-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RZwNLP3Tz/uRGfeH6nH/LmJc3NUSgPP9l1jsID2EpV6ESzhIH6xXs0XSP1mKf2IE aEPrga8Ol2jFdc79S0t3dA== 0000899140-05-000871.txt : 20050919 0000899140-05-000871.hdr.sgml : 20050919 20050919165429 ACCESSION NUMBER: 0000899140-05-000871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050915 FILED AS OF DATE: 20050919 DATE AS OF CHANGE: 20050919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCANSOFT INC CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943156479 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9 CENTENNIAL DRIVE CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9789772000 MAIL ADDRESS: STREET 1: 2560 W BAYSHORE RD CITY: PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: VISIONEER INC DATE OF NAME CHANGE: 19951020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JEFFREY CENTRAL INDEX KEY: 0001220634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 051091742 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANEWAY WILLIAM H CENTRAL INDEX KEY: 0001220636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 051091743 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 051091744 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 051091745 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS PRIVATE EQUITY VIII L P CENTRAL INDEX KEY: 0001157334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 051091746 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wppe8_scansoft4-091905ex.xml X0202 4 2005-09-15 0 0001002517 SCANSOFT INC SSFT 0001157334 WARBURG PINCUS PRIVATE EQUITY VIII L P C/O WARBURG PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC C/O WARBURG PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001220636 JANEWAY WILLIAM H C/O WARBURG PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 0001220634 HARRIS JEFFREY C/O WARBURG PINCUS LLC 466 LEXINGTON AVE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.001 per share 2005-09-15 4 P 0 14150943 4.24 A 29942281 D Warrants to purch. Common Stock, par value $0.001 per share 5.00 2005-05-05 4 P 0 3117150 0.00 A 2005-09-15 2009-09-15 Common Stock, par value $0.001 3117150 10628776 D See Exhibit 99.1--Continuation Sheet. WARBURG PINCUS PRIVATE EQUITY VIII, L.P., By: Warburg Pincus & Co., its General Partner, By: /s/ Scott A. Arenare, Partner 2005-09-19 EX-99.1 2 w2861892.txt CONTINUATION SHEET EXHIBIT 99.1 CONTINUATION SHEET ------------------ (1) All of the securities disclosed in Table I of this Form 4 are owned by Warburg Pincus Private Equity VIII, L.P. ("WP VIII"). The sole general partner of WP VIII is Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC"). Warburg Pincus & Co., a New York general partnership ("WP") is the managing member of WPP LLC. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages WP VIII. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP, WPP LLC and WP LLC may be deemed to be the beneficial owners of the securities beneficially owned by WP VIII. WP, WPP LLC and WP LLC each disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein. William H. Janeway and Jeffrey A. Harris, became directors of ScanSoft, Inc. (the issuer) on April 8, 2004 and September 15, 2005, respectively. Mr. Janeway is a partner of WP and Vice Chairman of WP LLC. Mr. Harris is a partner of WP and a Managing Director of WP LLC. As such, Mr. Janeway and Mr. Harris may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities beneficially owned by WP VIII, WPP LLC, WP LLC and WP. Mr. Janeway and Mr. Harris disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein. Designated Filer: Warburg Pincus Private Equity VIII, L.P. Issuer & Ticker Symbol: ScanSoft, Inc. (SSFT) Date of Event Requiring Statement: September 15, 2005 1. Name: Warburg Pincus & Co. Address: 466 Lexington Avenue New York, New York 10017 2. Name: Warburg Pincus LLC Address: c/o Warburg Pincus & Co. 466 Lexington Avenue New York, New York 10017 3. Name: Warburg Pincus Partners LLC Address: c/o Warburg Pincus & Co. 466 Lexington Avenue New York, New York 10017 4. Name: William H. Janeway (Director) Address: c/o Warburg Pincus & Co. 466 Lexington Avenue New York, New York 10017 5. Name: Jeffrey A. Harris (Director) Address: c/o Warburg Pincus & Co. 466 Lexington Avenue New York, New York 10017 WARBURG PINCUS & CO. By: /s/ Scott A. Arenare September 19, 2005 ------------------------------ ------------------ Name: Scott A. Arenare Date Title: Partner WARBURG PINCUS LLC By: /s/ Scott A. Arenare September 19, 2005 ------------------------------ ------------------ Name: Scott A. Arenare Date Title: Managing Director WARBURG PINCUS PARTNERS LLC By: /s/ Scott A. Arenare September 19, 2005 ------------------------------ ------------------ Name: Scott A. Arenare Date Title: Managing Director /s/ William H. Janeway September 19, 2005 ------------------------------ ------------------ Name: William H. Janeway Date /s/ Jeffrey A. Harris September 19, 2005 ------------------------------ ------------------ Name: Jeffrey A. Harris Date -----END PRIVACY-ENHANCED MESSAGE-----