0001003344-16-000119.txt : 20161207
0001003344-16-000119.hdr.sgml : 20161207
20161207180918
ACCESSION NUMBER: 0001003344-16-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161207
FILED AS OF DATE: 20161207
DATE AS OF CHANGE: 20161207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEADWATERS INC
CENTRAL INDEX KEY: 0001003344
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 870547337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
BUSINESS PHONE: 8019849400
MAIL ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
FORMER COMPANY:
FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19951113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BENSON KIRK A
CENTRAL INDEX KEY: 0001077606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32459
FILM NUMBER: 162040058
MAIL ADDRESS:
STREET 1: 10653 S. RIVER FRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84043
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-07
0
0001003344
HEADWATERS INC
HW
0001077606
BENSON KIRK A
10701 S. RIVER FRONT PARKWAY, SUITE 300
SOUTH JORDAN
UT
84095
1
1
0
0
Chief Executive Officer
Common Stock
2016-12-07
4
G
0
25000
0
D
874993
D
Common Stock
2016-12-07
4
M
0
433219
1.85
A
1308212
D
Common Stock
2016-12-07
4
M
0
83126
13.57
A
1391338
D
Common Stock
300000
I
by Corporation
Stock Appreciation Rights
1.85
2016-12-07
4
M
0
470000
0
D
2012-09-30
2021-09-30
Common Stock
470000
0
D
Stock Appreciation Rights
13.57
2016-12-07
4
M
0
195144
0
D
2008-09-30
2017-09-30
Common Stock
195144
0
D
Kirk A. Benson
2016-12-07