N-PX 1 a08-18440_1npx.htm N-PX

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number             811-09116

 

Van Wagoner Funds, Inc.

(Exact name of registrant as specified in charter)

 

3 Embarcadero Center, Suite 1120

San Francisco, CA 94111

(Address of principal executive offices) (Zip code)

 

Susan Freund

3 Embarcadero Center, Suite 1120

San Francisco, CA 94111

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 415-835-5000

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2007 – June 30, 2008

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 


 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2007 TO JUNE 30, 2008

 

Van Wagoner Post-Venture Fund

 

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report and with respect to which the registrant was entitled to vote.

 

Van Wagoner Mid-Cap Growth Fund

 

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report and with respect to which the registrant was entitled to vote.

 

Van Wagoner Technology Fund

 

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report and with respect to which the registrant was entitled to vote.

 


 

REGISTRANT NAME:

 

Van Wagoner Funds, Inc.

INVESTMENT COMPANY ACT FILE NUMBER:

 

 

REPORTING PERIOD:

 

07/01/2007-06/30/2008

REGISTRANT ADDRESS:

 

 

 

Van Wagoner Funds, Inc.

 

Issuer of Portfolio Security

 

Exchange
Ticker Symbol

 

CUSIP #

 

Shareholder
Meeting Date

 

Summary of Matter
Voted On

 

Nominees

 

Who Proposed
Matter: Issuer /
Shareholder

 

Whether Fund Cast
Vote on Matter

 

Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors

 

Whether Vote
Was For or
Against
Management

 

Date Mailed

 

Emerging Growth Fund

 

Foundry Networks, Inc.

 

FDRY

 

35063R100

 

7/23/2007

 

Directors

 

B. Johnson Jr., A. Amoroso, C.N. Keating Jr., S. Young, A. Earhart, C. Volz Ford

 

Issuer

 

For

 

For

 

For

 

7/3/2007

 

Emerging Growth Fund

 

Foundry Networks, Inc.

 

FDRY

 

35063R100

 

7/23/2007

 

Auditor

 

 

 

Issuer

 

For

 

For

 

For

 

7/3/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Emerging Growth Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Election of Directors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Emerging Growth Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Emerging Growth Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Other Matters

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Emerging Growth Fund

 

Applied Micro Circuits Corporation

 

AMCC

 

03822W109

 

8/21/2007

 

Directors

 

C. Cesaratto, D. Colvin,
K. Hooshmand, N. Ransom Ph.D., F. Shlapak,
A. Stabenow, J. Sullivan Ph.D.

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Emerging Growth Fund

 

Applied Micro Circuits Corporation

 

AMCC

 

03822W109

 

8/21/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Emerging Growth Fund

 

MIPS Technologies, Inc.

 

MIPS

 

604567107

 

8/9/2007

 

Directors

 

F. Gibbons

 

Issuer

 

For

 

For

 

For

 

7/27/2007

 

Emerging Growth Fund

 

MIPS Technologies, Inc.

 

MIPS

 

604567107

 

8/9/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/27/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Emerging Growth Fund

 

CommVault Systems, Inc.

 

CVLT

 

204166102

 

8/29/2007

 

Directors

 

A. Geday, F. Kurimsky,
D. Walker

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Emerging Growth Fund

 

CommVault Systems, Inc.

 

CVLT

 

204166102

 

8/29/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Emerging Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Election of Class I Director

 

Y. Sela

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Emerging Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Election of Outside Director

 

S. Levy

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Emerging Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Terms of Service of New Outside Director

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Emerging Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Amendment of Compensation of Company’s President and CEO (R. Hadar)

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Emerging Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

 

1


 

Emerging Growth Fund

 

Opnext, Inc.

 

OPXT

 

68375V105

 

9/5/2007

 

Directors

 

R. Otsuki, K. Cowan

 

Issuer

 

For

 

For

 

For

 

8/10/2007

 

Emerging Growth Fund

 

Opnext, Inc.

 

OPXT

 

68375V105

 

9/5/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/10/2007

 

Emerging Growth Fund

 

Smith Micro Software, Inc.

 

SMSI

 

832154108

 

9/27/2007

 

Approve Amendment and Restatement of 2005 Stock Option/Stock Issuance Plan

 

 

 

Issuer

 

For

 

For

 

For

 

8/30/2007

 

Emerging Growth Fund

 

Smith Micro Software, Inc.

 

SMSI

 

832154108

 

9/27/2007

 

Other Matters

 

 

 

Issuer

 

For

 

For

 

For

 

8/30/2007

 

Emerging Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Directors

 

P. Bordui, D. Simpson

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Emerging Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Amendment to 2004 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Emerging Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Selection of Ernst & Young as Independent Registered Public Accountant

 

 

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Emerging Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

11/6/2007

 

Directors

 

M. Floyd, C. Schaepe,
J. Swartz

 

Issuer

 

For

 

For

 

For

 

10/23/2007

 

Emerging Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

11/6/2007

 

Appointment of Ernst & Young as Independent Registered Public Account for fiscal year ending 12/31/07

 

 

 

Issuer

 

For

 

For

 

For

 

10/23/2007

 

Emerging Growth Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Increase company share capital & approve amendments in memo of association & articles of association

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Emerging Growth Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Reappoint Kost Forer Gabbay & Kasierer as independent auditor

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Emerging Growth Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Approve & adopt directors & officers’ liability insurance for 7/9/07-07/08/08

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Emerging Growth  Fund

 

Shoretel, Inc.

 

SHOR

 

825211105

 

11/16/2007

 

Directors

 

M. Bregman; J. Combs;
E. Thompson

 

Issuer

 

For

 

For

 

For

 

10/30/2007

 

Emerging Growth  Fund

 

Shoretel, Inc.

 

SHOR

 

825211105

 

11/16/2007

 

Appoint Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

10/30/2007

 

Emerging Growth  Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Directors

 

C. Scott; H. Hou

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

 

2


 

Emerging Growth  Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Ratification of Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Emerging Growth  Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Approve Company’s 2007 Directors’ Stock Award Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Emerging Growth  Fund

 

Aruba Networks, Inc.

 

ARUN

 

43176106

 

12/18/2007

 

Directors

 

D. Orr; K. Melkote;
B. Guidon; E. Hernandez;
M. Kourey; D. Leone;
S. Sathaye; D. Warmenhoven

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Emerging Growth  Fund

 

Aruba Networks, Inc.

