-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IU20eJJvc1zoHqVfV6Ln8KA1HOxL2YbhTRu1TukVIpx9Uws3MwTQnmBv8ho9CUdV IXqCQ3miAw8nGx+19vFstg== 0000899243-96-001330.txt : 19961024 0000899243-96-001330.hdr.sgml : 19961024 ACCESSION NUMBER: 0000899243-96-001330 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960630 FILED AS OF DATE: 19961023 SROS: NASD SROS: PSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: REUNION INDUSTRIES INC CENTRAL INDEX KEY: 0001003429 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 061439715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 033-64325 FILM NUMBER: 96646808 BUSINESS ADDRESS: STREET 1: ONE STAMFORD LANDING STREET 2: 62 SOUTHFIELD AVE CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033248858 MAIL ADDRESS: STREET 1: ONE STAMFORD LANDING STREET 2: 62 SOUTHFIELD AVE CITY: STAMFORD STATE: CT ZIP: 06902 10-Q/A 1 AMENDMENT TO FORM 10-Q ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- FORM 10-Q/A [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 1996 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM _____________ TO _____________ COMMISSION FILE NUMBER 1-7726 REUNION INDUSTRIES, INC. (Exact name of registrant as specified in its charter) DELAWARE 06-1439715 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 62 SOUTHFIELD AVENUE ONE STAMFORD LANDING SUITE 208 STAMFORD, CT 06902 (Address of principal executive offices) (203) 324-8858 (Registrant's telephone number, including area code) REUNION RESOURCES COMPANY 2801 POST OAK BOULEVARD, SUITE 400, HOUSTON, TX 77056 (Former name, former address and former fiscal year if changed) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X NO . ----- ------ As of June 30, 1996, the Registrant had 3,855,100 shares of common stock, par value $.01, outstanding. ================================================================================ TABLE OF CONTENTS The registrant hereby amends the filing of its Form 10-Q for the period ended June 30, 1996 to include Item 4, which was omitted from the original filing. PAGE ---- PART II. OTHER INFORMATION Item 4. Submission of Matters to a Vote of Security Holders 2 SIGNATURE 3 1 ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS At a special meeting of stockholders of Reunion Resources Company ("RRC"), predecessor by merger to the Company, held on April 19, 1996 shareholders holding a majority of the shares of common stock of RRC outstanding as of the close of business on February 20, 1996 voted to approve each of the three proposals included in RRC's proxy statement as follows: Proposal 1: Election of Directors For Withhold -------- -------- Thomas N. Amonett 2,996,691 44,118 Franklin Myers 2,996,736 44,073 John G. Poole 2,996,091 44,718 Thomas L. Cassidy 2,996,676 44,133 Charles E. Bradley, Sr. 2,996,526 44,283
Broker Affirmative Negative Abstentions Non-Votes ----------- -------- ----------- --------- Proposal 2. To approve the merger of RRC with and into the Company 2,311,995 57,077 8,349 633,388 Proposal 3. To transact such other business as may properly come before the meeting. 2,979,629 45,534 15,646
At the annual meeting of the Company's shareholders held June 20, 1996 shareholders holding a majority of the shares of Common Stock outstanding as of the close of business on May 13, 1996 voted to approve each of the two proposals included in the Company's proxy statement as follows: Proposal 1: Election of Directors For Withhold --------- -------- Thomas N. Amonett 3,394,756 41,161 Franklin Myers 3,394,756 41,161 John G. Poole 3,393,531 42,386 Thomas L. Cassidy 3,394,741 41,176 Charles E. Bradley, Sr. 3,394,711 41,206
Broker Affirmative Negative Abstentions Non-Votes ----------- -------- ----------- --------- Proposal 2. To consider and act upon such other business as may properly come before the meeting. 3,323,394 34,872 72,646
2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. REUNION INDUSTRIES, INC. (Registrant) By /s/ Richard L. Evans -------------------------------- Richard L. Evans Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) Date: October 23, 1996 3
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