCEL SERVICE INC CL B 911312106 230 1074 SH SOLE 0 0 1074 US BANCORP DEL COM NEW 902973304 4469 84078 SH SOLE 83478 0 600 US BANCORP DEL COM NEW 902973304 936952 17628443 SH DFND 01 02 0 17628443 0 V F CORP COM 918204108 163 2870 SH SOLE 0 0 2870 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3574 17140 SH SOLE 0 0 17140 VANGUARD INDEX FDS MID CAP ETF 922908629 4303 18090 SH SOLE 0 0 18090 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2325 5600 SH SOLE 0 0 5600 VANGUARD INDEX FDS SMALL CP ETF 922908751 4725 22235 SH SOLE 0 0 22235 VANGUARD INDEX FDS TOTAL STK MKT 922908769 13516 59365 SH SOLE 48565 0 10800 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 623 10000 SH SOLE 0 0 10000 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 7947 70795 SH SOLE 47400 0 23395 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 2182 32275 SH SOLE 0 0 32275 VANGUARD WORLD FDS INF TECH ETF 92204A702 110 265 SH SOLE 0 0 265 VERISK ANALYTICS INC COM 92345Y106 6224 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4509 88521 SH SOLE 86666 0 1855 VIATRIS INC COM 92556V106 31 2843 SH SOLE 2843 0 0 VISA INC COM CL A 92826C839 1321 5955 SH SOLE 5400 0 555 WALMART INC COM 931142103 7854 52740 SH SOLE 51775 0 965 WELLS FARGO CO NEW COM 949746101 8069 166497 SH SOLE 165097 0 1400 WELLS FARGO CO NEW PERP PFD CNV A 949746804 17589 13275 SH OTR 0 0 13275 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 794 10796 SH SOLE 10796 0 0 YUM CHINA HLDGS INC COM 98850P109 868 20900 SH SOLE 20900 0 0 ZOETIS INC CL A 98978V103 113 600 SH SOLE 0 0 600