0001181431-12-016699.txt : 20120313 0001181431-12-016699.hdr.sgml : 20120313 20120313140024 ACCESSION NUMBER: 0001181431-12-016699 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120313 FILED AS OF DATE: 20120313 DATE AS OF CHANGE: 20120313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lents Murphy CENTRAL INDEX KEY: 0001308581 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 12686651 MAIL ADDRESS: STREET 1: 10653 S. RIVER FRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10653 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10653 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 3 1 rrd338459.xml LENTS FORM 3 2012 X0204 3 2012-03-13 0 0001003344 HEADWATERS INC HW 0001308581 Lents Murphy 10653 SOUTH RIVER FRONT PARKWAY SUITE 300 SOUTH JORDAN UT 84095 0 1 0 0 President Stone Group Common Stock 34485 D Common Stock ESPP 4960 D Incentive Stock Options 25.76 2005-03-31 2014-07-02 Common Stock 3881 D Non-Qualified Stock Option 25.76 2006-03-31 2014-07-02 Common Stock 8619 D Non-Qualified Stock Options 28.31 2009-03-31 2014-09-23 Common Stock 25000 D Stock Appreciation Rights 13.57 2008-09-30 2017-09-30 Common Stock 21461 D Stock Appreciation Rights 9.84 2009-09-30 2018-09-30 Common Stock 21461 D Stock Appreciation Rights 4.60 2010-09-30 2019-09-30 Common Stock 25000 D Stock Appreciation Rights 3.81 2011-09-30 2020-09-30 Common Stock 30537 D Stock Appreciation Rights 1.85 2012-09-30 2021-09-30 Common Stock 97264 D Harlan M. Hatfield For: Murphy K. Lents 2012-03-13 EX-24.TXT 2 rrd303448_342222.htm POWER OF ATTORNEY rrd303448_342222.html 

                                POWER OF ATTORNEY

         KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND
APPOINTS EACH OF HARLAN M. HATFIELD AND D. KERRY STUBBS, SIGNING SINGLY, THE
UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO:

         (1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of HEADWATERS INCORPORATED (the
"Company"), Forms 3, 4, and 5 (including amendments thereto) with respect to
securities of the Company in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder (the "Exchange Act");

         (2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form 3, 4, or 5 (or amendment thereto), and timely file such form with the
United States Securities and Exchange Commission and any stock exchange or
similar authority; and

         (3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.

         The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact shall lawfully do or cause to be done by virtue of this Power
of Attorney and the rights and powers herein granted. The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the Exchange Act, and that this Power of Attorney does not relieve the
undersigned from responsibility for compliance with the undersigned's
obligations under the Exchange Act. The undersigned further acknowledges that
this Power of Attorney authorizes, but does not require, each such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information.

         This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.

         IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 30th day of January, 2012.



                                                     /s/ Murphy Lents
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                                                      Signature



                                                      Murphy Lents
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