-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VS3c42T5dvMSlCfy+L6khZOk8qK+oFM/LvSN8b0IXWtmW8JD5Pl0OHmhlXVT86Vh SKGDA1Nh+io1gh7Us9OdeQ== 0001140361-10-040712.txt : 20101012 0001140361-10-040712.hdr.sgml : 20101011 20101012085405 ACCESSION NUMBER: 0001140361-10-040712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101008 FILED AS OF DATE: 20101012 DATE AS OF CHANGE: 20101012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Harvey CENTRAL INDEX KEY: 0001300105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14128 FILM NUMBER: 101117645 MAIL ADDRESS: STREET 1: 3140 ROUTE 22 WEST CITY: SOMERVILLE STATE: NJ ZIP: 08876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGING VISION INC CENTRAL INDEX KEY: 0001002554 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 113096941 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 QUENTIN ROOSEVELT BLVD STREET 2: SUITE 508 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 5163902100 MAIL ADDRESS: STREET 1: 100 QUENTIN ROOSEVELT BLVD STREET 2: SUITE 508 CITY: GARDEN CITY STATE: NY ZIP: 11530 FORMER COMPANY: FORMER CONFORMED NAME: STERLING VISION INC DATE OF NAME CHANGE: 19951020 4 1 doc1.xml FORM 4 X0303 4 2010-10-08 0 0001002554 EMERGING VISION INC ISEE.OB 0001300105 Ross Harvey 180 SOUTH STREET UNIT 101 NEW PROVIDENCE NJ 07974 0 0 1 0 Common Stock 2010-10-08 4 P 0 46500 0.15 A 19511436 D Common Stock 2010-10-08 4 P 0 28000 0.15 A 19539436 D Common Stock 2010-10-08 4 P 0 1700000 0.16 A 21239436 D Includes (i) options to purchase 425,000 Common shares consisting of a) options to purchase 75,000 shares at an exercise price of $0.15 per share, b) options to purchase 150,000 shares at an exercise price of $0.12 per share, c) options to purchase 75,000 shares at an exercise price of $0.47 per share and d) options to purchase 125,000 shares at an exercise price of $0.21 per share, and (ii) as reported by Mr. Ross on an amendment to Schedule 13D filed with the Securities and Exchange Commission, pursuant to an agreement between Mr. Ross and Christopher Payan, the former Chief Executive Officer of the Company, Mr. Ross has the right to cause Mr. Payan to exercise an option to purchase 7,208,220 shares of Common Stock and to assign the underlying shares of Common Stock to Mr. Ross. Harvey Ross 2010-10-08 -----END PRIVACY-ENHANCED MESSAGE-----