0001085146-21-003367.txt : 20211115 0001085146-21-003367.hdr.sgml : 20211115 20211115165225 ACCESSION NUMBER: 0001085146-21-003367 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 211411902 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001004244 XXXXXXXX 09-30-2021 09-30-2021 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 11-15-2021 2 182 5725519 false 1 0000317745 028-04922 GENERAL RE CORP 2 0001067983 028-04545 BERKSHIRE HATHAWAY INC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 3853 21963 SH SOLE 20835 0 1128 ABBOTT LABS COM 002824100 3046 25784 SH SOLE 25784 0 0 ABBVIE INC COM 00287Y109 7200 66745 SH SOLE 66745 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 569 1780 SH SOLE 1780 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 2368 11337 SH SOLE 11337 0 0 AGNICO EAGLE MINES LTD COM 008474108 2470 47639 SH SOLE 47639 0 0 AIR PRODS & CHEMS INC COM 009158106 194 757 SH SOLE 0 0 757 ALLIANT ENERGY CORP COM 018802108 650 11614 SH SOLE 11614 0 0 ALLSTATE CORP COM 020002101 211 1660 SH SOLE 0 0 1660 AMERICAN EXPRESS CO COM 025816109 4290 25607 SH SOLE 25607 0 0 AMERIPRISE FINL INC COM 03076C106 231 873 SH SOLE 0 0 873 AMGEN INC COM 031162100 415 1951 SH SOLE 970 0 981 APPLE INC COM 037833100 6974 49284 SH SOLE 49284 0 0 APPLE INC COM 037833100 2890025 20424207 SH DFND 01 02 0 20424207 0 ARES CAPITAL CORP COM 04010L103 4593 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 91 3381 SH SOLE 3381 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 233 1165 SH SOLE 0 0 1165 BANK NEW YORK MELLON CORP COM 064058100 187 3600 SH SOLE 3600 0 0 BANK NEW YORK MELLON CORP COM 064058100 103131 1989411 SH DFND 01 02 0 1989411 0 BAXTER INTL INC COM 071813109 104 1290 SH SOLE 0 0 1290 BECTON DICKINSON & CO COM 075887109 322 1310 SH SOLE 1085 0 225 BEST BUY INC COM 086516101 211 1994 SH SOLE 0 0 1994 BK OF AMERICA CORP COM 060505104 227 5340 SH SOLE 0 0 5340 BK OF AMERICA CORP COM 060505104 965797 22751400 SH DFND 01 02 0 22751400 0 BLACKROCK CAP INVT CORP COM 092533108 1707 443493 SH OTR 0 0 443493 BLACKROCK INC COM 09247X101 219 261 SH SOLE 0 0 261 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 119 1500 SH SOLE 0 0 1500 BRISTOL-MYERS SQUIBB CO COM 110122108 5767 97471 SH SOLE 93950 0 3521 BROADCOM INC COM 11135F101 2948 6079 SH SOLE 5590 0 489 CARDINAL HEALTH INC COM 14149Y108 204 4125 SH SOLE 0 0 4125 CATERPILLAR INC COM 149123101 181 944 SH SOLE 0 0 944 CHEVRON CORP NEW COM 166764100 5541 54615 SH SOLE 54615 0 0 CHURCH & DWIGHT INC COM 171340102 107 1300 SH SOLE 0 0 1300 CISCO SYS INC COM 17275R102 10275 188770 SH SOLE 182284 0 6486 CITIGROUP INC COM NEW 172967424 4018 57250 SH SOLE 57250 0 0 CMS ENERGY CORP COM 125896100 1616 27053 SH SOLE 27053 0 0 COCA COLA CO COM 191216100 5240 99861 SH SOLE 95715 0 4146 COLGATE PALMOLIVE CO COM 194162103 210 2779 SH SOLE 0 0 2779 CONAGRA BRANDS INC COM 205887102 98 2900 SH SOLE 0 0 2900 CONOCOPHILLIPS COM 20825C104 2885 42571 SH SOLE 42571 0 0 COSTCO WHSL CORP NEW COM 22160K105 640 1425 SH SOLE 1425 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 6947 40084 SH SOLE 40084 0 0 CUMMINS INC COM 231021106 196 875 SH SOLE 0 0 875 CVS HEALTH CORP COM 126650100 1785 21031 SH SOLE 21031 0 0 DARDEN RESTAURANTS INC COM 237194105 7814 51589 SH SOLE 51589 0 0 DEERE & CO COM 244199105 168 500 SH SOLE 0 0 500 DIAGEO PLC SPON ADR NEW 25243Q205 43956 227750 SH DFND 01 02 0 227750 0 DISNEY WALT CO COM 254687106 2315 13686 SH SOLE 13686 0 0 DOLLAR TREE INC COM 256746108 833 8700 SH SOLE 8700 0 0 DOMINION ENERGY INC COM 25746U109 3372 46180 SH SOLE 44930 0 1250 DUKE ENERGY CORP NEW COM NEW 26441C204 4400 45090 SH SOLE 45090 0 0 EBAY INC. 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17200 SH SOLE 17200 0 0 LEIDOS HOLDINGS INC COM 525327102 87 900 SH SOLE 0 0 900 LILLY ELI & CO COM 532457108 9095 39364 SH SOLE 38209 0 1155 LOCKHEED MARTIN CORP COM 539830109 5802 16811 SH SOLE 15945 0 866 M & T BK CORP COM 55261F104 185 1241 SH SOLE 0 0 1241 MARKEL CORP COM 570535104 179 150 SH SOLE 150 0 0 MARRIOTT INTL INC NEW CL A 571903202 170 1150 SH SOLE 1150 0 0 MCCORMICK & CO INC COM NON VTG 579780206 85 1050 SH SOLE 0 0 1050 MCDONALDS CORP COM 580135101 8280 34342 SH SOLE 33360 0 982 MEDTRONIC PLC SHS G5960L103 2813 22444 SH SOLE 22444 0 0 MERCK & CO INC COM 58933Y105 6697 89165 SH SOLE 88015 0 1150 MICROSOFT CORP COM 594918104 17347 61531 SH SOLE 61531 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 4612 99430 SH SOLE 99430 0 0 MONDELEZ INTL INC CL A 609207105 1525 26204 SH SOLE 22585 0 3619 NETSCOUT SYS INC COM 64115T104 106 3916 SH SOLE 3916 0 0 NEWMONT CORP COM 651639106 1939 35702 SH SOLE 35702 0 0 NORTHERN TR CORP COM 665859104 275 2550 SH SOLE 2550 0 0 NORTHROP GRUMMAN 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RAYTHEON TECHNOLOGIES CORP COM 75513E101 292 3394 SH SOLE 0 0 3394 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2529 56745 SH SOLE 55530 0 1215 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 879 10650 SH SOLE 10650 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 785 15075 SH SOLE 1075 0 14000 SOUTHERN CO COM 842587107 5825 93995 SH SOLE 93495 0 500 SOUTHWEST AIRLS CO COM 844741108 1183 23000 SH SOLE 23000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1930 11752 SH SOLE 11752 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 2298 20810 SH SOLE 0 0 20810 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 2639 23890 SH OTR 2290 0 21600 SPDR S&P 500 ETF TR TR UNIT 78462F103 108027 251730 SH SOLE 21471 0 230259 SPDR S&P 500 ETF TR TR UNIT 78462F103 1987 4630 SH OTR 0 0 4630 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6004 12485 SH SOLE 0 0 12485 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3328 30430 SH SOLE 0 0 30430 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2400 48582 SH SOLE 0 0 48582 SPDR SER TR PORTFOLIO LN COR 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