0001085146-18-001522.txt : 20180515 0001085146-18-001522.hdr.sgml : 20180515 20180515163615 ACCESSION NUMBER: 0001085146-18-001522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 18837154 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001004244 XXXXXXXX 03-31-2018 03-31-2018 NEW ENGLAND ASSET MANAGEMENT INC
74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032
13F HOLDINGS REPORT 028-05194 N
William E. Rotatori CEO 860 676-8722 /s/ William E. Rotatori Farmington CT 05-15-2018 2 177 5362956 false 01 0000317745 028-04922 GENERAL RE CORP 02 0001067983 028-04545 BERKSHIRE HATHAWAY INC
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10121079600SHSOLE 940002003M COCOM88579Y1012471125SHOTR 112500ABBOTT LABSCOM002824100188231404SHSOLE 3140400ABBVIE INCCOM00287Y109427945200SHSOLE 4400001200ACCENTURE PLC IRELANDSHS CLASS AG1151C1013612355SHOTR 235500ADVANCE AUTO PARTS INCCOM00751Y106139111737SHSOLE 1173700AGNICO EAGLE MINES LTDCOM008474108226553839SHSOLE 5383900ALLIANT ENERGY CORPCOM018802108114127914SHSOLE 2791400AMERICAN ELEC PWR INCCOM025537101370454000SHSOLE 5260001400AMERICAN EXPRESS COCOM025816109218323398SHSOLE 2339800AMERICAN INTL GROUP INCCOM NEW026874784142326156SHSOLE 2615600AMGEN INCCOM031162100165970SHOTR 97000ANADARKO PETE CORPCOM032511107117919513SHSOLE 1951300ANALOG DEVICES INCCOM03265410528305SHOTR 30500ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A108160914637SHSOLE 1463700APPLE INCCOM0378331009581925711000SHDFND01 02057110000APPLE INCCOM0378331001966381172000SHOTR 011720000APPLE INCCOM037833100348620775SHSOLE 2077500ARES CAP CORPCOM04010L1033585225900SHOTR 00225900ASML HOLDING N VN Y REGISTRY SHSN0705921012716400SHSOLE 640000AT&T INCCOM00206R1021213381SHOTR 338100BANK AMER CORP7.25%CNV PFD L060505682121669435SHOTR 009435BANK AMER CORPCOM06050510462979021000000SHDFND01 020210000000BANK NEW YORK MELLON CORPCOM0640581001863600SHOTR 360000BB&T CORPCOM0549371071222340SHOTR 234000BECTON DICKINSON & COCOM0758871092351085SHOTR 108500BLACKROCK CAPITAL INVESTMENTCOM0925331082454407000SHOTR 00407000BLACKROCK ENERGY & RES TRCOM09250U10125319142SHSOLE 0019142BLACKROCK FLOATING RATE INCOCOM09194110401SHSOLE 001BRISTOL MYERS SQUIBB COCOM110122108277143800SHSOLE 4270001100CARTER INCCOM146229109113710923SHSOLE 1092300CHEVRON CORP NEWCOM166764100499843826SHSOLE 431260700CISCO SYS INCCOM17275R1027542175849SHSOLE 17294902900CITIGROUP INCCOM NEW172967424185627500SHSOLE 2750000CMS ENERGY CORPCOM125896100150433211SHSOLE 3321100COCA COLA COCOM191216100298368700SHSOLE 6690001800CONOCOPHILLIPSCOM20825C104150325357SHSOLE 2435701000COSTCO WHSL CORP NEWCOM22160K1052691425SHOTR 142500CROWN CASTLE INTL CORP NEWCOM22822V101391335700SHSOLE 348000900CVS HEALTH CORPCOM1266501001732785SHOTR 278500CVS HEALTH CORPCOM126650100137122039SHSOLE 2203900DANAHER CORP DELCOM23585110232328SHOTR 32800DARDEN RESTAURANTS INCCOM237194105374243894SHSOLE 4279401100DEVON ENERGY CORP NEWCOM25179M10338712165SHSOLE 1216500DIAGEO P L CSPON ADR NEW25243Q20530842227750SHDFND01 0202277500DISNEY WALT COCOM DISNEY25468710642415SHOTR 41500DOMINION ENERGY INCCOM25746U109267739700SHSOLE 3870001000DUKE ENERGY CORP NEWCOM NEW26441C204288237200SHSOLE 363000900DXC TECHNOLOGY COCOM23355L106187618663SHSOLE 1866300EBAY INCCOM278642103163940725SHSOLE 4072500EMERSON ELEC COCOM291011104373654700SHSOLE 5340001300ENTERGY CORP NEWCOM29364G103254532300SHSOLE 315000800EOG RES