-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuixeUqhyuWYIw1bO7LqxcygwdX8rvjOpmTq2NUENdxApzgNaaMoX7P6Mz0TECP/ vfZZjvU0Kf10oP+N/JGnfg== 0001181431-07-056983.txt : 20070911 0001181431-07-056983.hdr.sgml : 20070911 20070911185157 ACCESSION NUMBER: 0001181431-07-056983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070907 FILED AS OF DATE: 20070911 DATE AS OF CHANGE: 20070911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCULLY JOHN H CENTRAL INDEX KEY: 0001202553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111922 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STREET 2: SUITE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATTERSON WILLIAM J CENTRAL INDEX KEY: 0001202551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111920 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STREET 2: SUITE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPO ADVISORY PARTNERS LP CENTRAL INDEX KEY: 0001252456 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111924 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STREET 2: STE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHOEBE SNOW FOUNDATION CENTRAL INDEX KEY: 0001252480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111919 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STREET 2: STE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPO ADVISORY CORP CENTRAL INDEX KEY: 0000919468 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111925 BUSINESS ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STREET 2: SUITE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 4153836600 FORMER NAME: FORMER CONFORMED NAME: SF ADVISORY CORP DATE OF NAME CHANGE: 19990329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBERNDORF WILLIAM E CENTRAL INDEX KEY: 0001218663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111921 BUSINESS ADDRESS: BUSINESS PHONE: 4153836600 MAIL ADDRESS: STREET 1: SPO PARTNERS & CO STREET 2: 591 REDWOOD HWY STE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPO PARTNERS II LP CENTRAL INDEX KEY: 0001046206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 071111923 BUSINESS ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 4153836600 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY, 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 FORMER NAME: FORMER CONFORMED NAME: MAIN STREET PARTNERS LP DATE OF NAME CHANGE: 19970916 4 1 rrd172194.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2007-09-07 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0000919468 SPO ADVISORY CORP 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 0 0 1 0 0001252456 SPO ADVISORY PARTNERS LP 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 0 0 1 0 0001046206 SPO PARTNERS II LP 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 0 0 1 0 0001202553 SCULLY JOHN H 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 1 0 1 0 0001218663 OBERNDORF WILLIAM E 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 0 0 1 0 0001202551 PATTERSON WILLIAM J 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 0 0 1 0 0001252480 PHOEBE SNOW FOUNDATION 591 REDWOOD HIGHWAY , SUITE 3215 MILL VALLEY CA 94941 0 0 1 0 Common Stock 2007-09-10 4 P 0 100 40.26 A 7752670 I See footnotes Common Stock 2007-09-10 4 P 0 1700 40.29 A 7754370 I See footnotes Common Stock 2007-09-10 4 P 0 1700 40.30 A 7756070 I See footnotes Common Stock 2007-09-10 4 P 0 100 40.37 A 7756170 I See footnotes Common Stock 2007-09-10 4 P 0 1538 40.44 A 7757708 I See footnotes Common Stock 2007-09-10 4 P 0 146 40.45 A 7757854 I See footnotes Common Stock 2007-09-10 4 P 0 16 40.46 A 7757870 I See footnotes Common Stock 2007-09-10 4 P 0 100 40.57 A 7757970 I See footnotes Common Stock 2007-09-10 4 P 0 458 40.63 A 7758428 I See footnotes Common Stock 2007-09-10 4 P 0 542 40.64 A 7758970 I See footnotes Common Stock 2007-09-10 4 P 0 1000 40.66 A 7759970 I See footnotes Common Stock 2007-09-10 4 P 0 52 40.68 A 7760022 I See footnotes Common Stock 2007-09-10 4 P 0 1200 40.69 A 7761222 I See footnotes Common Stock 2007-09-10 4 P 0 24 40.73 A 7761246 I See footnotes Common Stock 2007-09-10 4 P 0 2102 40.77 A 7763348 I See footnotes Common Stock 2007-09-10 4 P 0 822 40.78 A 7764170 I See footnotes Common Stock 2007-09-10 4 P 0 3000 40.81 A 7767170 I See footnotes Common Stock 2007-09-10 4 P 0 10800 40.85 A 7777970 I See footnotes Common Stock 2007-09-11 4 P 0 718 41.71 A 7778688 I See footnotes Common Stock 2007-09-11 4 P 0 100 41.74 A 7778788 I See footnotes Common Stock 2007-09-11 4 P 0 1100 41.78 A 7779888 I See footnotes Common Stock 2007-09-11 4 P 0 500 41.79 A 7780388 I See footnotes Common Stock 2007-09-11 4 P 0 1000 41.92 A 7781388 I See footnotes Common Stock 2007-09-11 4 P 0 500 41.95 A 7781888 I See footnotes Common Stock 2007-09-11 4 P 0 4400 41.96 A 7786288 I See footnotes Common Stock 2007-09-11 4 P 0 682 41.98 A 7786970 I See footnotes The entities acquiring these shares are SPO Partners II, L.P. ("SPO Partners"), which bought 91,300 shares and Phoebe Snow Foundation ("PSF"), which bought 2,200 shares. As a result of the purchases causing this filing, 7,107,000 shares of the issurer's common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), William E. Oberndorf ("WEO") and William J. Patterson ("WJP"), the three controlling persons of SPO Corp. Additionally, 644,700 shares are owned directly by San Francisco Partners II, L.P. ("SF Partners"), and may be deemed to be indirectly beneficially owned by (i)SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp. the sole general partner of SF Advisory and (iii) JHS, WEO & WJP, the three controlling persons of SPO Corp. Additionally, as a result of the purchases causing this filing, 30,400 shares of the issuer's common stock are owned directly by PSF. Additionally, JHS owns 200 shares in his IRAs, which are self-directed. Additionally, 4,200 shares are owned by The Elizabeth R. & William J. Patterson Foundation, ("WJPFND"). Additionally, WJP owns 300 shares in his IRA, which is self-directed. Additionally, 170 shares of the issuer's common stock are owned directly by Eli J. Weinberg. Additionally, JHS owns 60,000 options of the issuer's common stock. These options were granted to JHS as a director of the company under the 2002 Stock Plan. Pursuant to the partnership agreement governing SPO Partners, total options owned by JHS may be deemed to be indirecly beneficially owned by SPO Partners, along with any profits arising from the exercise of the options or the benefits of these options once they are vested. JHS, WEO & WJP are the three controlling persons of SPO Corp, the sole general partner of SPO Advisory, which is the sole general partner of SPO Partners. Each of the reporting owners disclaims beneficial ownership of the report ed securities except to the extent of such person's pecuniary interest, if any, therein. Form 2 of 2. The individuals listed in Notes (1),(2),(3) and (4) above (each a "Reporting Person") may be deemed to form a "group", as such term is defined in Rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, for purposes of this filing. JHS is the Chairman of the Board of Directors of the issuer. This filing shall not be deemed as an admission by any Reporting Person that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest, if any, therein. Kim M. Silva, Attorney in fact 2007-09-11 -----END PRIVACY-ENHANCED MESSAGE-----