 

ARUN

 

43176106

 

12/18/2007

 

Ratification of Pricewaterhousecoopers as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Emerging Growth  Fund

 

Comtech Group, Inc.

 

COGO

 

205821200

 

12/21/2007

 

Directors

 

J. Kang; H. Ni; Q.Y. Ma;
F. Zheng; J. Gan

 

Issuer

 

For

 

For

 

For

 

11/21/2007

 

Emerging Growth  Fund

 

Comtech Group, Inc.

 

COGO

 

205821200

 

12/21/2007

 

Ratification of KPMG as Independent Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

11/21/2007

 

Emerging Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Directors

 

D. Fuller; D. Barnett;
R. Noling

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Emerging Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Ratification of Ernst & Young as Independent Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Emerging Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Amendment to Eliminate Classification of Board of Directors and  Remove All References to Series A Junior Participating Preferred Stock

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Emerging Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve 2007 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Emerging Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve 2001 Employee Stock Purchase Plan to Increase Number of Shares Issuable by 500,000 Shares and Extend the Term of ESPP

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

 

3


 

Emerging Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve Material Terms of Performance Vesting Stock Option Grants to Certain Executive Officers and Amendments to 1999 Stock Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Emerging Growth Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Directors

 

A. Ruhan; A. Becker;
J. Dennedy; L. Schwartz;
T. Evans

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Emerging Growth Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Amend & Restate 1999 Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Emerging Growth Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Ratification of KPMG as Independent Registered Public Accountant for Year Ending 7/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Emerging Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

1/17/2008

 

Approve Issuance of OMTR Common Stock with Merger Contemplated by Agreement & Plan of Reorganization dated October 25, 2007

 

 

 

Issuer

 

For

 

For

 

For

 

12/24/2007

 

Emerging Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

1/17/2008

 

Approve Grant of Discretionary Authority to OMTR Management to Adjourn or Postpone Special Meeting; to Solicit Additional Proxies if not Sufficient Votes to Approve Proposal 1

 

 

 

Issuer

 

For

 

For

 

For

 

12/24/2007

 

Emerging Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

1/25/2008

 

Approve Company’s Amended 2004 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

1/8/2008

 

Emerging Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Election of Directors: H. Cash, J. O’Brien and G. Smith

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Emerging Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Approval of 2008 Omnibus Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

 

4


 

Emerging Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Approval of Restated Certificate if Incorporation to Increase Number of Common Stock Shares

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Emerging Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Ratification of Appointment of Pricewaterhousecoopers as Independent Registered Public Accounting Firm Ending October 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Emerging Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Election of Directors: T. Russell; R. Richards; R. Bogomolny

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Emerging Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Ratification of Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Emerging Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Approve Amendment to Restated Certificate of Incorporation to Increase Authorized Shares of Common Stock

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Emerging Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Approve Increase in Shares for Issuance Under Company’s 2000 Stock Option Plan

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Emerging Growth Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Directors

 

E. Tian; D. Mackenzie;
A. Cheung

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Emerging Growth Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Ratify Appointment of Deloitte-Touche as Independent Registered Public Accountant for 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Emerging Growth Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Approval of 2008 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Emerging Growth Fund

 

Infinera Corporation

 

INFN

 

45667G103

 

5/13/2008

 

Director

 

A. Balkanski

 

Issuer

 

For

 

For

 

For

 

4/8/2008

 

Emerging Growth Fund

 

Infinera Corporation

 

INFN

 

45667G103

 

5/13/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending December 27, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/8/2008

 

 

5


 

Emerging Growth Fund

 

Cavium Networks, Inc.

 

CAVM

 

14965A101

 

4/18/2008

 

Directors

 

A. Pantuso; C.N. Reddy

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Emerging Growth Fund

 

Cavium Networks, Inc.

 

CAVM

 

14965A101

 

4/18/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Emerging Growth Fund

 

Starent Networks Corporation

 

STAR

 

85528P108

 

5/22/2008

 

Directors

 

S. Dalton; M. Desch

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Emerging Growth Fund

 

Starent Networks Corporation

 

STAR

 

85528P108

 

5/22/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Emerging Growth Fund

 

Acme Packet, Inc.

 

APKT

 

4764106

 

5/20/2008

 

Directors

 

G. Bowen; R. Hower

 

Issuer

 

For

 

For

 

For

 

4/16/2008

 

Emerging Growth Fund

 

Acme Packet, Inc.

 

APKT

 

4764106

 

5/20/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant

 

 

 

Issuer

 

For

 

For

 

For

 

4/16/2008

 

Emerging Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

Director

 

T. Hopkins

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Emerging Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Emerging Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

To Approve Amendment to 2006 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Emerging Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

To Authorize Establishment of Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Emerging Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

5/14/2008

 

Directors

 

G. Butterfield; J. Pestana

 

Issuer

 

For

 

For

 

For

 

4/21/2008

 

Emerging Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

5/14/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/21/2008

 

Emerging Growth Fund

 

Netlogic Microsystems, Inc.

 

NETL

 

64118B100

 

5/16/2008

 

Directors

 

N. Godinho; R. Jankov

 

Issuer

 

For

 

For

 

For

 

4/23/2008

 

Emerging Growth Fund

 

Netlogic Microsystems, Inc.

 

NETL

 

64118B100

 

5/16/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/23/2008

 

 

6


 

Emerging Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Directors

 

H. Rein; G. Delfassy

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Approve Amendment to 2005 Long-Term Incentive & Share Award

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Approve Amendment to Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Directors

 

E. Roberts; Z. Deng

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Consider & Act Upon All Other Matters Which May Properly Come Before the Annual Meeting or Any Adjournment or Postponement Thereof

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Emerging Growth Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Directors

 

M. Salameh; J. Guzy;
J. Hart; R. Smith;
T. Riordan; P. Verderico

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Emerging Growth Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Approve 208 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Emerging Growth Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Ratify Appointment of BDO Seidman LLP as Company’s Independent Registered Public Accountant for Fiscal Year Ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Emerging Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Directors

 

J. Biagini; B. Carano;
M. Desch; M. Flynn;
F. Fromm; G. Heredia;
T. Huseby; E. Stonestrom;
D. Twyver

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

 

7


 

Emerging Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve Amendment of 2004 Omnibus Equity Compensation Plan to Increase Number of Shares Available from 5M to 9.5M

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Emerging Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve Amendment of 2004 Omnibus Equity Compensation Plan to Increase Number of Shares Available from 5M to 9.5M

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Emerging Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve & Ratify Grant Thornton LLP as Independent Auditors for Fiscal Year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Emerging Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

5/29/2008

 

Directors

 

M. Kourey; S. McCanne

 

Issuer

 

For

 

For

 

For

 

5/12/2008

 

Emerging Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

5/29/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

5/12/2008

 

Emerging Growth Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Directors

 

J. Baum; P. Gyenes; C. Kane

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Emerging Growth Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Amend 2007 Stock Incentive Plan to Establish Maximum Number of Shares that could be Authorized

 

 

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Emerging Growth Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Emerging Growth Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Directors

 

K. Li; S. Sandell

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

Emerging Growth Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Reapprove IRS Section 162(M) Limits of 2007 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

Emerging Growth Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

 

8


 

Emerging Growth Fund

 

Equinix, Inc.

