0001085146-17-001904.txt : 20170814
0001085146-17-001904.hdr.sgml : 20170814
20170814162525
ACCESSION NUMBER: 0001085146-17-001904
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001004244
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05194
FILM NUMBER: 171030561
BUSINESS ADDRESS:
STREET 1: 74 BATTERSON PARK ROAD
STREET 2: POND VIEW COPORATE CENTER
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8606768722
MAIL ADDRESS:
STREET 1: 74 BATTERSON PARK ROAD
STREET 2: POND VIEW CORPORATE CENTER
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990426
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001004244
XXXXXXXX
06-30-2017
06-30-2017
NEW ENGLAND ASSET MANAGEMENT INC
74 BATTERSON PARK ROAD
POND VIEW CORPORATE CENTER
FARMINGTON
CT
06032
13F HOLDINGS REPORT
028-05194
N
William E. Rotatori
CEO
860 676-8722
/s/ William E. Rotatori
Farmington
CT
08-14-2017
2
172
3132510
false
01
0000317745
028-04922
GENERAL RE CORP
02
0001067983
028-04545
BERKSHIRE HATHAWAY INC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COCOM88579Y10118128700SHSOLE
850002003M COCOM88579Y1012341125SHOTR
112500ABBVIE INCCOM00287Y109377852100SHSOLE
5070001400ACCENTURE PLC IRELANDSHS CLASS AG1151C1013412755SHOTR
275500ADVANCE AUTO PARTS INCCOM00751Y106156713437SHSOLE
1343700ADVANSIX INCCOM00773T101123SHOTR
2300ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A108182516537SHSOLE
1653700APOLLO COML REAL EST FIN INCCOM03762U105935010SHSOLE
501000ARES CAP CORPCOM04010L1033700225900SHOTR
00225900AT&T INCCOM00206R1021283381SHOTR
338100BRISTOL MYERS SQUIBB COCOM110122108234042000SHSOLE
4090001100CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER131476103133000SHSOLE
300000CARTER INCCOM146229109110512423SHSOLE
1242300CHEVRON CORP NEWCOM166764100457243826SHSOLE
431260700CISCO SYS INCCOM17275R1025476174949SHSOLE
17204902900CITIGROUP INCCOM NEW172967424209331300SHSOLE
3130000CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M5481406200SHOTR
006200CMS ENERGY CORPCOM125896100175838011SHSOLE
3801100COCA COLA COCOM191216100307268500SHSOLE
6670001800CONOCOPHILLIPSCOM20825C104288265562SHSOLE
6456201000COSTCO WHSL CORP NEWCOM22160K1052601625SHOTR
162500CROWN CASTLE INTL CORP NEWCOM22822V101357635700SHSOLE
348000900CVD EQUIPMENT CORPCOM126601103666000SHSOLE
600000CVR PARTNERS LPCOM1266331065215000SHSOLE
1500000CVS HEALTH CORPCOM1266501002723385SHOTR
338500CVS HEALTH CORPCOM126650100201525039SHSOLE
2503900DANAHER CORP DELCOM23585110228328SHOTR
32800DARDEN RESTAURANTS INCCOM237194105360839894SHSOLE
3879401100DELL TECHNOLOGIES INCCOM CL V24703L103468SHSOLE
6800DEVON ENERGY CORP NEWCOM25179M10344613965SHSOLE
1396500DIAGEO P L CSPON ADR NEW25243Q20527291227750SHDFND01 0202277500DISNEY WALT COCOM DISNEY25468710644415SHOTR
41500DOMINION ENERGY INCCOM25746U109306640000SHSOLE
3900001000DUKE ENERGY CORP NEWCOM NEW26441C204296735500SHSOLE
346000900DXC TECHNOLOGY COCOM23355L106162521187SHSOLE
2118700DYNEX CAP INCCOM NEW26817Q50621330000SHSOLE
3000000EBAY INCCOM278642103164247025SHSOLE
4702500EDAP TMS S ASPONSORED ADR26831110715847956SHSOLE
4795600EMERSON ELEC COCOM291011104295249500SHSOLE
4820001300ENSCO PLCSHS CLASS AG3157S106153000SHSOLE
300000ENTERGY CORP NEWCOM29364G103237230900SHSOLE
301000800EOG RES INCCOM26875P101175619400SHSOLE
1940000EVOGENE LTDSHSM4119S1047615000SHSOLE
1500000FORTIVE CORPCOM34959J10810164SHOTR
16400FRANCO NEVADA CORPCOM3518581054195800SHSOLE
580000GENERAL ELECTRIC COCOM369604103652400SHOTR
240000GENERAL ELECTRIC COCOM3696041034305159400SHSOLE
