0001003344-14-000025.txt : 20140624 0001003344-14-000025.hdr.sgml : 20140624 20140613165552 ACCESSION NUMBER: 0001003344-14-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140613 FILED AS OF DATE: 20140613 DATE AS OF CHANGE: 20140613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Stephanie E. CENTRAL INDEX KEY: 0001541874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 14910706 MAIL ADDRESS: STREET 1: 2826 ELK HORN LANE CITY: SANDY STATE: UT ZIP: 84093 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-06-13 0 0001003344 HEADWATERS INC HW 0001541874 Black Stephanie E. 10701 S. RIVER FRONT PARKWAY, SUITE 300 SOUTH JORDAN UT 84095 0 1 0 0 President HTI Group Common Stock 2014-06-13 4 C 0 1697 3.81 A 13085 D Common Stock 2014-06-13 4 C 0 12077 1.85 A 25162 D Common Stock 2014-06-13 4 S 0 13774 13.8081 D 11388 D Stock Appreciation Rights 1.85 2014-06-13 4 C 0 13924 13.95 D 2012-09-30 2021-09-30 Common Stock 13924 13924 D Stock Appreciation Rights 3.81 2014-06-13 4 C 0 2335 13.95 D 2011-09-30 2020-09-30 Common Stock 2335 0 D Stephanie E. Black 2014-06-13