-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IYEvFgRlic2rbdhFCAQATlBH/nymJqW83ZzWGHhsG6q3b09Ck+JnKCBQTjj6QKeW nwRodM1xJbJx+CJdl1S/2A== 0000899140-06-001246.txt : 20060818 0000899140-06-001246.hdr.sgml : 20060818 20060818160357 ACCESSION NUMBER: 0000899140-06-001246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060816 FILED AS OF DATE: 20060818 DATE AS OF CHANGE: 20060818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuance Communications, Inc. CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943156479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-565-5000 MAIL ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: SCANSOFT INC DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: VISIONEER INC DATE OF NAME CHANGE: 19951020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANEWAY WILLIAM H CENTRAL INDEX KEY: 0001220636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 061043716 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 061043717 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 061043718 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS PRIVATE EQUITY VIII L P CENTRAL INDEX KEY: 0001157334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 061043719 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JEFFREY CENTRAL INDEX KEY: 0001220634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 061043720 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wppe8_nuance4-081806ex.xml X0202 4 2006-08-16 0 0001002517 Nuance Communications, Inc. NUAN 0001157334 WARBURG PINCUS PRIVATE EQUITY VIII L P C/O WARBURG PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001220636 JANEWAY WILLIAM H C/O WARBURG PINCUS & CO. 466 LEXINGTON AVE NEW YORK NY 10017 1 0 0 0 0001220634 HARRIS JEFFREY C/O WARBURG PINCUS & CO. 466 LEXINGTON AVE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.001 per share 2006-08-16 4 P 0 242075 8.0000 A 31187356 D Common Stock, par value $0.001 per share 2006-08-16 4 P 0 12645 7.9900 A 31200001 D Common Stock, par value $0.001 per share 2006-08-16 4 P 0 7940 7.9800 A 31207941 D Common Stock, par value $0.001 per share 2006-08-16 4 P 0 232740 7.9700 A 31440681 D Common Stock, par value $0.001 per share 2006-08-16 4 P 0 2384 7.9600 A 31443065 D Common Stock, par value $0.001 per share 2006-08-16 4 P 0 4619 7.9500 A 31447684 D Common Stock, par value $0.001 per share 2006-08-16 4 P 0 597 7.9400 A 31448281 D See Exhibit 99.1. Exhibit List 99.1 Continuation Sheet WARBURG PINCUS PRIVATE EQUITY VIII, L.P., By: Warburg Pincus Partners LLC, its General Partner, By: Warburg Pincus & Co., its Managing Member, By: /s/ Scott Arenare, Partner 2006-08-18 EX-99 2 n3373194.txt EXHIBIT 99.1 CONTINUATION SHEET EXHIBIT 99.1 ------------ Continuation Sheet ------------------ (1) All of the securities disclosed in Table I of this Form 4 are owned by Warburg Pincus Private Equity VIII, L.P. and two affiliated partnerships ("WP VIII"). Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC"), which is a subsidiary of Warburg Pincus & Co., a New York general partnership ("WP"), is the sole general partner of WP VIII. Warburg Pincus LLC, a New York limited liability company ("WP LLC," and together with WP VIII, WPP LLC and WP, the "Warburg Pincus Entities"), manages WP VIII. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP, WPP LLC and WP LLC may be deemed to be the beneficial owners of the securities beneficially owned by WP VIII. WP, WPP LLC and WP LLC each disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein. William H. Janeway and Jeffrey A. Harris, became directors of Nuance Communications, Inc. (formerly ScanSoft, Inc.) on April 8, 2004 and September 15, 2005, respectively. Mr. Janeway is a partner of WP and a member and a Vice Chairman of WP LLC. Mr. Harris is a partner of WP and a member and a Managing Director of WP LLC. As such, Mr. Janeway and Mr. Harris may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities beneficially owned by WP VIII, WPP LLC, WP LLC and WP. Mr. Janeway and Mr. Harris disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein. Charles R. Kaye and Joseph P. Landy are Managing General Partners of WP and Managing Members and Co-Presidents of WP LLC and may be deemed to control the Warburg Pincus Entities. Messrs Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Entities. Designated Filer: Warburg Pincus Private Equity VIII, L.P. Issuer & Ticker Symbol: Nuance Communications, Inc. (NUAN) Date of Event Requiring Statement: August 16, 2006 WARBURG PINCUS & CO. 1. Name: Warburg Pincus & Co. Address: 466 Lexington Avenue By: /s/ Scott A. Arenare August 18, 2006 -------------------- --------------- New York, New York 10017 Name: Scott A. Arenare Title: Partner 2. Name: Warburg Pincus LLC WARBURG PINCUS LLC Address: c/o Warburg Pincus & Co. 466 Lexington Avenue New York, New York 10017 By: /s/ Scott A. Arenare August 18, 2006 -------------------- --------------- Name: Scott A. Arenare Title: Member 3. Name: Warburg Pincus Partners LLC WARBURG PINCUS PARTNERS LLC Address: c/o Warburg Pincus & Co. 466 Lexington Avenue By: Warburg Pincus & Co., its Managing New York, New York 10017 Member By: /s/ Scott A. Arenare August 18, 2006 -------------------- --------------- Name: Scott A. Arenare Title: Partner Designated Filer: Warburg Pincus Private Equity VIII, L.P. Issuer & Ticker Symbol: Nuance Communications, Inc. (NUAN) Date of Event Requiring Statement: August 16, 2006 4. Name: William H. Janeway (Director) Address: c/o Warburg Pincus & Co. /s/ Scott A. Arenare August 18, 2006 -------------------- --------------- 466 Lexington Avenue Name: William H. Janeway New York, New York 10017 By: Scott A. Arenare, attorney-in-fact Designated Filer: Warburg Pincus Private Equity VIII, L.P. Issuer & Ticker Symbol: Nuance Communications, Inc. (NUAN) Date of Event Requiring Statement: August 16, 2006 5. Name: Jeffrey A. Harris (Director) Address: c/o Warburg Pincus & Co. By: /s/ Scott A. Arenare August 18, 2006 -------------------- --------------- 466 Lexington Avenue Name: Jeffrey A. Harris New York, New York 10017 By: Scott A. Arenare, attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----