0001127602-13-016288.txt : 20130509 0001127602-13-016288.hdr.sgml : 20130509 20130509165834 ACCESSION NUMBER: 0001127602-13-016288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130508 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN MICHAEL E CENTRAL INDEX KEY: 0001202941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07635 FILM NUMBER: 13829714 MAIL ADDRESS: STREET 1: TWIN DISC, INCORPORATED STREET 2: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWIN DISC INC CENTRAL INDEX KEY: 0000100378 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390667110 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1328 RACINE ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626384000 MAIL ADDRESS: STREET 1: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 FORMER COMPANY: FORMER CONFORMED NAME: TWIN DISC CLUTCH CO DATE OF NAME CHANGE: 19770217 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-08 0000100378 TWIN DISC INC TWIN 0001202941 BATTEN MICHAEL E TWIN DISC, INC. 1328 RACINE STREET RACINE WI 53403 1 1 1 Chairman and CEO Common Stock 2013-05-08 5 G 0 E 1214 0 D 603270 I As Trustee Common Stock 462804.6 D Common Stock 1070.8957 I 401(k) Common Stock 10400 I Beneficial Ownership Reflects transfer of securities from Trust of immediate family member to Trusts of non-immediate family members for which reporting person serves as Trustee. As Trustee for Trusts for members of immediate family; Reporting person is also Trustee for Trusts of non-immediate family members holding 1,533,256 shares of common stock, for which Section 16 reporting is not required. Stock owned by spouse, Gloria S. Batten /s/ Michael E. Batten 2013-05-09