15670002700GENERAL MLS INCCOM370334104247644700SHSOLE
4360001100GLAXOSMITHKLINE PLCSPONSORED ADR37733W10585619849SHSOLE
1984900GOLAR LNG PARTNERS LPCOM UNIT LPIY2745C1021286400SHSOLE
640000GOLDCORP INC NEWCOM3809564091584122718SHSOLE
12271800GOLDMAN SACHS BDC INCSHS38147U107122154218SHOTR
5421800GOLDMAN SACHS GROUP INCCOM38141G10495653431063SHDFND01 0204310630GOLUB CAP BDC INCCOM38173M1024453232876SHOTR
00232876HEWLETT PACKARD ENTERPRISE CCOM42824C1091813109304SHSOLE
10930400HOLOGIC INCCOM436440101226449900SHSOLE
4990000HOME DEPOT INCCOM4370761022941915SHOTR
191500HONEYWELL INTL INCCOM43851610677575SHOTR
57500HP INCCOM40434L1051887107975SHSOLE
10797500ILLINOIS TOOL WKS INCCOM45230810950350SHOTR
35000INTEL CORPCOM458140100611800SHOTR
180000INTERNATIONAL BUSINESS MACHSCOM4592001011691100SHOTR
110000INTERNATIONAL BUSINESS MACHSCOM459200101283118400SHSOLE
179000500INTERNATIONAL FLAVORS&FRAGRACOM4595061012091550SHOTR
155000INVESCO MORTGAGE CAPITAL INCCOM46131B10025115000SHSOLE
1500000ISHARES GOLD TRUSTISHARES46428510570459000SHSOLE
5900000ISHARES TRCORE HIGH DV ETF46429B6638978108000SHOTR
10000008000ISHARES TRCORE S&P SCP ETF464287804358751163SHOTR
0051163ISHARES TRCORE S&P500 ETF464287200335913800SHOTR
920004600ISHARES TRIBOXX HI YD ETF4642885131241400SHSOLE
001400ISHARES TRIBOXX HI YD ETF464288513790689450SHOTR
0089450ISHARES TRINTERM CR BD ETF4642886381811650SHOTR
001650ISHARES TRRUSSELL 3000 ETF4642876894823350SHOTR
003350ISHARES TRS&P 100 ETF464287101208519500SHOTR
1950000ISHARES TRSELECT DIVID ETF464287168314034060SHSOLE
2886005200ISHARES TRSELECT DIVID ETF46428716818880204750SHOTR
113000091750ISHARES TRU.S. PFD STK ETF464288687268168452SHOTR
0068452ISHARES TRUS HLTHCARE ETF4642877621661000SHSOLE
100000JOHNSON & JOHNSONCOM478160104335125332SHSOLE
247320600JOHNSON CTLS INTL PLCSHSG51502105137931812SHSOLE
3181200JPMORGAN CHASE & COCOM46625H100829190708SHSOLE
8940801300KIMBERLY CLARK CORPCOM4943681031291000SHOTR
100000KIMBERLY CLARK CORPCOM49436810365500SHSOLE
50000KINDER MORGAN INC DELCOM49456B101187097600SHSOLE
9490002700KOHLS CORPCOM500255104105727346SHSOLE
2734600KRAFT HEINZ COCOM500754106511059667SHSOLE
5866701000LILLY ELI & COCOM532457108298736300SHSOLE
3530001000LOCKHEED MARTIN CORPCOM539830109329611872SHSOLE
115720300MAG SILVER CORPCOM55903Q104594500SHSOLE
450000MARKEL CORPCOM570535104146150SHOTR
15000MARRIOTT INTL INC NEWCL A5719032021001000SHOTR
100000MCDONALDS CORPCOM5801351012071350SHOTR
135000MCDONALDS CORPCOM580135101367624000SHSOLE
233000700MEDTRONIC PLCSHSG5960L1031331500SHOTR
150000MEDTRONIC PLCSHSG5960L103255128744SHSOLE
2874400MERCK & CO INCCOM58933Y105328851300SHSOLE
4980001500MFC BANCORP LTDCOM55278T1053620000SHSOLE
2000000MICHAELS COS INCCOM59408Q10693750600SHSOLE
5060000MICROSOFT CORPCOM5949181044276200SHOTR
620000MICROSOFT CORPCOM5949181047073102608SHSOLE
10130801300MONDELEZ INTL INCCL A609207105151235019SHSOLE
3501900MTGE INVT CORPCOM55378A10528215000SHSOLE
1500000NETSCOUT SYS INCCOM64115T1041353916SHOTR
391600NEW RESIDENTIAL INVT CORPCOM NEW64828T20170045000SHSOLE
4500000NORDSTROM INCCOM6556641001032150SHOTR
215000NORTHERN TR CORPCOM6658591042672750SHOTR
275000NOVARTIS A GSPONSORED ADR66987V1091882250SHOTR
225000OMNICOM GROUP INCCOM681919106971175SHOTR
117500ORACLE CORPCOM68389X1051392770SHOTR
277000OUTFRONT MEDIA INCCOM69007J1062479107222SHSOLE
10422203000PAYPAL HLDGS INCCOM70450Y103241144925SHSOLE
4492500PEPSICO INCCOM713448108105905SHOTR
90500PEPSICO INCCOM713448108459339771SHSOLE
