-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rs1otIhrTfnA/+kLdBbvYa+CY5SNqe4HwtGt7U2uxm7iRW4LJFfkpzJrgWJYL9ge ZMdbi+h5v/KWpBQC4MmESw== 0001218786-04-000001.txt : 20040114 0001218786-04-000001.hdr.sgml : 20040114 20040114180923 ACCESSION NUMBER: 0001218786-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCANSOFT INC CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943156479 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 9 CENTENNIAL DRIVE CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9789772000 MAIL ADDRESS: STREET 1: 2560 W BAYSHORE RD CITY: PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: VISIONEER INC DATE OF NAME CHANGE: 19951020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENT GERALD JR CENTRAL INDEX KEY: 0001218786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 04525870 BUSINESS ADDRESS: STREET 1: C/O SCANSOFT INC STREET 2: 9 CENTENNIAL DRIVE CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9789772009 MAIL ADDRESS: STREET 1: 9 CENBTENNIAL DRIVE CITY: PEABODY STATE: MA ZIP: 01960 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-01-12 0 0001002517 SCANSOFT INC SSFT 0001218786 KENT GERALD JR 9 CENBTENNIAL DRIVE PEABODY MA 01960 0 0 0 1 CAO & CONTROLLER Common Stock 2004-01-12 4 M 0 625 0.6563 A 625 D Common Stock 2004-01-12 4 S 0 625 5.4 D 0 D Common Stock 2004-01-12 4 M 0 6400 1.2813 A 6400 D Common Stock 2004-01-12 4 S 0 6400 5.4 D 0 D Non-Qualified Stock Option (right to buy) 0.6563 2004-01-12 4 M 0 625 0 D 2002-01-02 2011-01-02 Common Stock 625 2709 D Non-Qualified Stock Option (right to buy) 1.2813 2004-01-12 4 M 0 6400 0 D 2001-08-18 2010-08-18 Common Stock 6400 5866 D Non-Qualified Stock Option (right to buy) 2.0625 2001-07-13 2010-07-13 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 3.25 2000-04-20 2010-04-20 Common Stock 90000 90000 D Non-Qualified Stock Option (right to buy) 4.18 2003-01-31 2012-01-31 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 4.3 2002-12-31 2011-12-31 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 5.36 2002-05-29 2012-04-29 Common Stock 57500 57500 D These shares were sold pursuant to a 10b5-1 Sales Plan. 25% of the Shares subject to the Option shall vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter. 100% of the shares shall vest one year from grant date. Immediate vesting of 13,500 shares. 76,500 shares will vest 25% annually thereafter. These holdings represent a combination of two stock grants. One option for 7,500 shares are exercisable 50% on 8/31/02 and remaining 50% on 2/28/03. The other option for 50,000 shares are exercisable on a monthly basis over two years commencing one month after grant date. By: /s/ Donna M. Belanger For: Gerald Kent 2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----