 

EQIX

 

29444U502

 

6/12/2008

 

Directors

 

S. Clontz; S. Eng;
G. Hromadko; S. Kriens;
I. Lyons; C. Paisley;
S. Smith; P. Van Camp

 

Issuer

 

For

 

For

 

For

 

5/20/2008

 

Emerging Growth Fund

 

Equinix, Inc.

 

EQIX

 

29444U502

 

6/12/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/20/2008

 

Emerging Growth Fund

 

Mercaodolibre, Inc.

 

MELI

 

58733R102

 

6/9/2008

 

Directors

 

M. Spence; A. Levy;
M. Vazquez

 

Issuer

 

For

 

For

 

For

 

5/27/2008

 

Emerging Growth Fund

 

Mercaodolibre, Inc.

 

MELI

 

58733R102

 

6/9/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/27/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Adoption of Audited Financial Statements

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval of Re-Appointment of Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval of Directors; Remuneration

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval for Authority to Allot & Issue Shares

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval for Share Purchase Mandate

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval to Adopt Gigamedia Ltd 2008 Employee Share Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval to Adopt Gigamedia Ltd 2008 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Emerging Growth Fund

 

Marvell Technology Group Ltd.

 

MRVL

 

G5876H105

 

7/11/2008

 

Directors

 

J. Kassakian; H. Chang;
J. Gromer; A. Krueger

 

Issuer

 

For

 

For

 

For

 

6/16/2008

 

Emerging Growth Fund

 

Marvell Technology Group Ltd.

 

MRVL

 

G5876H105

 

7/11/2008

 

Reappointment of Pricewaterhousecoopers as Auditors & authorize Audit Committee on behalf of Board of Directors to Fix Remuneration of the Auditors, both for Fiscal Year Ending January 31, 2009

 

 

 

Issuer

 

For

 

For

 

For

 

6/16/2008

 

 

9


 

Emerging Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Amendment of Share Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Emerging Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year 2007

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Emerging Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year 2008

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Emerging Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Inclusion of Financial  Statements of Fiscal Year 2007 in Company’s 2007 Annual Report

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Emerging Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Authorize Directors to Take Any & Every Action Necessary to Effect Foregoing Resolutions, as such Director, In His Absolute Discretion, Thinks Fit

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

 

10


 

REGISTRANT NAME:

 

Van Wagoner Funds, Inc.

INVESTMENT COMPANY ACT FILE NUMBER:

 

 

REPORTING PERIOD:

 

07/01/2007-06/30/2008

REGISTRANT ADDRESS:

 

 

 

Van Wagoner Funds, Inc.

 

Issuer of Portfolio Security

 

Exchange
Ticker Symbol

 

CUSIP #

 

Shareholder
Meeting Date

 

Summary of Matter
Voted On

 

Nominees

 

Who Proposed
Matter: Issuer /
Shareholder

 

Whether Fund Cast
Vote on Matter

 

Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors

 

Whether Vote
Was For or
Against
Management

 

Date Mailed

 

Small-Cap Growth Fund

 

Foundry Networks, Inc.

 

FDRY

 

35063R100

 

7/23/2007

 

Directors

 

B. Johnson Jr., A. Amoroso, C.N. Keating Jr., S. Young, A. Earhart, C. Volz Ford

 

Issuer

 

For

 

For

 

For

 

7/3/2007

 

Small-Cap Growth Fund

 

Foundry Networks, Inc.

 

FDRY

 

35063R100

 

7/23/2007

 

Auditor

 

 

 

Issuer

 

For

 

For

 

For

 

7/3/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Network Equipment Technologies, Inc.

 

NWK

 

641208103

 

8/14/2007

 

Directors

 

D. Doll

 

Issuer

 

For

 

For

 

For

 

7/10/2007

 

Small-Cap Growth Fund

 

Network Equipment Technologies, Inc.

 

NWK

 

641208103

 

8/14/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/10/2007

 

Small-Cap Growth Fund

 

Network Equipment Technologies, Inc.

 

NWK

 

641208103

 

8/14/2007

 

Amendment to Company’s 1993 Stock Option Plan

 

 

 

Issuer

 

For

 

For

 

For

 

7/10/2007

 

Small-Cap Growth Fund

 

Network Equipment Technologies, Inc.

 

NWK

 

641208103

 

8/14/2007

 

Amendment to Outstanding Stock Options

 

 

 

Issuer

 

For

 

For

 

For

 

7/10/2007

 

Small-Cap Growth Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Election of Directors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Small-Cap Growth Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Small-Cap Growth Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Other Matters

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Applied Micro Circuits Corporation

 

AMCC

 

03822W109

 

8/21/2007

 

Directors

 

C. Cesaratto, D. Colvin,
K. Hooshmand,
N. Ransom Ph.D.,
F. Shlapak, A. Stabenow,
J. Sullivan Ph.D.

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Small-Cap Growth Fund

 

Applied Micro Circuits Corporation

 

AMCC

 

03822W109

 

8/21/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Small-Cap Growth Fund

 

MIPS Technologies, Inc.

 

MIPS

 

604567107

 

8/9/2007

 

Directors

 

F. Gibbons

 

Issuer

 

For

 

For

 

For

 

7/27/2007

 

Small-Cap Growth Fund

 

MIPS Technologies, Inc.

 

MIPS

 

604567107

 

8/9/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/27/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

CommVault Systems, Inc.

 

CVLT

 

204166102

 

8/29/2007

 

Directors

 

A. Geday, F. Kurimsky,
D. Walker

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Small-Cap Growth Fund

 

CommVault Systems, Inc.

