-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QLaxTbBGJiDjJoVvpvsox7VXGNJRwa8I41ZJLmxoT2MipLO1K82nN+liQYgDMlAm YZoYkW4xJBP75iiUOx7m3g== 0001181431-04-041714.txt : 20040825 0001181431-04-041714.hdr.sgml : 20040825 20040825165610 ACCESSION NUMBER: 0001181431-04-041714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040823 FILED AS OF DATE: 20040825 DATE AS OF CHANGE: 20040825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HSIEH DOUGLAS CENTRAL INDEX KEY: 0001260720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28452 FILM NUMBER: 04996894 MAIL ADDRESS: STREET 1: 200 MADISON AVE STE 1900 CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VELOCITY EXPRESS CORP CENTRAL INDEX KEY: 0001002902 STANDARD INDUSTRIAL CLASSIFICATION: AIR COURIER SERVICES [4513] IRS NUMBER: 870355929 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 7803 GLENROY ROAD STREET 2: FOUR PARAMOUNT PLAZA STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 612-492-2400 MAIL ADDRESS: STREET 1: 7803 GLENROY ROAD STREET 2: SUITE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55439 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SHIPPING & TECHNOLOGY INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: U SHIP INC DATE OF NAME CHANGE: 19960313 4 1 rrd51472.xml HSIEH FORM 4 082304 X0202 4 2004-08-23 0 0001002902 VELOCITY EXPRESS CORP VEXP 0001260720 HSIEH DOUGLAS 200 MADISON AVENUE, SUITE 1900 NEW YORK NY 10016 1 0 1 0 Series B Convertible Preferred Stock 2000-05-31 Common Stock 22059766 2806797 I See note Series C Convertible Preferred Stock 2000-09-22 Common Stock 10933555 2000000 I See note Series D Convertible Preferred Stock 2001-09-05 Common Stock 13585936 1017538 I See note Series G Convertible Preferred Stock 2003-09-18 Common Stock 3752063 3333333 I See note Series H Convertible Preferred Stock 2003-09-18 Common Stock 9107306 196900 I See note Series I Convertible Preferred Stock Common Stock 171629071 12643332 I See note Series J Convertible Preferred Common Stock 70686759 6333534 I See note Series K Convertible Preferred Stock 2004-08-23 4 A 0 7266666 1.50 A Common Stock 72666660 7266666 I See note The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV." As a result of the sale to investors on August 23, 2004 of the right to receive 7,266,666 shares of Series K Convertible Preferred Stock upon shareholder approval, the number of shares of Common Stock into which the shares of Series B, Series C, Series D, Series G, Series H, Series I and Series J Convertible Preferred Stock are convertible upon exercise of such series of Convertible Preferred Stock increased pursuant to antidilution provisions in the preferred instruments. Conversion of the Series I, Series J and Series K Convertible Preferred Stock into Common Stock requires shareholder approval. Not applicable None Douglas Hsieh 2004-08-23 -----END PRIVACY-ENHANCED MESSAGE-----