0001085146-21-001803.txt : 20210517 0001085146-21-001803.hdr.sgml : 20210517 20210517171355 ACCESSION NUMBER: 0001085146-21-001803 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 21932300 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001004244 XXXXXXXX 03-31-2021 03-31-2021 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 04-13-2021 2 176 5101544 false 1 0000317745 028-04922 GENERAL RE CORP 2 0001067983 028-04545 BERKSHIRE HATHAWAY INC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 3880 20135 SH SOLE 20135 0 0 ABBOTT LABS COM 002824100 3090 25784 SH SOLE 25784 0 0 ABBVIE INC COM 00287Y109 6693 61845 SH SOLE 61845 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 651 2355 SH SOLE 2355 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 2080 11337 SH SOLE 11337 0 0 AGNICO EAGLE MINES LTD COM 008474108 2754 47639 SH SOLE 47639 0 0 ALCON AG ORD SHS H01301128 32 450 SH SOLE 450 0 0 ALLIANT ENERGY CORP COM 018802108 1198 22114 SH SOLE 22114 0 0 ALTRA INDL MOTION CORP COM 02208R106 2 42 SH SOLE 42 0 0 AMERICAN EXPRESS CO COM 025816109 3622 25607 SH SOLE 25607 0 0 AMGEN INC COM 031162100 241 970 SH SOLE 970 0 0 ANALOG DEVICES INC COM 032654105 47 305 SH SOLE 305 0 0 APPLE INC COM 037833100 2494817 20424207 SH DFND 01 02 0 20424207 0 APPLE INC COM 037833100 6020 49284 SH SOLE 49284 0 0 ARES CAPITAL CORP COM 04010L103 4227 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 102 3381 SH SOLE 3381 0 0 BANK NEW YORK MELLON CORP COM 064058100 170 3600 SH SOLE 3600 0 0 BANK NEW YORK MELLON CORP COM 064058100 94079 1989411 SH DFND 01 02 0 1989411 0 BAXTER INTL INC COM 071813109 218 2580 SH SOLE 0 0 2580 BECTON DICKINSON & CO COM 075887109 373 1535 SH SOLE 1085 0 450 BK OF AMERICA CORP COM 060505104 880252 22751400 SH DFND 01 02 0 22751400 0 BLACKROCK CAP INVT CORP COM 092533108 1486 443493 SH OTR 0 0 443493 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 242 3000 SH SOLE 0 0 3000 BRISTOL-MYERS SQUIBB CO COM 110122108 4167 66000 SH SOLE 66000 0 0 BROADCOM INC COM 11135F101 2592 5590 SH SOLE 5590 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 11 266 SH SOLE 266 0 0 CHEVRON CORP NEW COM 166764100 5424 51765 SH SOLE 51765 0 0 CHURCH & DWIGHT INC COM 171340102 227 2600 SH SOLE 0 0 2600 CISCO SYS INC COM 17275R102 9049 174994 SH SOLE 170734 0 4260 CITIGROUP INC COM NEW 172967424 3914 53800 SH SOLE 53800 0 0 CMS ENERGY CORP COM 125896100 1656 27053 SH SOLE 27053 0 0 COCA COLA CO COM 191216100 4695 89065 SH SOLE 89065 0 0 CONAGRA BRANDS INC COM 205887102 218 5800 SH SOLE 0 0 5800 CONOCOPHILLIPS COM 20825C104 2255 42571 SH SOLE 42571 0 0 COSTCO WHSL CORP NEW COM 22160K105 502 1425 SH SOLE 1425 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 6512 37834 SH SOLE 37834 0 0 CVS HEALTH CORP COM 126650100 1582 21031 SH SOLE 21031 0 0 DANAHER CORPORATION COM 235851102 74 328 SH SOLE 328 0 0 DARDEN RESTAURANTS INC COM 237194105 6793 47839 SH SOLE 47839 0 0 DEERE & CO COM 244199105 374 1000 SH SOLE 0 0 1000 DIAGEO PLC SPON ADR NEW 25243Q205 37399 227750 SH DFND 01 02 0 227750 0 DISNEY WALT CO COM 254687106 2602 14101 SH SOLE 14101 0 0 DOLLAR TREE INC COM 256746108 996 8700 SH SOLE 8700 0 0 DOMINION ENERGY INC COM 25746U109 3314 43630 SH SOLE 41130 0 2500 DUKE ENERGY CORP NEW COM NEW 26441C204 4044 41890 SH SOLE 41890 0 0 EBAY INC. 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INC COM 58933Y105 5247 68065 SH SOLE 65765 0 2300 MICROSOFT CORP COM 594918104 14646 62121 SH SOLE 62121 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 5004 97830 SH SOLE 97830 0 0 MONDELEZ INTL INC CL A 609207105 1322 22585 SH SOLE 22585 0 0 NETSCOUT SYS INC COM 64115T104 110 3916 SH SOLE 3916 0 0 NEWMONT CORP COM 651639106 2152 35702 SH SOLE 35702 0 0 NORDSTROM INC COM 655664100 52 1370 SH SOLE 1370 0 0 NORTHERN TR CORP COM 665859104 268 2550 SH SOLE 2550 0 0 NORTHROP GRUMMAN CORP COM 666807102 202 625 SH SOLE 0 0 625 NOVARTIS AG SPONSORED ADR 66987V109 192 2250 SH SOLE 2250 0 0 OGE ENERGY CORP COM 670837103 190 5860 SH SOLE 0 0 5860 OMNICOM GROUP INC COM 681919106 87 1175 SH SOLE 1175 0 0 ORACLE CORP COM 68389X105 194 2770 SH SOLE 2770 0 0 OTIS WORLDWIDE