 

CVLT

 

204166102

 

8/29/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Election of Class I Director

 

Y. Sela

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

 

1


 

Small-Cap Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Election of Outside Director

 

S. Levy

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Small-Cap Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Terms of Service of New Outside Director

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Small-Cap Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Amendment of Compensation of Company’s President and CEO (R. Hadar)

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Small-Cap Growth Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Opnext, Inc.

 

OPXT

 

68375V105

 

9/5/2007

 

Directors

 

R. Otsuki, K. Cowan

 

Issuer

 

For

 

For

 

For

 

8/10/2007

 

Small-Cap Growth Fund

 

Opnext, Inc.

 

OPXT

 

68375V105

 

9/5/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/10/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Smith Micro Software, Inc.

 

SMSI

 

832154108

 

9/27/2007

 

Approve Amendment and Restatement of 2005 Stock Option/Stock Issuance Plan

 

 

 

Issuer

 

For

 

For

 

For

 

8/30/2007

 

Small-Cap Growth Fund

 

Smith Micro Software, Inc.

 

SMSI

 

832154108

 

9/27/2007

 

Other Matters

 

 

 

Issuer

 

For

 

For

 

For

 

8/30/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Directors

 

P. Bordui, D. Simpson

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Small-Cap Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Amendment to 2004 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Small-Cap Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Selection of Ernst & Young as Independent Registered Public Accountant

 

 

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Small-Cap Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

11/6/2007

 

Directors

 

M. Floyd, C. Schaepe,
J. Swartz

 

Issuer

 

For

 

For

 

For

 

10/23/2007

 

Small-Cap Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

11/6/2007

 

Appointment of Ernst & Young as Independent Registered Public Account for fiscal year ending 12/31/07

 

 

 

Issuer

 

For

 

For

 

For

 

10/23/2007

 

Small-Cap Growth Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Increase company share capital & approve amendments in memo of association & articles of association

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Small-Cap Growth Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Reappoint Kost Forer Gabbay & Kasierer as independent auditor

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Small-Cap Growth Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Approve & adopt directors & officers’ liability insurance for 7/9/07-07/08/08

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

 

2


 

Small-Cap Growth Fund

 

Shoretel, Inc.

 

SHOR

 

825211105

 

11/16/2007

 

Directors

 

M. Bregman; J. Combs;
E. Thompson

 

Issuer

 

For

 

For

 

For

 

10/30/2007

 

Small-Cap Growth Fund

 

Shoretel, Inc.

 

SHOR

 

825211105

 

11/16/2007

 

Appoint Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

10/30/2007

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Directors

 

C. Scott; H. Hou

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Ratification of Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Approve Company’s 2007 Directors’ Stock Award Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Small-Cap Growth Fund

 

Aruba Networks, Inc.

 

ARUN

 

43176106

 

12/18/2007

 

Directors

 

D. Orr; K. Melkote;
B. Guidon; E. Hernandez;
M. Kourey; D. Leone;
S. Sathaye;
D. Warmenhoven

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Small-Cap Growth Fund

 

Aruba Networks, Inc.

 

ARUN

 

43176106

 

12/18/2007

 

Ratification of Pricewaterhousecoopers as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Small-Cap Growth Fund

 

Comtech Group, Inc.

 

COGO

 

205821200

 

12/21/2007

 

Directors

 

J. Kang; H. Ni; Q.Y. Ma;
F. Zheng; J. Gan

 

Issuer

 

For

 

For

 

For

 

11/21/2007

 

Small-Cap Growth Fund

 

Comtech Group, Inc.

 

COGO

 

205821200

 

12/21/2007

 

Ratification of KPMG as Independent Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

11/21/2007

 

Small-Cap Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Directors

 

D. Fuller; D. Barnett;
R. Noling

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Small-Cap Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Ratification of Ernst & Young as Independent Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Small-Cap Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Amendment to Eliminate Classification of Board of Directors and  Remove All References to Series A Junior Participating Preferred Stock

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Small-Cap Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve 2007 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

 

3


 

Small-Cap Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve 2001 Employee Stock Purchase Plan to Increase Number of Shares Issuable by 500,000 Shares and Extend the Term of ESPP

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Small-Cap Growth Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve Material Terms of Performance Vesting Stock Option Grants to Certain Executive Officers and Amendments to 1999 Stock Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Small-Cap Growth Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Directors

 

A. Ruhan; A. Becker;
J. Dennedy; L. Schwartz;
T. Evans

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Small-Cap Growth Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Amend & Restate 1999 Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Small-Cap Growth Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Ratification of KPMG as Independent Registered Public Accountant for Year Ending 7/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Small-Cap Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

1/17/2008

 

Approve Issuance of OMTR Common Stock with Merger Contemplated by Agreement & Plan of Reorganization dated October 25, 2007

 

 

 

Issuer

 

For

 

For

 

For

 

12/24/2007

 

Small-Cap Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

1/17/2008

 

Approve Grant of Discretionary Authority to OMTR Management to Adjourn or Postpone Special Meeting; to Solicit Additional Proxies if not Sufficient Votes to Approve Proposal 1

 

 

 

Issuer

 

For

 

For

 

For

 

12/24/2007

 

Small-Cap Growth Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

1/25/2008

 

Approve Company’s Amended 2004 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

1/8/2008

 

 

4


 

Small-Cap Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Election of Directors: H. Cash, J. O’Brien and G. Smith

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Small-Cap Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Approval of 2008 Omnibus Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Small-Cap Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Approval of Restated Certificate if Incorporation to Increase Number of Common Stock Shares

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Small-Cap Growth Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Ratification of Appointment of Pricewaterhousecoopers as Independent Registered Public Accounting Firm Ending October 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Election of Directors: T. Russell; R. Richards; R. Bogomolny

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Ratification of Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Approve Amendment to Restated Certificate of Incorporation to Increase Authorized Shares of Common Stock

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Small-Cap Growth Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Approve Increase in Shares for Issuance Under Company’s 2000 Stock Option Plan

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Small-Cap Growth Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Directors

 

E. Tian; D. Mackenzie;
A. Cheung

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Small-Cap Growth Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Ratify Appointment of Deloitte-Touche as Independent Registered Public Accountant for 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Small-Cap Growth Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Approval of 2008 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Infinera Corporation

 

INFN

 

45667G103

 

5/13/2008

 

Director

 

A. Balkanski

 

Issuer

 

For

 

For

 

For

 

4/8/2008

 

 

5


 

Small-Cap Growth Fund

 

Infinera Corporation

 

INFN

 

45667G103

 

5/13/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending December 27, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/8/2008

 

Small-Cap Growth Fund

 

Cavium Networks, Inc.

