0001085146-18-000878.txt : 20180214 0001085146-18-000878.hdr.sgml : 20180214 20180214165419 ACCESSION NUMBER: 0001085146-18-000878 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 18613100 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001004244 XXXXXXXX 12-31-2017 12-31-2017 NEW ENGLAND ASSET MANAGEMENT INC
74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032
13F HOLDINGS REPORT 028-05194 N
William E. Rotatori CEO 860 676-8722 /s/ William E. Rotatori Farmington CT 02-14-2018 2 179 4782852 false 01 0000317745 028-04922 GENERAL RE CORP 02 0001067983 028-04545 BERKSHIRE HATHAWAY INC
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10120718800SHSOLE 860002003M COCOM88579Y1012651125SHOTR 112500ABBOTT LABSCOM002824100187832904SHSOLE 3290400ABBVIE INCCOM00287Y109494151100SHSOLE 4970001400ACCENTURE PLC IRELANDSHS CLASS AG1151C1013612355SHOTR 235500ADVANCE AUTO PARTS INCCOM00751Y106100110037SHSOLE 1003700AGNICO EAGLE MINES LTDCOM008474108257455739SHSOLE 5573900ALLIANT ENERGY CORPCOM018802108125329414SHSOLE 2941400AMERICAN ELEC PWR INCCOM025537101394353600SHSOLE 5220001400AMERICAN EXPRESS COCOM025816109244324598SHSOLE 2459800AMERICAN INTL GROUP INCCOM NEW026874784163027356SHSOLE 2735600AMGEN INCCOM031162100169970SHOTR 97000ANADARKO PETE CORPCOM032511107109520413SHSOLE 2041300ANALOG DEVICES INCCOM03265410527305SHOTR 30500ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A108170015237SHSOLE 1523700APPLE INCCOM0378331007136434217000SHDFND01 02042170000APPLE INCCOM037833100366821675SHSOLE 2167500ARES CAP CORPCOM04010L1033551225900SHOTR 00225900ASML HOLDING N VN Y REGISTRY SHSN0705921011656700SHSOLE 670000AT&T INCCOM00206R1021313381SHOTR 338100BANK AMER CORP7.25%CNV PFD L060505682124459435SHOTR 009435BANK AMER CORPCOM06050510461992021000000SHDFND01 020210000000BANK NEW YORK MELLON CORPCOM0640581001943600SHOTR 360000BB&T CORPCOM0549371071162340SHOTR 234000BECTON DICKINSON & COCOM0758871092321085SHOTR 108500BLACKROCK CAPITAL INVESTMENTCOM0925331082536407000SHOTR 00407000BRISTOL MYERS SQUIBB COCOM110122108258642200SHSOLE 4110001100CARTER INCCOM146229109134211423SHSOLE 1142300CHEVRON CORP NEWCOM166764100533742626SHSOLE 419260700CISCO SYS INCCOM17275R1026501169749SHSOLE 16684902900CITIGROUP INCCOM NEW172967424215028900SHSOLE 2890000CMS ENERGY CORPCOM125896100165635011SHSOLE 3501100COCA COLA COCOM191216100318469400SHSOLE 6760001800CONOCOPHILLIPSCOM20825C104281451262SHSOLE 5026201000COSTCO WHSL CORP NEWCOM22160K1052651425SHOTR 142500CROWN CASTLE INTL CORP NEWCOM22822V101398535900SHSOLE 350000900CVS HEALTH CORPCOM1266501002022785SHOTR 278500CVS HEALTH CORPCOM126650100167023039SHSOLE 2303900DANAHER CORP DELCOM23585110230328SHOTR 32800DARDEN RESTAURANTS INCCOM237194105386940294SHSOLE 3919401100DEVON ENERGY CORP NEWCOM25179M10353312865SHSOLE 1286500DIAGEO P L CSPON ADR NEW25243Q20533258227750SHDFND01 0202277500DISNEY WALT COCOM DISNEY25468710645415SHOTR 41500DOMINION ENERGY INCCOM25746U109325940200SHSOLE 3920001000DUKE ENERGY CORP NEWCOM NEW26441C204300335700SHSOLE 348000900DXC TECHNOLOGY COCOM23355L106185719563SHSOLE 1956300EBAY INCCOM278642103162042925SHSOLE 4292500EMERSON ELEC COCOM291011104349250100SHSOLE 4880001300ENTERGY CORP NEWCOM29364G103252331000SHSOLE 302000800EOG RES INCCOM26875P101192117800SHSOLE 1780000FORTIVE CORPCOM34959J10812164SHOTR 16400FRANCO NEVADA CORPCOM3518581054645800SHSOLE 580000GENERAL ELECTRIC COCOM369604103422400SHOTR 240000GENERAL ELECTRIC COCOM3696041032186125300SHSOLE 12260002700GENERAL