0001085146-18-002756.txt : 20181114 0001085146-18-002756.hdr.sgml : 20181114 20181114162152 ACCESSION NUMBER: 0001085146-18-002756 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 181184186 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001004244 XXXXXXXX 09-30-2018 09-30-2018 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 11-14-2018 2 257 5851196 1 0001067983 028-04545 BERKSHIRE HATHAWAY INC 1 0000317745 028-04922 GENERAL RE CORP INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2592 12303 SH SOLE 12103 0 200 3M CO COM 88579Y101 237 1125 SH OTR 1125 0 0 ABB LTD SPONSORED ADR 000375204 95 4012 SH SOLE 4012 0 0 ABBOTT LABS COM 002824100 1790 24404 SH SOLE 24404 0 0 ABBVIE INC COM 00287Y109 4765 50390 SH SOLE 49190 0 1200 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 401 2355 SH OTR 2355 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 368 2160 SH SOLE 2160 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 1521 9037 SH SOLE 9037 0 0 AGNICO EAGLE MINES LTD COM 008474108 1578 46139 SH SOLE 46139 0 0 ALLIANT ENERGY CORP COM 018802108 912 21414 SH SOLE 21414 0 0 ALTRIA GROUP INC COM 02209S103 147 2436 SH SOLE 2436 0 0 AMERICAN ELEC PWR INC COM 025537101 3407 48075 SH SOLE 46675 0 1400 AMERICAN EXPRESS CO COM 025816109 1959 18398 SH SOLE 18398 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1068 20056 SH SOLE 20056 0 0 AMERICAN SOFTWARE INC CL A 029683109 22 1810 SH SOLE 1810 0 0 AMGEN INC COM 031162100 201 970 SH OTR 970 0 0 ANADARKO PETE CORP COM 032511107 1012 15013 SH SOLE 15013 0 0 ANALOG DEVICES INC COM 032654105 28 305 SH OTR 305 0 0 ANALOG DEVICES INC COM 032654105 460 4974 SH SOLE 4974 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1002 11437 SH SOLE 11437 0 0 ANIKA THERAPEUTICS INC COM 035255108 37 883 SH SOLE 883 0 0 APPLE INC COM 037833100 1289201 5711000 SH DFND 01 02 0 5711000 0 APPLE INC COM 037833100 3611 15995 SH SOLE 15995 0 0 ARES CAP CORP COM 04010L103 3883 225900 SH OTR 0 0 225900 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 269 8304 SH SOLE 8304 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 940 5000 SH SOLE 5000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 252 6371 SH SOLE 6371 0 0 AT&T INC COM 00206R102 114 3381 SH OTR 3381 0 0 AT&T INC COM 00206R102 202 6011 SH SOLE 6011 0 0 BADGER METER INC COM 056525108 428 8088 SH SOLE 8088 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 12211 9435 SH OTR 0 0 9435 BANK AMER CORP COM 060505104 670256 22751400 SH DFND 01 02 0 22751400 0 BANK HAWAII CORP COM 062540109 468 5928 SH SOLE 5928 0 0 BANK NEW YORK MELLON CORP COM 064058100 564090 11062750 SH DFND 01 02 0 11062750 0 BANK NEW YORK MELLON CORP COM 064058100 184 3600 SH OTR 3600 0 0 BB&T CORP COM 054937107 114 2340 SH OTR 2340 0 0 BCE INC COM NEW 05534B760 203 5008 SH SOLE 5008 0 0 BECTON DICKINSON & CO COM 075887109 283 1085 SH OTR 1085 0 0 BECTON DICKINSON & CO COM 075887109 418 1600 SH SOLE 1600 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 2401 407000 SH OTR 0 0 407000 BRISTOL MYERS SQUIBB CO COM 110122108 3053 49185 SH SOLE 48085 0 1100 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 309 6634 SH SOLE 6634 0 0 BROADCOM INC COM 11135F101 691 2800 SH SOLE 2800 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 362 2747 SH SOLE 2747 0 0 BROOKS AUTOMATION INC COM 114340102 381 10890 SH SOLE 10890 0 0 CARTERS INC COM 