0001127602-21-024337.txt : 20210826 0001127602-21-024337.hdr.sgml : 20210826 20210826142800 ACCESSION NUMBER: 0001127602-21-024337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210824 FILED AS OF DATE: 20210826 DATE AS OF CHANGE: 20210826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN JOHN H CENTRAL INDEX KEY: 0001226982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07635 FILM NUMBER: 211211604 MAIL ADDRESS: STREET 1: 1328 RACINE ST. CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWIN DISC INC CENTRAL INDEX KEY: 0000100378 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390667110 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1328 RACINE ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626384000 MAIL ADDRESS: STREET 1: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 FORMER COMPANY: FORMER CONFORMED NAME: TWIN DISC CLUTCH CO DATE OF NAME CHANGE: 19770217 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-08-24 0000100378 TWIN DISC INC TWIN 0001226982 BATTEN JOHN H TWIN DISC, INC. 1328 RACINE ST. RACINE WI 53403 1 1 1 CEO Common Stock 2021-08-24 4 A 0 18476 0 A 286828 D Common Stock 2021-08-24 4 F 0 8684 12.895 D 278144 D Common Stock 2457.2354 I 401(k) Common Stock 221156 I As Trustee Common Stock 221155 I As Trustee Common Stock 45440 I As Trustee Common Stock 44960 I As Trustee Common Stock 45440 I As Trustee Restricted Stock Units 0 2024-08-04 2024-08-04 Common Stock 20952 20952 D Represents shares of common stock acquired by the Reporting Person upon the vesting of restricted stock units granted pursuant to Rule 16b-3(d) plan. Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3(d) plan. As trustee of Michael E. Batten Marital Trust As trustee of Michael E. Batten Family Trust As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vernet Batten Grantor Trust. /s/ John H. Batten 2021-08-26