 

CAVM

 

14965A101

 

4/18/2008

 

Directors

 

A. Pantuso; C.N. Reddy

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Small-Cap Growth Fund

 

Cavium Networks, Inc.

 

CAVM

 

14965A101

 

4/18/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Small-Cap Growth Fund

 

Starent Networks Corporation

 

STAR

 

85528P108

 

5/22/2008

 

Directors

 

S. Dalton; M. Desch

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Small-Cap Growth Fund

 

Starent Networks Corporation

 

STAR

 

85528P108

 

5/22/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

 

 

Acme Packet, Inc.

 

APKT

 

4764106

 

5/20/2008

 

Directors

 

G. Bowen; R. Hower

 

Issuer

 

For

 

For

 

For

 

4/16/2008

 

Small-Cap Growth Fund

 

Acme Packet, Inc.

 

APKT

 

4764106

 

5/20/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant

 

 

 

Issuer

 

For

 

For

 

For

 

4/16/2008

 

Small-Cap Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

Director

 

T. Hopkins

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Small-Cap Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Small-Cap Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

To Approve Amendment to 2006 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Small-Cap Growth Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

To Authorize Establishment of Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Small-Cap Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

5/14/2008

 

Directors

 

G. Butterfield; J. Pestana

 

Issuer

 

For

 

For

 

For

 

4/21/2008

 

Small-Cap Growth Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

5/14/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/21/2008

 

Small-Cap Growth Fund

 

Netlogic Microsystems, Inc.

 

NETL

 

64118B100

 

5/16/2008

 

Directors

 

N. Godinho; R. Jankov

 

Issuer

 

For

 

For

 

For

 

4/23/2008

 

 

6


 

Small-Cap Growth Fund

 

Netlogic Microsystems, Inc.

 

NETL

 

64118B100

 

5/16/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/23/2008

 

Small-Cap Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Directors

 

H. Rein; G. Delfassy

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Approve Amendment to 2005 Long-Term Incentive & Share Award

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Approve Amendment to Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Small-Cap Growth Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Directors

 

E. Roberts; Z. Deng

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Consider & Act Upon All Other Matters Which May Properly Come Before the Annual Meeting or Any Adjournment or Postponement Thereof

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Small-Cap Growth Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Directors

 

M. Salameh; J. Guzy;
J. Hart; R. Smith;
T. Riordan; P. Verderico

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Small-Cap Growth Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Approve 208 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Small-Cap Growth Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Ratify Appointment of BDO Seidman LLP as Company’s Indenepdent Registered Public Accountant for Fiscal Year Ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

 

7


 

Small-Cap Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Directors

 

J. Biagini; B. Carano;
M. Desch; M. Flynn;
F. Fromm; G. Heredia;
T. Huseby; E. Stonestrom;
D. Twyver

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Small-Cap Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve Amendment of 2004 Omnibus Equity Compensation Plan to Increase Number of Shares Available from 5M to 9.5M

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Small-Cap Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve Amendment of 2004 Omnibus Equity Compensation Plan to Increase Number of Shares Available from 5M to 9.5M

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Small-Cap Growth Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve & Ratify Grant Thornton LLP as Independent Auditors for Fiscal Year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Small-Cap Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

5/29/2008

 

Directors

 

M. Kourey; S. McCanne

 

Issuer

 

For

 

For

 

For

 

5/12/2008

 

Small-Cap Growth Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

5/29/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

5/12/2008

 

Small-Cap Growth Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Directors

 

J. Baum; P. Gyenes;
C. Kane

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Small-Cap Growth Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Amend 2007 Stock Incentive Plan to Establish Maximum Number of Shares that could be Authorized

 

 

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Small-Cap Growth Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Small-Cap Growth Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Directors

 

K. Li; S. Sandell

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

Small-Cap Growth Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Reapprove IRS Section 162(M) Limits of 2007 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

 

8


 

Small-Cap Growth Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

Small-Cap Growth Fund

 

Equinix, Inc.

 

EQIX

 

29444U502

 

6/12/2008

 

Directors

 

S. Clontz; S. Eng;
G. Hromadko; S. Kriens;
I. Lyons; C. Paisley;
S. Smith; P. Van Camp

 

Issuer

 

For

 

For

 

For

 

5/20/2008

 

Small-Cap Growth Fund

 

Equinix, Inc.

 

EQIX

 

29444U502

 

6/12/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/20/2008

 

Small-Cap Growth Fund

 

Mercaodolibre, Inc.

 

MELI

 

58733R102

 

6/9/2008

 

Directors

 

M. Spence; A. Levy;
M. Vazquez

 

Issuer

 

For

 

For

 

For

 

5/27/2008

 

Small-Cap Growth Fund

 

Mercaodolibre, Inc.

 

MELI

 

58733R102

 

6/9/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/27/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Adoption of Audited Financial Statements

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval of Re-Appointment of Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval of Directors; Remuneration

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval for Authority to Allot & Issue Shares

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval for Share Purchase Mandate

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval to Adopt Gigamedia Ltd 2008 Employee Share Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval to Adopt Gigamedia Ltd 2008 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Small-Cap Growth Fund

 

Marvell Technology Group Ltd.

 

MRVL

 

G5876H105

 

7/11/2008

 

Directors

 

J. Kassakian; H. Chang;
J. Gromer; A. Krueger

 

Issuer

 

For

 

For

 

For

 

6/16/2008

 

 

9


 

Small-Cap Growth Fund

 

Marvell Technology Group Ltd.

 

MRVL

 

G5876H105

 

7/11/2008

 

Reappointment of Pricewaterhousecoopers as Auditors & authorize Audit Committee on behalf of Board of Directors to Fix Remuneration of the Auditors, both for Fiscal Year Ending January 31, 2009

 

 

 

Issuer

 

For

 

For

 

For

 

6/16/2008

 

Small-Cap Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Amendment of Share Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Small-Cap Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year 2007

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Small-Cap Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year 2008

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Small-Cap Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Inclusion of Financial Statements of Fiscal Year 2007 in Company’s 2007 Annual Report

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Small-Cap Growth Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Authorize Directors to Take Any & Every Action Necessary to Effect Foregoing Resolutions, as such Director, In His Absolute Discretion, Thinks Fit

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

 

10


 

REGISTRANT NAME:

 

Van Wagoner Funds, Inc.

