-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DsET+21Aj5uAQtSpieDZi8q/yUfhftgdts1kftcK7wIEJR0iCyW91AAVpFVme1gV nKlQp9om2rkaHYK9Yr0Whw== 0001228066-04-000001.txt : 20040213 0001228066-04-000001.hdr.sgml : 20040213 20040213141955 ACCESSION NUMBER: 0001228066-04-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REUNION INDUSTRIES INC CENTRAL INDEX KEY: 0001003429 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 061439715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 STANWIX STREET STREET 2: SUITE 1400 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 2033248858 MAIL ADDRESS: STREET 1: 11 STANWIX STREET STREET 2: SUITE 1400 CITY: PITTSBURGH STATE: PA ZIP: 15222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADLEY CHARLES E CENTRAL INDEX KEY: 0001005147 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15739 FILM NUMBER: 04597497 BUSINESS ADDRESS: STREET 1: 62 SOUTHFIELD AVENUE STREET 2: ONE STAMFORD LANDING CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033250551 MAIL ADDRESS: STREET 1: 62 SOUTHFIELD AVE STREET 2: ONE STAMFORD LANDING CITY: STAMFORD STATE: CT ZIP: 06902 5 1 primary_doc.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0001003429 REUNION INDUSTRIES INC RUN 0001005147 BRADLEY CHARLES E 62 SOUTHFIELD AVE ONE STAMFORD LANDING STAMFORD CT 06902 1 1 1 0 Chairman Common Stock 2003-09-29 5 S 0 51897 0.2493 D 0 D Common Stock 2003-09-29 5 S 0 48103 0.2493 D 3001833 I FNs Common Stock 2003-09-30 5 S 0 100000 0.2413 D 3001833 I FNs Common Stock 2003-10-01 5 S 0 131477 0.2592 D 3001833 I FNs Common Stock 2003-10-03 5 S 0 43600 0.23 D 3001833 I FNs Common Stock 2003-12-02 5 J 0 3060677 D 3001833 I FN Stock Option (Right to Buy) 0.352 2003-12-01 5 A 0 1 A 2008-12-01 Common Stock 100000 1 D During the period 09/29/2003 to 10/03/2003, Sovereign Bank, as pledgee, sold these shares in the exercise of its rights as a secured party. The shares had been pledged to secure indebtedness of the reporting person to such bank. These sold shares were owned by the Charles E. Bradley, Sr. Family Limited Partnership (the "FLP"). This transaction did not involve any purchase or sale of securities. On 12/02/2003, the reporting person resigned as general partner of the FLP (the "Resignation"), after which he had (and has) a 28% limited partnership interest in the FLP. In addition, his wife had (and has) a 1% limited partnership interest in the FLP. Prior to the Resignation, the reporting person reported all shares owned by the FLP as being beneficially owned by him,through his status as general partner. At the time of the Resignation (and at the end of 2003 and currently), the FLP owned (owns) 4,310,813 shares of the issuer's common stock. The Resignation resulted in a decrease in the reporting person's beneficial ownership of such stock from 100% to 29% (the combined limited partnership interests of the reporting person and his wife in the FLP). The 3,001,833 indirectly owned shares are owned directly as follows: FLP 1,250,136 shares; Stanwich Financial Services Corp. ("SFSC") 1,651,697 shares; Hanna Investment Corp. ("HIC") 100,000. The number of FLP owned shares listed above is based on the 29% combined peciniary interest of the reporting person and his wife as limited partners in the FLP (4,310,813 shares owned by the FLP x 29%). The reporting person may be deemed to be the beneficial owner of the shares owned by SFSC and HIC, because he is the President, director and a direct or indirect stockholder of both. In June 2001, SFSC filed a petition under Chapter 11 of the Bankruptcy Code in the U.S. Bankruptcy Court for the District of Connecticut, Bridgeport Division. Accordingly, the control and disposition of SFSC's assets, including shares in the issuer, is subject to the oversight and approval of the Court. This employee stock option which was granted by the issuer on 12/01/2003 for services rendered by the reporting person, is exercisable, on a cumulative basis, in one-third increments, annually, beginning on 12/01/2004. Charles E. Bradley, Sr. 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----