146229109 831 8423 SH SOLE 8423 0 0 CASS INFORMATION SYS INC COM 14808P109 366 5622 SH SOLE 5622 0 0 CHEESECAKE FACTORY INC COM 163072101 550 10267 SH SOLE 10267 0 0 CHEVRON CORP NEW COM 166764100 5298 43321 SH SOLE 42621 0 700 CINEMARK HOLDINGS INC COM 17243V102 387 9626 SH SOLE 9626 0 0 CISCO SYS INC COM 17275R102 8647 177744 SH SOLE 174844 0 2900 CITIGROUP INC COM NEW 172967424 1528 21300 SH SOLE 21300 0 0 CME GROUP INC COM CL A 12572Q105 341 2004 SH SOLE 2004 0 0 CMS ENERGY CORP COM 125896100 1255 25611 SH SOLE 25611 0 0 COCA COLA CO COM 191216100 3659 79230 SH SOLE 77430 0 1800 CONOCOPHILLIPS COM 20825C104 1499 19373 SH SOLE 18373 0 1000 CORE LABORATORIES N V COM N22717107 670 5782 SH SOLE 5782 0 0 COSTCO WHSL CORP NEW COM 22160K105 335 1425 SH OTR 1425 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 4901 44028 SH SOLE 43128 0 900 CVS HEALTH CORP COM 126650100 219 2785 SH OTR 2785 0 0 CVS HEALTH CORP COM 126650100 1349 17139 SH SOLE 17139 0 0 DANAHER CORP DEL COM 235851102 36 328 SH OTR 328 0 0 DARDEN RESTAURANTS INC COM 237194105 5508 49539 SH SOLE 48439 0 1100 DEVON ENERGY CORP NEW COM 25179M103 374 9365 SH SOLE 9365 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 32265 227750 SH DFND 01 02 0 227750 0 DISNEY WALT CO COM DISNEY 254687106 49 415 SH OTR 415 0 0 DISNEY WALT CO COM DISNEY 254687106 807 6900 SH SOLE 6900 0 0 DOMINION ENERGY INC COM 25746U109 2489 35415 SH SOLE 34415 0 1000 DUKE ENERGY CORP NEW COM NEW 26441C204 3556 44437 SH SOLE 43537 0 900 DXC TECHNOLOGY CO COM 23355L106 1605 17161 SH SOLE 17161 0 0 EBAY INC COM 278642103 1414 42825 SH SOLE 42825 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 761 21800 SH SOLE 21800 0 0 EMERSON ELEC CO COM 291011104 4708 61475 SH SOLE 60175 0 1300 ENTERGY CORP NEW COM 29364G103 2350 28960 SH SOLE 28160 0 800 EOG RES INC COM 26875P101 1658 13000 SH SOLE 13000 0 0 EXXON MOBIL CORP COM 30231G102 639 7514 SH SOLE 7514 0 0 FIRST FINL BANKSHARES COM 32020R109 356 6026 SH SOLE 6026 0 0 FORTIVE CORP COM 34959J108 14 164 SH OTR 164 0 0 FRANCO NEVADA CORP COM 351858105 363 5800 SH SOLE 5800 0 0 GENERAL ELECTRIC CO COM 369604103 27 2400 SH OTR 2400 0 0 GENERAL ELECTRIC CO COM 369604103 1947 172535 SH SOLE 169835 0 2700 GENERAL MLS INC COM 370334104 3420 79690 SH SOLE 77990 0 1700 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 255 6343 SH SOLE 6343 0 0 GOLDCORP INC NEW COM 380956409 1072 105118 SH SOLE 105118 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1203 54218 SH OTR 54218 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 96662 431063 SH DFND 01 02 0 431063 0 GOLUB CAP BDC INC COM 38173M102 4366 232876 SH OTR 0 0 232876 GRACO INC COM 384109104 372 8031 SH SOLE 8031 0 0 HALLIBURTON CO COM 406216101 194 4776 SH SOLE 4776 0 0 HENRY JACK & ASSOC INC COM 426281101 445 2779 SH SOLE 2779 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1204 73804 SH SOLE 73804 0 0 HFF INC CL A 40418F108 45 1051 SH SOLE 1051 0 0 HOLOGIC INC COM 436440101 1381 33700 SH SOLE 33700 0 0 HOME DEPOT INC COM 437076102 335 1615 SH OTR 1615 0 0 HONEYWELL INTL INC COM 438516106 447 2685 SH SOLE 2685 0 0 HONEYWELL INTL INC COM 438516106 96 575 SH OTR 575 0 0 HORMEL FOODS CORP COM 440452100 395 10031 SH SOLE 10031 0 0 HP INC COM 40434L105 1579 61275 SH SOLE 61275 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 212 4829 SH SOLE 4829 0 0 ILLINOIS TOOL WKS INC COM 