INVESTMENT COMPANY ACT FILE NUMBER:

 

 

REPORTING PERIOD:

 

07/01/2007-06/30/2008

REGISTRANT ADDRESS:

 

 

 

Van Wagoner Funds, Inc.

 

Issuer of Portfolio Security

 

Exchange
Ticker Symbol

 

CUSIP #

 

Shareholder
Meeting Date

 

Summary of Matter
Voted On

 

Nominees

 

Who Proposed
Matter: Issuer /
Shareholder

 

Whether Fund Cast
Vote on Matter

 

Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors

 

Whether Vote
Was For or
Against
Management

 

Date Mailed

 

Growth Opportunities Fund

 

Foundry Networks, Inc.

 

FDRY

 

35063R100

 

7/23/2007

 

Directors

 

B. Johnson Jr., A. Amoroso, C.N. Keating Jr., S. Young, A. Earhart, C. Volz Ford

 

Issuer

 

For

 

For

 

For

 

7/3/2007

 

Growth Opportunities Fund

 

Foundry Networks, Inc.

 

FDRY

 

35063R100

 

7/23/2007

 

Auditor

 

 

 

Issuer

 

For

 

For

 

For

 

7/3/2007

 

Growth Opportunities Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Election of Directors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Growth Opportunities Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Growth Opportunities Fund

 

China Grentech Corporation Ltd.

 

GRRF

 

16938P107

 

8/9/2007

 

Other Matters

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Growth Opportunities Fund

 

Applied Micro Circuits Corporation

 

AMCC

 

03822W109

 

8/21/2007

 

Directors

 

C. Cesaratto, D. Colvin,
K. Hooshmand,
N. Ransom Ph.D.,
F. Shlapak, A. Stabenow,
J. Sullivan Ph.D.

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Growth Opportunities Fund

 

Applied Micro Circuits Corporation

 

AMCC

 

03822W109

 

8/21/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/19/2007

 

Growth Opportunities Fund

 

MIPS Technologies, Inc.

 

MIPS

 

604567107

 

8/9/2007

 

Directors

 

F. Gibbons

 

Issuer

 

For

 

For

 

For

 

7/27/2007

 

Growth Opportunities Fund

 

MIPS Technologies, Inc.

 

MIPS

 

604567107

 

8/9/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

7/27/2007

 

Growth Opportunities Fund

 

CommVault Systems, Inc.

 

CVLT

 

204166102

 

8/29/2007

 

Directors

 

A. Geday, F. Kurimsky,
D. Walker

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Growth Opportunities Fund

 

CommVault Systems, Inc.

 

CVLT

 

204166102

 

8/29/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Growth Opportunities Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Election of Class I Director

 

Y. Sela

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Growth Opportunities Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Election of Outside Director

 

S. Levy

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Growth Opportunities Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Terms of Service of New Outside Director

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Growth Opportunities Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Amendment of Compensation of Company’s President and CEO (R. Hadar)

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

Growth Opportunities Fund

 

Allot Communications Ltd.

 

ALLT

 

M0854Q105

 

8/15/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/7/2007

 

 


 

Growth Opportunities Fund

 

Opnext, Inc.

 

OPXT

 

68375V105

 

9/5/2007

 

Directors

 

R. Otsuki, K. Cowan

 

Issuer

 

For

 

For

 

For

 

8/10/2007

 

Growth Opportunities Fund

 

Opnext, Inc.

 

OPXT

 

68375V105

 

9/5/2007

 

Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

8/10/2007

 

Growth Opportunities Fund

 

Smith Micro Software, Inc.

 

SMSI

 

832154108

 

9/27/2007

 

Approve Amendment and Restatement of 2005 Stock Option/Stock Issuance Plan

 

 

 

Issuer

 

For

 

For

 

For

 

8/30/2007

 

Growth Opportunities Fund

 

Smith Micro Software, Inc.

 

SMSI

 

832154108

 

9/27/2007

 

Other Matters

 

 

 

Issuer

 

For

 

For

 

For

 

8/30/2007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Growth Opportunities Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Directors

 

P. Bordui, D. Simpson

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Growth Opportunities Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Amendment to 2004 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Growth Opportunities Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

10/23/2007

 

Selection of Ernst & Young as Independent Registered Public Accountant

 

 

 

Issuer

 

For

 

For

 

For

 

10/3/2007

 

Growth Opportunities Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

11/6/2007

 

Directors

 

M. Floyd, C. Schaepe,
J. Swartz

 

Issuer

 

For

 

For

 

For

 

10/23/2007

 

Growth Opportunities Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

11/6/2007

 

Appointment of Ernst & Young as Independent Registered Public Account for fiscal year ending 12/31/07

 

 

 

Issuer

 

For

 

For

 

For

 

10/23/2007

 

Growth Opportunities Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Increase company share capital & approve amendments in memo of association & articles of association

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Growth Opportunities Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Reappoint Kost Forer Gabbay & Kasierer as independent auditor

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Growth Opportunities Fund

 

Ceragon Networks, Ltd.

 

CRNT

 

M22013102

 

10/25/2007

 

Approve & adopt directors & officers’ liability insurance for 7/9/07-07/08/08

 

 

 

Issuer

 

For

 

For

 

For

 

10/24/2007

 

Growth Opportunities Fund

 

Shoretel, Inc.

 

SHOR

 

825211105

 

11/16/2007

 

Directors

 

M. Bregman; J. Combs;
E. Thompson

 

Issuer

 

For

 

For

 

For

 

10/30/2007

 

Growth Opportunities Fund

 

Shoretel, Inc.

 

SHOR

 

825211105

 

11/16/2007

 

Appoint Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

10/30/2007

 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Directors

 

C. Scott; H. Hou

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

 


 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Ratification of Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

12/3/2007

 

Approve Company’s 2007 Directors’ Stock Award Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Growth Opportunities Fund

 

Aruba Networks, Inc.

 

ARUN

 

43176106

 

12/18/2007

 

Directors

 

D. Orr; K. Melkote;
B. Guidon; E. Hernandez;
M. Kourey; D. Leone;
S. Sathaye;
D. Warmenhoven

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Growth Opportunities Fund

 

Aruba Networks, Inc.