INCCOM26875P101177916900SHSOLE 1690000FORTIVE CORPCOM34959J10813164SHOTR 16400FRANCO NEVADA CORPCOM3518581053975800SHSOLE 580000GENERAL ELECTRIC COCOM369604103322400SHOTR 240000GENERAL ELECTRIC COCOM3696041032191162600SHSOLE 15990002700GENERAL MLS INCCOM370334104199744300SHSOLE 4320001100GOLDCORP INC NEWCOM3809564091567113418SHSOLE 11341800GOLDMAN SACHS BDC INCSHS38147U107103754218SHOTR 5421800GOLDMAN SACHS GROUP INCCOM38141G104108568431063SHDFND01 0204310630GOLUB CAP BDC INCCOM38173M1024166232876SHOTR 00232876HEWLETT PACKARD ENTERPRISE CCOM42824C109168095804SHSOLE 9580400HOLOGIC INCCOM436440101163343700SHSOLE 4370000HOME DEPOT INCCOM4370761022881615SHOTR 161500HONEYWELL INTL INCCOM43851610683575SHOTR 57500HP INCCOM40434L105207394575SHSOLE 9457500ILLINOIS TOOL WKS INCCOM45230810955350SHOTR 35000INTEL CORPCOM458140100941800SHOTR 180000INTERNATIONAL BUSINESS MACHSCOM4592001011691100SHOTR 110000INTERNATIONAL BUSINESS MACHSCOM459200101310020200SHSOLE 197000500INTERNATIONAL FLAVORS&FRAGRACOM4595061012121550SHOTR 155000ISHARES GOLD TRUSTISHARES46428510575159000SHSOLE 5900000ISHARES TRCMBS ETF46429B3661112200SHOTR 002200ISHARES TRCORE HIGH DV ETF46429B6639124108000SHOTR 10000008000ISHARES TRCORE S&P SCP ETF464287804397751642SHOTR 0051642ISHARES TRCORE S&P500 ETF464287200366213800SHOTR 920004600ISHARES TRFLTG RATE NT ETF46429B6551783500SHOTR 003500ISHARES TRIBOXX HI YD ETF4642885135146000SHSOLE 006000ISHARES TRIBOXX HI YD ETF464288513239627975SHOTR 0027975ISHARES TRIBOXX INV CP ETF4642872421641400SHOTR 001400ISHARES TRIBOXX INV CP ETF464287242293525000SHSOLE 0025000ISHARES TRINTRMD CR BD ETF4642886381771650SHOTR 001650ISHARES TRNATIONAL MUN ETF4642884146546000SHOTR 006000ISHARES TRRUSSELL 3000 ETF4642876893992550SHOTR 002550ISHARES TRS&P 100 ETF464287101226219500SHOTR 1950000ISHARES TRS&P US PFD STK464288687364797097SHOTR 0097097ISHARES TRSELECT DIVID ETF46428716815757165645SHOTR 136370029275JOHNSON & JOHNSONCOM478160104334226082SHSOLE 254820600JOHNSON CTLS INTL PLCSHSG5150210597427643SHSOLE 2764300JPMORGAN CHASE & COALERIAN ML ETN46625H365222692750SHOTR 0092750JPMORGAN CHASE & COCOM46625H100986589708SHSOLE 8840801300KIMBERLY CLARK CORPCOM49436810366600SHOTR 60000KIMBERLY CLARK CORPCOM49436810355500SHSOLE 50000KINDER MORGAN INC DELCOM49456B1011649109500SHSOLE 10680002700KOHLS CORPCOM500255104158824246SHSOLE 2424600KRAFT HEINZ COCOM500754106372359767SHSOLE 5876701000LILLY ELI & COCOM532457108307939800SHSOLE 3880001000LOCKHEED MARTIN CORPCOM539830109434912872SHSOLE 125720300MARKEL CORPCOM570535104176150SHOTR 15000MARRIOTT INTL INC NEWCL A57190320282600SHOTR 60000MCDONALDS CORPCOM5801351012111350SHOTR 135000MCDONALDS CORPCOM580135101412826400SHSOLE 257000700MEDTRONIC PLCSHSG5960L1031201500SHOTR 150000MEDTRONIC PLCSHSG5960L103203325344SHSOLE 2534400MERCK & CO INCCOM58933Y105306256200SHSOLE 5470001500MICHAELS COS INCCOM59408Q10686944100SHSOLE 4410000MICROSOFT CORPCOM5949181044294700SHOTR 470000MICROSOFT CORPCOM5949181049146100208SHSOLE 9890801300MONDELEZ INTL INCCL A609207105125330019SHSOLE 3001900NETSCOUT SYS INCCOM64115T1041033916SHOTR 391600NORDSTROM INCCOM655664100661370SHOTR 137000NORTHERN TR CORPCOM6658591042632550SHOTR 255000NOVARTIS A GSPONSORED ADR66987V1091822250SHOTR 225000NUTRIEN LTDCOM67077M108108522960SHSOLE 0022960OCEAN RIG UDW INCCOM CL AG6696411893637111SHOTR 0037111OMNICOM GROUP INCCOM681919106851175SHOTR 117500ORACLE CORPCOM68389X1051272770SHOTR 