452308109 49 350 SH OTR 350 0 0 ILLINOIS TOOL WKS INC COM 452308109 348 2466 SH SOLE 2466 0 0 INTEL CORP COM 458140100 85 1800 SH OTR 1800 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 166 1100 SH OTR 1100 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3440 22750 SH SOLE 22250 0 500 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 216 1550 SH OTR 1550 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 1628 113720 SH OTR 0 0 113720 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1885 81350 SH OTR 0 0 81350 ISHARES GOLD TRUST ISHARES 464285105 674 59000 SH SOLE 59000 0 0 ISHARES TR CMBS ETF 46429B366 110 2200 SH OTR 0 0 2200 ISHARES TR CORE HIGH DV ETF 46429B663 9778 108000 SH OTR 100000 0 8000 ISHARES TR CORE S&P SCP ETF 464287804 4519 51800 SH OTR 0 0 51800 ISHARES TR CORE S&P500 ETF 464287200 4040 13800 SH OTR 9200 0 4600 ISHARES TR CORE S&P500 ETF 464287200 205 700 SH SOLE 700 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 179 3500 SH OTR 0 0 3500 ISHARES TR IBOXX HI YD ETF 464288513 519 6000 SH SOLE 0 0 6000 ISHARES TR IBOXX HI YD ETF 464288513 2543 29415 SH OTR 0 0 29415 ISHARES TR IBOXX INV CP ETF 464287242 161 1400 SH OTR 0 0 1400 ISHARES TR IBOXX INV CP ETF 464287242 2873 25000 SH SOLE 0 0 25000 ISHARES TR INTRM TR CRP ETF 464288638 175 3300 SH OTR 0 0 3300 ISHARES TR NATIONAL MUN ETF 464288414 648 6000 SH OTR 0 0 6000 ISHARES TR RUSSELL 3000 ETF 464287689 439 2550 SH OTR 0 0 2550 ISHARES TR S&P 100 ETF 464287101 2528 19500 SH OTR 19500 0 0 ISHARES TR S&P US PFD STK 464288687 3837 103332 SH OTR 0 0 103332 ISHARES TR SELECT DIVID ETF 464287168 13474 135064 SH OTR 72834 0 62230 JOHNSON & JOHNSON COM 478160104 4018 29082 SH SOLE 28482 0 600 JOHNSON CTLS INTL PLC SHS G51502105 746 21312 SH SOLE 21312 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2547 92750 SH OTR 0 0 92750 JPMORGAN CHASE & CO COM 46625H100 61498 545000 SH DFND 01 02 0 545000 0 JPMORGAN CHASE & CO COM 46625H100 9793 86788 SH SOLE 85488 0 1300 KIMBERLY CLARK CORP COM 494368103 68 600 SH OTR 600 0 0 KIMBERLY CLARK CORP COM 494368103 57 500 SH SOLE 500 0 0 KINDER MORGAN INC DEL COM 49456B101 2166 122150 SH SOLE 119450 0 2700 KOHLS CORP COM 500255104 1398 18746 SH SOLE 18746 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 310 6809 SH SOLE 6809 0 0 KRAFT HEINZ CO COM 500754106 3265 59247 SH SOLE 58247 0 1000 LAMAR ADVERTISING CO NEW CL A 512816109 354 4547 SH SOLE 4547 0 0 LANDSTAR SYS INC COM 515098101 402 3295 SH SOLE 3295 0 0 LAS VEGAS SANDS CORP COM 517834107 428 7221 SH SOLE 7221 0 0 LILLY ELI & CO COM 532457108 4784 44580 SH SOLE 43580 0 1000 LINCOLN ELEC HLDGS INC COM 533900106 225 2411 SH SOLE 2411 0 0 LOCKHEED MARTIN CORP COM 539830109 5028 14532 SH SOLE 14232 0 300 LOWES COS INC COM 548661107 529 4603 SH SOLE 4603 0 0 MANHATTAN ASSOCS INC COM 562750109 230 4206 SH SOLE 4206 0 0 MARKEL CORP COM 570535104 178 150 SH OTR 150 0 0 MARRIOTT INTL INC NEW CL A 571903202 79 600 SH OTR 600 0 0 MARSH & MCLENNAN COS INC COM 571748102 385 4655 SH SOLE 4655 0 0 MCDONALDS CORP COM 580135101 226 1350 SH OTR 1350 0 0 MCDONALDS CORP COM 580135101 4983 29790 SH SOLE 29090 0 700 MEDTRONIC PLC SHS G5960L103 148 1500 SH OTR 1500 0 0 MEDTRONIC PLC SHS G5960L103 2275 23128 SH SOLE 23128 0 0 MERCK & CO INC COM 58933Y105 4476 63095 SH SOLE 61595 0 1500 MGM GROWTH PPTYS LLC CL A COM 55303A105 466 15800 SH SOLE 15800 0 0 