 

ARUN

 

43176106

 

12/18/2007

 

Ratification of Pricewaterhousecoopers as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/20/2007

 

Growth Opportunities Fund

 

Comtech Group, Inc.

 

COGO

 

205821200

 

12/21/2007

 

Directors

 

J. Kang; H. Ni; Q.Y. Ma;
F. Zheng; J. Gan

 

Issuer

 

For

 

For

 

For

 

11/21/2007

 

Growth Opportunities Fund

 

Comtech Group, Inc.

 

COGO

 

205821200

 

12/21/2007

 

Ratification of KPMG as Independent Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

11/21/2007

 

Growth Opportunities Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Directors

 

D. Fuller; D. Barnett;
R. Noling

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Growth Opportunities Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Ratification of Ernst & Young as Independent Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Growth Opportunities Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Amendment to Eliminate Classification of Board of Directors and  Remove All References to Series A Junior Participating Preferred Stock

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Growth Opportunities Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve 2007 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Growth Opportunities Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve 2001 Employee Stock Purchase Plan to Increase Number of Shares Issuable by 500,000 Shares and Extend the Term of ESPP

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

 


 

Growth Opportunities Fund

 

Phoenix Technologies Ltd.

 

PTEC

 

719153108

 

12/20/2007

 

Approve Material Terms of Performance Vesting Stock Option Grants to Certain Executive Officers and Amendments to 1999 Stock Plan

 

 

 

Issuer

 

For

 

For

 

For

 

11/26/2007

 

Growth Opportunities Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Directors

 

A. Ruhan; A. Becker;
J. Dennedy; L. Schwartz;
T. Evans

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Growth Opportunities Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Amend & Restate 1999 Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Growth Opportunities Fund

 

Navisite, Inc.

 

NAVI

 

63935M208

 

12/12/2007

 

Ratification of KPMG as Independent Registered Public Accountant for Year Ending 7/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

12/3/2007

 

Growth Opportunities Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

1/17/2008

 

Approve Issuance of OMTR Common Stock with Merger Contemplated by Agreement & Plan of Reorganization dated October 25, 2007

 

 

 

Issuer

 

For

 

For

 

For

 

12/24/2007

 

Growth Opportunities Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

1/17/2008

 

Approve Grant of Discretionary Authority to OMTR Management to Adjourn or Postpone Special Meeting; to Solicit Additional Proxies if not Sufficient Votes to Approve Proposal 1

 

 

 

Issuer

 

For

 

For

 

For

 

12/24/2007

 

Growth Opportunities Fund

 

Bookham, Inc.

 

BKHM

 

09856E105

 

1/25/2008

 

Approve Company’s Amended 2004 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

1/8/2008

 

Growth Opportunities Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Election of Directors: H. Cash, J. O’Brien and G. Smith

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Growth Opportunities Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Approval of 2008 Omnibus Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

 


 

Growth Opportunities Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Approval of Restated Certificate if Incorporation to Increase Number of Common Stock Shares

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Growth Opportunities Fund

 

Ciena Corporation

 

CIEN

 

171779309

 

3/26/2008

 

Ratification of Appointment of Pricewaterhousecoopers as Independent Registered Public Accounting Firm Ending October 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

2/19/2008

 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Election of Directors: T. Russell; R. Richards; R. Bogomolny

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Ratification of Deloitte & Touche as Independent Registered Public Accounting Firm

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Approve Amendment to Restated Certificate of Incorporation to Increase Authorized Shares of Common Stock

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

Growth Opportunities Fund

 

Emcore Corporation

 

EMKR

 

290846104

 

3/31/2008

 

Approve Increase in Shares for Issuance Under Company’s 2000 Stock Option Plan

 

 

 

Issuer

 

For

 

For

 

For

 

3/11/2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Growth Opportunities Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Directors

 

E. Tian; D. Mackenzie;
A. Cheung

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Growth Opportunities Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Ratify Appointment of Deloitte-Touche as Independent Registered Public Accountant for 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

Growth Opportunities Fund

 

Asiainfo Holdings, Inc.

 

ASIA

 

04518A104

 

4/22/2008

 

Approval of 2008 Stock Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/7/2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Growth Opportunities Fund

 

Infinera Corporation

 

INFN

 

45667G103

 

5/13/2008

 

Director

 

A. Balkanski

 

Issuer

 

For

 

For

 

For

 

4/8/2008

 

Growth Opportunities Fund

 

Infinera Corporation

 

INFN

 

45667G103

 

5/13/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending December 27, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/8/2008

 

 


 

Growth Opportunities Fund

 

Cavium Networks, Inc.

 

CAVM

 

14965A101

 

4/18/2008

 

Directors

 

A. Pantuso; C.N. Reddy

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Growth Opportunities Fund

 

Cavium Networks, Inc.

 

CAVM

 

14965A101

 

4/18/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Growth Opportunities Fund

 

Starent Networks Corporation

 

STAR

 

85528P108

 

5/22/2008

 

Directors

 

S. Dalton; M. Desch

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Growth Opportunities Fund

 

Starent Networks Corporation

 

STAR

 

85528P108

 

5/22/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/15/2008

 

Growth Opportunities Fund

 

Acme Packet, Inc.

 

APKT

 

4764106

 

5/20/2008

 

Directors

 

G. Bowen; R. Hower

 

Issuer

 

For

 

For

 

For

 

4/16/2008

 

Growth Opportunities Fund

 

Acme Packet, Inc.

 

APKT

 

4764106

 

5/20/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant

 

 

 

Issuer

 

For

 

For

 

For

 

4/16/2008

 

Growth Opportunities Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

Director

 

T. Hopkins

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Growth Opportunities Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Growth Opportunities Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

To Approve Amendment to 2006 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Growth Opportunities Fund

 

Synchronoss Technologies, Inc.

 

SNCR

 

87157B103

 

5/15/2008

 

To Authorize Establishment of Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/18/2008

 

Growth Opportunities Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

5/14/2008

 

Directors

 

G. Butterfield; J. Pestana

 

Issuer

 

For

 

For

 

For

 

4/21/2008

 

Growth Opportunities Fund

 

Omniture, Inc.

 

OMTR

 

68212S109

 

5/14/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/21/2008

 

Growth Opportunities Fund

 

Netlogic Microsystems, Inc.

 

NETL

 

64118B100

 

5/16/2008

 

Directors

 

N. Godinho; R. Jankov

 

Issuer

 

For

 

For

 

For

 

4/23/2008

 

Growth Opportunities Fund

 

Netlogic Microsystems, Inc.