CORP COM 68902V107 9 133 SH SOLE 133 0 0 OUTFRONT MEDIA INC COM 69007J106 2701 123710 SH SOLE 123710 0 0 PARKER-HANNIFIN CORP COM 701094104 315 1000 SH SOLE 0 0 1000 PAYCHEX INC COM 704326107 282 2875 SH SOLE 0 0 2875 PAYPAL HLDGS INC COM 70450Y103 5392 22204 SH SOLE 22204 0 0 PEPSICO INC COM 713448108 5261 37192 SH SOLE 35842 0 1350 PFIZER INC COM 717081103 5666 156382 SH SOLE 156382 0 0 PINNACLE WEST CAP CORP COM 723484101 3790 46585 SH SOLE 46585 0 0 PPL CORP COM 69351T106 2882 99920 SH SOLE 99920 0 0 PROCTER AND GAMBLE CO COM 742718109 8473 62560 SH SOLE 62560 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 3953 65660 SH SOLE 65660 0 0 QUALCOMM INC COM 747525103 1118 8430 SH SOLE 8430 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 147 1900 SH SOLE 266 0 1634 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 95 SH SOLE 95 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2102 53610 SH SOLE 51180 0 2430 SEAGATE TECHNOLOGY PLC SHS G7945M107 817 10650 SH SOLE 10650 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 740 15075 SH SOLE 1075 0 14000 SOUTHERN CO COM 842587107 5594 89995 SH SOLE 88995 0 1000 SOUTHWEST AIRLS CO COM 844741108 1404 23000 SH SOLE 23000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1880 11752 SH SOLE 11752 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16393 41361 SH OTR 0 0 41361 SPDR S&P 500 ETF TR TR UNIT 78462F103 84482 213159 SH SOLE 21471 0 191688 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5943 12485 SH OTR 0 0 12485 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3265 30005 SH SOLE 0 0 30005 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2408 48582 SH SOLE 0 0 48582 SPDR SER TR PORTFOLIO LN COR 78464A367 91 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO SHORT 78464A474 2995 95650 SH SOLE 0 0 95650 STARBUCKS CORP COM 855244109 929 8500 SH SOLE 8500 0 0 STRYKER CORPORATION COM 863667101 1656 6800 SH SOLE 6800 0 0 SYSCO CORP COM 871829107 5776 73350 SH SOLE 73350 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 10 563 SH SOLE 563 0 0 TARGET CORP COM 87612E106 4801 24239 SH SOLE 24239 0 0 TJX COS INC NEW COM 872540109 999 15100 SH SOLE 15100 0 0 T-MOBILE US INC COM 872590104 915 7300 SH SOLE 7300 0 0 TRUIST FINL CORP COM 89832Q109 136 2340 SH SOLE 2340 0 0 UNION PAC CORP COM 907818108 2425 11000 SH SOLE 11000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 330 1940 SH SOLE 1940 0 0 UNITEDHEALTH GROUP INC COM 91324P102 446 1200 SH SOLE 1200 0 0 US BANCORP DEL COM NEW 902973304 975029 17628443 SH DFND 01 02 0 17628443 0 US BANCORP DEL COM NEW 902973304 4366 78928 SH SOLE 78928 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3176 17140 SH SOLE 0 0 17140 VANGUARD INDEX FDS MID CAP ETF 922908629 4004 18090 SH SOLE 0 0 18090 VANGUARD INDEX FDS SMALL CP ETF 922908751 7342 34295 SH SOLE 0 0 34295 VANGUARD INDEX FDS TOTAL STK MKT 922908769 13807 66800 SH SOLE 56000 0 10800 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1333 16319 SH OTR 0 0 16319 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 22811 245200 SH SOLE 0 245200 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 5289 99100 SH SOLE 0 99100 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 7263 71845 SH SOLE 47400 0 24445 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1425 21775 SH SOLE 0 0 21775 VAREX IMAGING CORP COM 92214X106 8 400 SH SOLE 400 0 0 VARIAN MED SYS INC COM 92220P105 300 1700 SH SOLE 1700 0 0 VERISK ANALYTICS INC COM 92345Y106 5124 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4266 73357 SH SOLE 73357 0 0 VIATRIS INC COM 92556V106 44 3135 SH SOLE 3135 0 0 VISA INC COM CL A 92826C839 212 1000 SH SOLE 0 0 1000 VONTIER CORPORATION COM 928881101 2 58 SH SOLE 58 0 0 WABTEC COM 929740108 1 12 SH SOLE 12 0 0 WALMART INC COM 931142103 6000 44175 SH SOLE 44175 0 0 WASTE MGMT INC DEL COM 94106L109 258 2000 SH SOLE 2000 0 0 WELLS FARGO CO NEW COM 949746101 5952 152347 SH SOLE 152347 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 786 10796 SH SOLE 10796 0 0 YUM CHINA HLDGS INC COM 98850P109 1178 19900 SH SOLE 19900 0 0 ZOETIS INC CL A 98978V103 126 800 SH SOLE 0 0 800