MLS INCCOM370334104266244900SHSOLE 4380001100GOLDCORP INC NEWCOM38095640936028218SHSOLE 2821800GOLDMAN SACHS BDC INCSHS38147U107120354218SHOTR 5421800GOLDMAN SACHS GROUP INCCOM38141G104109818431063SHDFND01 0204310630GOLUB CAP BDC INCCOM38173M1024238232876SHOTR 00232876HEWLETT PACKARD ENTERPRISE CCOM42824C1091445100604SHSOLE 10060400HOLOGIC INCCOM436440101195445700SHSOLE 4570000HOME DEPOT INCCOM4370761023061615SHOTR 161500HONEYWELL INTL INCCOM43851610688575SHOTR 57500HP INCCOM40434L105208699275SHSOLE 9927500ILLINOIS TOOL WKS INCCOM45230810958350SHOTR 35000INTEL CORPCOM458140100831800SHOTR 180000INTERNATIONAL BUSINESS MACHSCOM4592001011691100SHOTR 110000INTERNATIONAL BUSINESS MACHSCOM459200101283918500SHSOLE 180000500INTERNATIONAL FLAVORS&FRAGRACOM4595061012371550SHOTR 155000ISHARES GOLD TRUSTISHARES46428510573859000SHSOLE 5900000ISHARES TRCMBS ETF46429B3661132200SHOTR 002200ISHARES TRCORE HIGH DV ETF46429B6639735108000SHOTR 10000008000ISHARES TRCORE S&P SCP ETF464287804395351467SHOTR 0051467ISHARES TRCORE S&P500 ETF464287200371013800SHOTR 920004600ISHARES TRFLTG RATE NT ETF46429B6551783500SHOTR 003500ISHARES TRIBOXX HI YD ETF464288513118213550SHSOLE 0013550ISHARES TRIBOXX HI YD ETF464288513175220075SHOTR 0020075ISHARES TRIBOXX INV CP ETF4642872421701400SHOTR 001400ISHARES TRIBOXX INV CP ETF464287242303925000SHSOLE 0025000ISHARES TRINTRMD CR BD ETF4642886381801650SHOTR 001650ISHARES TRNATIONAL MUN ETF4642884146646000SHOTR 006000ISHARES TRRUSSELL 3000 ETF4642876894032550SHOTR 002550ISHARES TRS&P 100 ETF464287101231319500SHOTR 1950000ISHARES TRS&P US PFD STK464288687302579452SHOTR 0079452ISHARES TRS&P US PFD STK46428868764116845SHSOLE 0016845ISHARES TRSELECT DIVID ETF464287168388939465SHSOLE 3664002825ISHARES TRSELECT DIVID ETF46428716816060162950SHOTR 104700058250JOHNSON & JOHNSONCOM478160104349725032SHSOLE 244320600JOHNSON CTLS INTL PLCSHSG51502105111129143SHSOLE 2914300JPMORGAN CHASE & COALERIAN ML ETN46625H365254892750SHOTR 0092750JPMORGAN CHASE & COCOM46625H100934787408SHSOLE 8610801300KIMBERLY CLARK CORPCOM49436810372600SHOTR 60000KIMBERLY CLARK CORPCOM49436810360500SHSOLE 50000KINDER MORGAN INC DELCOM49456B101112162000SHSOLE 5930002700KOHLS CORPCOM50025510494617446SHSOLE 1744600KRAFT HEINZ COCOM500754106450057867SHSOLE 5686701000LILLY ELI & COCOM532457108309936700SHSOLE 3570001000LOCKHEED MARTIN CORPCOM539830109377911772SHSOLE 114720300MARKEL CORPCOM570535104171150SHOTR 15000MARRIOTT INTL INC NEWCL A57190320281600SHOTR 60000MCDONALDS CORPCOM5801351012321350SHOTR 135000MCDONALDS CORPCOM580135101418224300SHSOLE 236000700MEDTRONIC PLCSHSG5960L1031211500SHOTR 150000MEDTRONIC PLCSHSG5960L103214326544SHSOLE 2654400MERCK & CO INCCOM58933Y105291451800SHSOLE 5030001500MICHAELS COS INCCOM59408Q106111846200SHSOLE 4620000MICROSOFT CORPCOM5949181044024700SHOTR 470000MICROSOFT CORPCOM594918104841898408SHSOLE 9710801300MONDELEZ INTL INCCL A609207105138332319SHSOLE 3231900NETSCOUT SYS INCCOM64115T1041193916SHOTR 391600NORDSTROM INCCOM655664100651370SHOTR 137000NORTHERN TR CORPCOM6658591042552550SHOTR 255000NOVARTIS A GSPONSORED ADR66987V1091892250SHOTR 225000OCEAN RIG UDW INCCOM CL AG6696411899537111SHOTR 0037111OMNICOM GROUP INCCOM681919106861175SHOTR 117500ORACLE CORPCOM68389X1051312770SHOTR 277000OUTFRONT MEDIA INCCOM69007J106167472150SHSOLE 6915003000PAYPAL HLDGS INCCOM70450Y103305041425SHSOLE 4142500PEPSICO INCCOM713448108109905SHOTR 90500PEPSICO INCCOM713448108468539071SHSOLE 382710800PFIZER INCCOM7170811035196143452SHSOLE 