MICHAELS COS INC COM 59408Q106 547 33700 SH SOLE 33700 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 73 924 SH SOLE 924 0 0 MICROSOFT CORP COM 594918104 538 4700 SH OTR 4700 0 0 MICROSOFT CORP COM 594918104 8558 74828 SH SOLE 73828 0 1000 MONDELEZ INTL INC CL A 609207105 957 22279 SH SOLE 22279 0 0 MOODYS CORP COM 615369105 290 1732 SH SOLE 1732 0 0 NATIONAL BEVERAGE CORP COM 635017106 538 4614 SH SOLE 4614 0 0 NETSCOUT SYS INC COM 64115T104 99 3916 SH OTR 3916 0 0 NORDSTROM INC COM 655664100 82 1370 SH OTR 1370 0 0 NORTHERN TR CORP COM 665859104 260 2550 SH OTR 2550 0 0 NOVARTIS A G SPONSORED ADR 66987V109 194 2250 SH OTR 2250 0 0 OMNICOM GROUP INC COM 681919106 80 1175 SH OTR 1175 0 0 ORACLE CORP COM 68389X105 66358 1287000 SH DFND 01 02 0 1287000 0 ORACLE CORP COM 68389X105 143 2770 SH OTR 2770 0 0 ORACLE CORP COM 68389X105 276 5355 SH SOLE 5355 0 0 OUTFRONT MEDIA INC COM 69007J106 2572 128905 SH SOLE 125905 0 3000 PATTERSON COMPANIES INC COM 703395103 161 6578 SH SOLE 6578 0 0 PAYCHEX INC COM 704326107 89 1203 SH SOLE 1203 0 0 PAYPAL HLDGS INC COM 70450Y103 2673 30425 SH SOLE 30425 0 0 PEPSICO INC COM 713448108 101 905 SH OTR 905 0 0 PEPSICO INC COM 713448108 4505 40296 SH SOLE 39496 0 800 PERSPECTA INC COM 715347100 1 44 SH SOLE 44 0 0 PFIZER INC COM 717081103 6475 146907 SH SOLE 144307 0 2600 PFIZER INC COM 717081103 104 2355 SH OTR 2355 0 0 PINNACLE WEST CAP CORP COM 723484101 3736 47185 SH SOLE 46085 0 1100 PNC FINL SVCS GROUP INC COM 693475105 149877 1100500 SH DFND 01 02 0 1100500 0 PNC FINL SVCS GROUP INC COM 693475105 595 4372 SH SOLE 4372 0 0 PPG INDS INC COM 693506107 281 2573 SH SOLE 2573 0 0 PPL CORP COM 69351T106 2536 86660 SH SOLE 84660 0 2000 PRAXAIR INC COM 74005P104 303 1883 SH SOLE 1883 0 0 PRIMERICA INC COM 74164M108 456 3783 SH SOLE 3783 0 0 PROCTER AND GAMBLE CO COM 742718109 291 3500 SH OTR 3500 0 0 PROCTER AND GAMBLE CO COM 742718109 4714 56635 SH SOLE 55735 0 900 PUBLIC SVC ENTERPRISE GROUP COM 744573106 3059 57935 SH SOLE 56235 0 1700 QUALCOMM INC COM 747525103 154 2140 SH OTR 2140 0 0 QUALCOMM INC COM 747525103 504 7000 SH SOLE 7000 0 0 RBC BEARINGS INC COM 75524B104 535 3559 SH SOLE 3559 0 0 RE MAX HLDGS INC CL A 75524W108 346 7796 SH SOLE 7796 0 0 REALTY INCOME CORP COM 756109104 188 3304 SH SOLE 3304 0 0 RLI CORP COM 749607107 330 4194 SH SOLE 4194 0 0 ROCKWELL COLLINS INC COM 774341101 100 710 SH OTR 710 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 238 2966 SH SOLE 2966 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 301 4237 SH SOLE 4237 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3276 48085 SH SOLE 47785 0 300 RPM INTL INC COM 749685103 108 1668 SH SOLE 1668 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 30 1632 SH SOLE 1632 0 0 SCHWAB CHARLES CORP NEW COM 808513105 444 9035 SH SOLE 9035 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 352 4467 SH SOLE 4467 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 568 12000 SH SOLE 12000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1295 17100 SH OTR 0 0 17100 SHIRE PLC SPONSORED ADR 82481R106 20 112 SH OTR 112 0 0 SHIRE PLC SPONSORED ADR 82481R106 1382 7622 SH SOLE 7622 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 601 7974 SH SOLE 7974 0 0 SNAP ON INC COM 833034101 372 2028 SH SOLE 2028 0 0 SOUTHERN CO COM 842587107 3711 85115 SH SOLE 83815 0 1300 SPDR GOLD TRUST GOLD SHS 78463V107 