389710800PFIZER INCCOM717081103792355SHOTR
235500PFIZER INCCOM7170811034902145952SHSOLE
14335202600PINNACLE WEST CAP CORPCOM723484101322837900SHSOLE
3680001100POINTS INTL LTDCOM NEW730843208364000SHSOLE
400000POWERSHARES ETF TR IIPFD PORTFOLIO73936T56563842250SHOTR
0042250POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7991883000SHSOLE
300000POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862154000SHSOLE
400000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7693705160100SHOTR
00160100POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769492100SHSOLE
002100PPL CORPCOM69351T106286174000SHSOLE
7200002000PROCTER AND GAMBLE COCOM7427181093053500SHOTR
350000PROCTER AND GAMBLE COCOM742718109483555479SHSOLE
545790900PUBLIC SVC ENTERPRISE GROUPCOM744573106268462410SHSOLE
6071001700QUALCOMM INCCOM7475251031182140SHOTR
214000ROCKWELL COLLINS INCCOM77434110175710SHOTR
71000SELECT SECTOR SPDR TRENERGY81369Y506137021100SHOTR
0021100SHIRE PLCSPONSORED ADR82481R106192011617SHSOLE
1161700SHIRE PLCSPONSORED ADR82481R10630179SHOTR
17900SNYDERS-LANCE INCCOM833551104230866674SHSOLE
6667400SOUTHERN COCOM842587107439391755SHSOLE
9045501300SPDR GOLD TRUSTGOLD SHS78463V107129310952SHSOLE
1095200SPDR S&P 500 ETF TRTR UNIT78462F10367166277773SHOTR
94000268373SPDR S&P 500 ETF TRTR UNIT78462F10322289215SHSOLE
651502700SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107719822662SHOTR
0022662SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41770719000SHOTR
0019000SUNCOR ENERGY INC NEWCOM867224107893052SHSOLE
305200SYSCO CORPCOM871829107308661300SHSOLE
5950001800TOTAL SYS SVCS INCCOM891906109143324602SHSOLE
2460200TWO HBRS INVT CORPCOM90187B10119820000SHSOLE
2000000U S G CORPCOM NEW9032934051272814385964SHDFND01 02043859640UNION PAC CORPCOM907818108140512900SHSOLE
1290000UNITED PARCEL SERVICE INCCL B9113121062592340SHOTR
234000UNITEDHEALTH GROUP INCCOM91324P1022231200SHOTR
120000US BANCORP DELCOM NEW90297330490270417386443SHDFND01 020173864430US BANCORP DELCOM NEW902973304198838277SHSOLE
3827700USA COMPRESSION PARTNERS LPCOMUNIT LTDPAR90290N10924515000SHSOLE
1500000VANECK VECTORS ETF TRGOLD MINERS ETF92189F106843800SHSOLE
003800VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835821000SHOTR
001000VANGUARD INDEX FDSTOTAL STK MKT922908769850068300SHOTR
56000012300VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866196229819SHOTR
0029819VAREX IMAGING CORPCOM92214X10623680SHOTR
68000VARIAN MED SYS INCCOM92220P1051751700SHOTR
170000VEREIT INCCOM92339V10024430000SHSOLE
3000000VERISK ANALYTICS INCCOM92345Y1062492332954050SHDFND01 02029540500VERISK ANALYTICS INCCOM92345Y106244729000SHOTR
2900000VERIZON COMMUNICATIONS INCCOM92343V104531191SHOTR
119100VERIZON COMMUNICATIONS INCCOM92343V104264859301SHSOLE
5770101600WALGREENS BOOTS ALLIANCE INCCOM931427108224428661SHSOLE
2866100WAL-MART STORES INCCOM931142103299739600SHSOLE
3860001000WASTE MGMT INC DELCOM94106L1091472000SHOTR
200000WELLS FARGO CO NEWCOM949746101134713924312200SHDFND01 020243122000WELLS FARGO CO NEWCOM949746101207137377SHSOLE
3737700WELLS FARGO CO NEWPERP PFD CNV A9497468041740513275SHOTR
0013275WISDOMTREE TREUROPE HEDGED EQ97717X70113757220705SHOTR
149000205805WISDOMTREE TREUROPE HEDGED EQ97717X701227736537SHSOLE
3303703500YPF SOCIEDAD ANONIMASPON ADR CL D9842451001316000SHSOLE
600000YUM BRANDS INCCOM98849810190712300SHSOLE
1230000YUM CHINA HLDGS INCCOM98850P109111228200SHSOLE
2820000ZOETIS INCCL A98978V103146823532SHSOLE
2353200