14085202600PFIZER INCCOM717081103852355SHOTR 235500PINNACLE WEST CAP CORPCOM723484101325438200SHSOLE 3710001100POWERSHARES ETF TR IIPFD PORTFOLIO73936T56565544050SHSOLE 0044050POWERSHARES ETF TR IIPFD PORTFOLIO73936T56577552150SHOTR 0052150POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769115950300SHOTR 0050300POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76956224400SHSOLE 0024400PPL CORPCOM69351T106230374400SHSOLE 7240002000PROCTER AND GAMBLE COCOM7427181093223500SHOTR 350000PROCTER AND GAMBLE COCOM742718109497354122SHSOLE 532220900PUBLIC SVC ENTERPRISE GROUPCOM744573106322562610SHSOLE 6091001700QUALCOMM INCCOM7475251031372140SHOTR 214000ROCKWELL COLLINS INCCOM77434110196710SHOTR 71000SELECT SECTOR SPDR TRENERGY81369Y5061522100SHOTR 002100SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407120412200SHSOLE 1220000SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209101712300SHSOLE 1230000SELECT SECTOR SPDR TRSBI INT-INDS81369Y7045156800SHSOLE 680000SHIRE PLCSPONSORED ADR82481R10617112SHOTR 11200SHIRE PLCSPONSORED ADR82481R1066214006SHSOLE 400600SNYDERS-LANCE INCCOM833551104306261142SHSOLE 6114200SOUTHERN COCOM842587107428389055SHSOLE 8775501300SPDR GOLD TRUSTGOLD SHS78463V107176214252SHSOLE 1425200SPDR S&P 500 ETF TRTR UNIT78462F10380556301867SHOTR 89000292967SPDR S&P 500 ETF TRTR UNIT78462F103448216795SHSOLE 1409502700SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107786022755SHOTR 0022755SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41766318050SHSOLE 0018050SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41781722250SHOTR 0022250SPDR SERIES TRUSTPORTFOLIO LN COR78464A367863000SHSOLE 003000SYSCO CORPCOM871829107375961900SHSOLE 6010001800TARGET CORPCOM87612E106153323489SHSOLE 2348900TOTAL SYS SVCS INCCOM891906109179622702SHSOLE 2270200U S G CORPCOM NEW9032934051691234385964SHDFND01 02043859640UBS AG JERSEY BRHALERIAN INFRST9026416462634108887SHOTR 00108887UNION PAC CORPCOM907818108162312100SHSOLE 1210000UNITED PARCEL SERVICE INCCL B9113121062311940SHOTR 194000UNITEDHEALTH GROUP INCCOM91324P1022651200SHOTR 120000US BANCORP DELCOM NEW902973304189035277SHSOLE 3527700US BANCORP DELCOM NEW90297330493156617386443SHDFND01 020173864430VANECK VECTORS ETF TRGOLD MINERS ETF92189F106883800SHSOLE 003800VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835821000SHOTR 001000VANGUARD INDEX FDSTOTAL STK MKT922908769937468300SHOTR 56000012300VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866219930169SHOTR 0030169VAREX IMAGING CORPCOM92214X10616400SHOTR 40000VARIAN MED SYS INCCOM92220P1051891700SHOTR 170000VERISK ANALYTICS INCCOM92345Y1062835892954050SHDFND01 02029540500VERISK ANALYTICS INCCOM92345Y106278429000SHOTR 2900000VERIZON COMMUNICATIONS INCCOM92343V104631191SHOTR 119100VERIZON COMMUNICATIONS INCCOM92343V104315559601SHSOLE 5800101600WALGREENS BOOTS ALLIANCE INCCOM931427108191426361SHSOLE 2636100WAL-MART STORES INCCOM931142103393139800SHSOLE 3880001000WASTE MGMT INC DELCOM94106L1091732000SHOTR 200000WELLS FARGO CO NEWCOM949746101147502124312200SHDFND01 020243122000WELLS FARGO CO NEWCOM949746101209234477SHSOLE 3447700WELLS FARGO CO NEWPERP PFD CNV A9497468041739013275SHOTR 0013275WISDOMTREE TREUROPE HEDGED EQ97717X70115615245105SHOTR 138000231305WISDOMTREE TREUROPE HEDGED EQ97717X701273042847SHSOLE 3934703500YUM BRANDS INCCOM98849810191411200SHSOLE 1120000YUM CHINA HLDGS INCCOM98850P109104926200SHSOLE 2620000ZOETIS INCCL A98978V103157321832SHSOLE 2183200