8-K 1 d8k.htm FORM 8-K Form 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

January 6, 2004

Date of Report (date of earliest event reported)

 


 

ADVENT SOFTWARE, INC.

(Exact name of Registrant as specified in its charter)

 

State of Delaware

(State or other jurisdiction of

incorporation or organization)

 

0-26994

(Commission File Number)

 

94-2901952

(I.R.S. Employer

Identification Number)

 

301 Brannan Street

San Francisco, California 94107

(Address of principal executive offices)

 

(415) 543-7696

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 



Item 7. Financial Statements and Exhibits

 

(c)    Exhibits

 

Exhibit

No.


  

Description


99.1    Press Release, dated as of January 6, 2004

 

Item 12. Results of Operations and Financial Condition

 

On January 6, 2004, Advent Software, Inc. issued a press release announcing its anticipated fourth quarter results for the three months ended December 31, 2003. The press release is attached as Exhibit 99.1.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

ADVENT SOFTWARE, INC.

By:

  /s/    GRAHAM V. SMITH    
   

Graham V. Smith

Vice President, Finance and

Chief Financial Officer

 

Date: January 6, 2004

 

EXHIBIT INDEX

 

Exhibit

No.


  

Description


99.1    Press Release, dated as of January 6, 2004