277000OUTFRONT MEDIA INCCOM69007J1062150114750SHSOLE 11175003000PAYPAL HLDGS INCCOM70450Y103299939525SHSOLE 3952500PEPSICO INCCOM71344810899905SHOTR 90500PEPSICO INCCOM713448108418838371SHSOLE 375710800PFIZER INCCOM7170811035133144652SHSOLE 14205202600PFIZER INCCOM717081103842355SHOTR 235500PINNACLE WEST CAP CORPCOM723484101333641800SHSOLE 4070001100POWERSHARES ETF TR IIPFD PORTFOLIO73936T5651536105200SHOTR 00105200POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769175875990SHOTR 0075990PPL CORPCOM69351T106218277100SHSOLE 7510002000PROCTER AND GAMBLE COCOM7427181092773500SHOTR 350000PROCTER AND GAMBLE COCOM742718109447356422SHSOLE 555220900PUBLIC SVC ENTERPRISE GROUPCOM744573106327665210SHSOLE 6351001700QUALCOMM INCCOM7475251031192140SHOTR 214000ROCKWELL COLLINS INCCOM77434110196710SHOTR 71000ROYAL DUTCH SHELL PLCSPONS ADR A780259206270542400SHSOLE 421000300SELECT SECTOR SPDR TRENERGY81369Y506115317100SHOTR 0017100SHIRE PLCSPONSORED ADR82481R10617112SHOTR 11200SHIRE PLCSPONSORED ADR82481R10614809906SHSOLE 990600SOUTHERN COCOM842587107386586555SHSOLE 8525501300SPDR GOLD TRUSTGOLD SHS78463V107171713652SHSOLE 1365200SPDR S&P 500 ETF TRTR UNIT78462F10383327316650SHOTR 152800301370SPDR S&P 500 ETF TRTR UNIT78462F10311494365SHSOLE 436500SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107780822847SHOTR 0022847SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417152342485SHOTR 0042485SPDR SERIES TRUSTPORTFOLIO LN COR78464A367823000SHSOLE 003000SYSCO CORPCOM871829107405967700SHSOLE 6590001800TARGET CORPCOM87612E106231833389SHSOLE 3338900TOTAL SYS SVCS INCCOM891906109186321602SHSOLE 2160200U S G CORPCOM NEW9032934051772814385964SHDFND01 02043859640U S G CORPCOM NEW9032934051772814385964SHOTR 043859640UBS AG JERSEY BRHALERIAN INFRST9026416462301108887SHOTR 00108887UNION PAC CORPCOM907818108154611500SHSOLE 1150000UNITED PARCEL SERVICE INCCL B9113121062031940SHOTR 194000UNITEDHEALTH GROUP INCCOM91324P1022571200SHOTR 120000US BANCORP DELCOM NEW90297330487801517386443SHDFND01 020173864430US BANCORP DELCOM NEW902973304737871461120SHSOLE 3377714273430VANECK VECTORS ETF TRGOLD MINERS ETF92189F106843800SHOTR 003800VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835801000SHOTR 001000VANGUARD INDEX FDSTOTAL STK MKT922908769926968300SHOTR 56000012300VANGUARD INDEX FDSVALUE ETF922908744236322900SHSOLE 0022900VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866222930554SHOTR 0030554VAREX IMAGING CORPCOM92214X10614400SHOTR 40000VARIAN MED SYS INCCOM92220P1052091700SHOTR 170000VERISK ANALYTICS INCCOM92345Y1063072212954050SHDFND01 02029540500VERISK ANALYTICS INCCOM92345Y106301629000SHOTR 2900000VERIZON COMMUNICATIONS INCCOM92343V104571191SHOTR 119100VERIZON COMMUNICATIONS INCCOM92343V104294161501SHSOLE 5990101600WALGREENS BOOTS ALLIANCE INCCOM931427108164725161SHSOLE 2516100WALMART INCCOM931142103366641200SHSOLE 4020001000WASTE MGMT INC DELCOM94106L1091682000SHOTR 200000WELLS FARGO CO NEWCOM949746101127420224312200SHDFND01 020243122000WELLS FARGO CO NEWCOM9497461011152022198077SHSOLE 3307721650000WELLS FARGO CO NEWPERP PFD CNV A9497468041712513275SHOTR 0013275WISDOMTREE TREUROPE HEDGED EQ97717X70114151225615SHOTR 224100203205WISDOMTREE TREUROPE HEDGED EQ97717X701418866787SHSOLE 28737038050YUM BRANDS INCCOM98849810191110700SHSOLE 1070000YUM CHINA HLDGS INCCOM98850P109104225100SHSOLE 2510000ZOETIS INCCL A98978V103173120732SHSOLE 2073200