1280 11352 SH SOLE 11352 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1567 5390 SH SOLE 5390 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 74039 254674 SH OTR 13921 0 240753 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8447 22987 SH OTR 0 0 22987 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3748 78582 SH SOLE 0 0 78582 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1655 45920 SH OTR 0 0 45920 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 79 3000 SH SOLE 0 0 3000 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 2887 95650 SH SOLE 0 0 95650 SYSCO CORP COM 871829107 5582 76205 SH SOLE 74405 0 1800 TARGET CORP COM 87612E106 2275 25789 SH SOLE 25789 0 0 THOR INDS INC COM 885160101 315 3765 SH SOLE 3765 0 0 TJX COS INC NEW COM 872540109 472 4214 SH SOLE 4214 0 0 TOTAL S A SPONSORED ADR 89151E109 185 2868 SH SOLE 2868 0 0 TOTAL SYS SVCS INC COM 891906109 1639 16602 SH SOLE 16602 0 0 TRAVELERS COMPANIES INC COM 89417E109 5578 43000 SH DFND 01 02 0 43000 0 TRAVELERS COMPANIES INC COM 89417E109 419 3228 SH SOLE 3228 0 0 U S G CORP COM NEW 903293405 189956 4385964 SH DFND 01 02 0 4385964 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2619 108887 SH OTR 0 0 108887 UNION PAC CORP COM 907818108 1449 8900 SH SOLE 8900 0 0 UNITED PARCEL SERVICE INC CL B 911312106 226 1940 SH OTR 1940 0 0 UNITEDHEALTH GROUP INC COM 91324P102 319 1200 SH OTR 1200 0 0 US BANCORP DEL COM NEW 902973304 930958 17628443 SH DFND 01 02 0 17628443 0 US BANCORP DEL COM NEW 902973304 2329 44110 SH SOLE 44110 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 70 3800 SH OTR 0 0 3800 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 79 1000 SH OTR 0 0 1000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10221 68300 SH OTR 56000 0 12300 VANGUARD INDEX FDS VALUE ETF 922908744 2712 24500 SH SOLE 0 0 24500 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2192 30830 SH OTR 0 0 30830 VAREX IMAGING CORP COM 92214X106 11 400 SH OTR 400 0 0 VARIAN MED SYS INC COM 92220P105 190 1700 SH OTR 1700 0 0 VERISK ANALYTICS INC COM 92345Y106 120589 1000325 SH DFND 01 02 0 1000325 0 VERISK ANALYTICS INC COM 92345Y106 3496 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 64 1191 SH OTR 1191 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3692 69166 SH SOLE 67566 0 1600 VERMILION ENERGY INC COM 923725105 151 4571 SH SOLE 4571 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 204 9415 SH SOLE 9415 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1411 19361 SH SOLE 19361 0 0 WALMART INC COM 931142103 4350 46315 SH SOLE 45315 0 1000 WASTE MGMT INC DEL COM 94106L109 181 2000 SH OTR 2000 0 0 WASTE MGMT INC DEL COM 94106L109 489 5409 SH SOLE 5409 0 0 WATSCO INC COM 942622200 376 2111 SH SOLE 2111 0 0 WD-40 CO COM 929236107 301 1747 SH SOLE 1747 0 0 WELLS FARGO CO NEW COM 949746101 2074 39467 SH SOLE 39467 0 0 WELLS FARGO CO NEW COM 949746101 1198068 22794300 SH DFND 01 02 0 22794300 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 17136 13275 SH OTR 0 0 13275 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 9881 156306 SH OTR 19906 0 136400 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5619 88887 SH SOLE 22037 0 66850 YUM BRANDS INC COM 988498101 836 9200 SH SOLE 9200 0 0 YUM CHINA HLDGS INC COM 98850P109 678 19300 SH SOLE 19300 0 0 ZOETIS INC CL A 98978V103 1774 19379 SH SOLE 19379 0 0