 

NETL

 

64118B100

 

5/16/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/23/2008

 

 


 

Growth Opportunities Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Directors

 

H. Rein; G. Delfassy

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Approve Amendment to 2005 Long-Term Incentive & Share Award

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Approve Amendment to Employee Stock Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

Anadigics, Inc.

 

ANAD

 

32515108

 

5/15/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Directors

 

E. Roberts; Z. Deng

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

Sohu.Com, Inc.

 

SOHU

 

83408W103

 

5/30/2005

 

Consider & Act Upon All Other Matters Which May Properly Come Before the Annual Meeting or Any Adjournment or Postponement Thereof

 

 

 

Issuer

 

For

 

For

 

For

 

4/28/2008

 

Growth Opportunities Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Directors

 

M. Salameh; J. Guzy;
J. Hart; R. Smith;
T. Riordan; P. Verderico

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Growth Opportunities Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Approve 208 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Growth Opportunities Fund

 

PLX Technology, Inc.

 

PLXT

 

693417107

 

5/27/2008

 

Ratify Appointment of BDO Seidman LLP as Company’s Indenepdent Registered Public Accountant for Fiscal Year Ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Growth Opportunities Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Directors

 

J. Biagini; B. Carano;
M. Desch; M. Flynn;
F. Fromm; G. Heredia;
T. Huseby; E. Stonestrom;
D. Twyver

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

 


 

Growth Opportunities Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve Amendment of 2004 Omnibus Equity Compensation Plan to Increase Number of Shares Available from 5M to 9.5M

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Growth Opportunities Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve Amendment of 2004 Omnibus Equity Compensation Plan to Increase Number of Shares Available from 5M to 9.5M

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Growth Opportunities Fund

 

Airspan Network, Inc.

 

AIRN

 

00950H102

 

5/29/2008

 

Approve & Ratify Grant Thornton LLP as Independent Auditors for Fiscal Year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/5/2008

 

Growth Opportunities Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

5/29/2008

 

Directors

 

M. Kourey; S. McCanne

 

Issuer

 

For

 

For

 

For

 

5/12/2008

 

Growth Opportunities Fund

 

Riverbed Technology, Inc.

 

RVBD

 

768573107

 

5/29/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

5/12/2008

 

Growth Opportunities Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Directors

 

J. Baum; P. Gyenes; C. Kane

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Growth Opportunities Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Amend 2007 Stock Incentive Plan to Establish Maximum Number of Shares that could be Authorized

 

 

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Growth Opportunities Fund

 

Netezza Corporation

 

NZ

 

64111N101

 

6/6/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/16/2008

 

Growth Opportunities Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Directors

 

K. Li; S. Sandell

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

Growth Opportunities Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Reapprove IRS Section 162(M) Limits of 2007 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

Growth Opportunities Fund

 

Data Domain, Inc.

 

DDUP

 

23767P109

 

6/4/2008

 

Ratify Appointment of Ernst & Young as Independent Public Accountant for fiscal year ending 12/31/08

 

 

 

Issuer

 

For

 

For

 

For

 

5/19/2008

 

 


 

Growth Opportunities Fund

 

Equinix, Inc.

 

EQIX

 

29444U502

 

6/12/2008

 

Directors

 

S. Clontz; S. Eng; G. Hromadko; S. Kriens;
I. Lyons; C. Paisley;
S. Smith; P. Van Camp

 

Issuer

 

For

 

For

 

For

 

5/20/2008

 

Growth Opportunities Fund

 

Equinix, Inc.

 

EQIX

 

29444U502

 

6/12/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/20/2008

 

Growth Opportunities Fund

 

Mercaodolibre, Inc.

 

MELI

 

58733R102

 

6/9/2008

 

Directors

 

M. Spence; A. Levy;
M. Vazquez

 

Issuer

 

For

 

For

 

For

 

5/27/2008

 

Growth Opportunities Fund

 

Mercaodolibre, Inc.

 

MELI

 

58733R102

 

6/9/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year ending December 31, 2008

 

 

 

Issuer

 

For

 

For

 

For

 

5/27/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Adoption of Audited Financial Statements

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval of Re-Appointment of Auditors

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval of Directors; Remuneration

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval for Authority to Allot & Issue Shares

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval for Share Purchase Mandate

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval to Adopt Gigamedia Ltd 2008 Employee Share Purchase Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Gigamedia Limited

 

GIGM

 

Y2711Y104

 

6/19/2008

 

Approval to Adopt Gigamedia Ltd 2008 Equity Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/9/2008

 

Growth Opportunities Fund

 

Marvell Technology Group Ltd.

 

MRVL

 

G5876H105

 

7/11/2008

 

Directors

 

J. Kassakian; H. Chang;
J. Gromer; A. Krueger

 

Issuer

 

For

 

For

 

For

 

6/16/2008

 

Growth Opportunities Fund

 

Marvell Technology Group Ltd.

 

MRVL

 

G5876H105

 

7/11/2008

 

Reappointment of Pricewaterhousecoopers as Auditors & authorize Audit Committee on behalf of Board of Directors to Fix Remuneration of the Auditors, both for Fiscal Year Ending January 31, 2009

 

 

 

Issuer

 

For

 

For

 

For

 

6/16/2008

 

 


 

Growth Opportunities Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Amendment of Share Incentive Plan

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Growth Opportunities Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Ratify Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year 2007

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Growth Opportunities Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Appointment of Pricewaterhousecoopers as Independent Public Accoutant for fiscal year 2008

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Growth Opportunities Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Inclusion of Financial  Statements of Fiscal Year 2007 in Company’s 2007 Annual Report

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

Growth Opportunities Fund

 

Perfect World Co., Ltd.

 

PWRD

 

71372U104

 

7/4/2008

 

Authorize Directors to Take Any & Every Action Necessary to Effect Foregoing Resolutions, as such Director, In His Absolute Discretion, Thinks Fit

 

 

 

Issuer

 

For

 

For

 

For

 

6/30/2008

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant

Van Wagoner Funds, Inc.

 

 

 

 

By (Signature and Title)*

/s/ Susan Freund

 

Susan Freund, Chief Executive Officer and Chief Financial Officer

 

(Principal Executive Officer)

 

 

Date

7-15-08

 

 

*Print the name and title of each signing officer under his or her signature.