0001003078-16-000200.txt : 20160524 0001003078-16-000200.hdr.sgml : 20160524 20160524152046 ACCESSION NUMBER: 0001003078-16-000200 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 75 MAXESS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERSHWIND ERIK CENTRAL INDEX KEY: 0001200390 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 161671711 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 4/A 1 certent-form4a.xml PRIMARY DOCUMENT X0306 4/A 2016-05-09 2016-05-11 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001200390 GERSHWIND ERIK C/O MSC INDUSTRIAL DIRECT CO., INC. 75 MAXESS RD. MELVILLE NY US 11747 1 1 0 0 President and CEO Class A Common Stock, $0.001 par value 2016-05-09 4 C 0 92402 A 168863 D Class A Common Stock, $0.001 par value 2016-05-10 4 J 0 150000 D 18863 D Class B Common Stock 2016-05-09 4 C 0 92402 0 A Class A Common Stock, $0.001 par value 92402 619827 D Class B Common Stock Class A Common Stock, $0.001 par value 170778 170778 I See Footnote Class B Common Stock Class A Common Stock, $0.001 par value 463573 463573 I See Footnote The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire. For estate planning purposes, the reporting person transferred these shares to ESM-MSC, LLC, a limited liability company of which the reporting person is a member (the "Family LLC"). The reporting person received membership interests in the Family LLC in consideration for the transfer of such shares. The reporting person is not a controlling member of the Family LLC and does not have or share investment control over the Family LLC's portfolio Includes 26,130 shares of Class B Common Stock distributed to Mr. Gershwind as annuity payments from Grantor Retained Annuity Trusts and reflects a transfer of 125,000 shares of Class B Common Stock to Grantor Retained Annuity Trusts, of which the Reporting Person is the sole annuitant and trustee. Amendment to correct the figures reflected in footnotes (3) and (8). Represents the number of shares of Class B Common Stock held indirectly by the Reporting Person as of the date of this filing through trusts of which the Reporting Person is a beneficiary and co-trustee. Represents shares of Class B Common Stock held by trusts of which the Reporting Person is a beneficiary and co-trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts. Represents the number of shares of Class B Common Stock held indirectly by the Reporting Person as of the date of this filing through trusts of which the Reporting Person is the sole annuitant and trustee. Reflects a distribution of 26,130 shares of Class B Common Stock to Mr. Gershwind as annuity payments from Grantor Retained Annuity Trusts and a transfer by Mr. Gershwind of 125,000 shares of Class B Common Stock to Grantor Retained Annuity Trusts, of which the Reporting Person is the sole annuitant and trustee Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts. /s/ Erik Gershwind 2016-05-24