8-K 1 j9226_8k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

April 3, 2003

Date of Report (date of earliest event reported)

 


 

ADVENT SOFTWARE, INC.

(Exact name of Registrant as specified in its charter)

 

State of Delaware

 

0-26994

 

94-2901952

(State or other jurisdiction of incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer Identification Number)

 

301 Brannan Street

San Francisco, California 94107

(Address of principal executive offices)

 

(415) 543-7696

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

 



 

Item 7.  Financial Statements and Exhibits

 

 

(c)          Exhibits

 

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release, dated as of April 3, 2003, entitled “Advent Software Announces Anticipated First Quarter Revenue”.

 

 

 

 

 

Item 9.  Regulation FD Disclosure (pursuant to Item 12)

 

In accordance with SEC Release No. 33-8216, the following information, intended to be furnished under “Item 12. Results of Operations and Financial Condition,” is instead furnished under “Item 9. Regulation FD Disclosure.”

 

On April 3, 2003, Advent Software, Inc. issued a press release announcing its anticipated results for the three months ended March 31, 2003. The press release is attached as Exhibit 99.1.

 

 

SIGNATURES

 

                Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

ADVENT SOFTWARE, INC.

 

 

 

 

 

By:

/s/ GRAHAM V. SMITH

 

 

 

Graham V. Smith
Vice President, Finance and

Chief Financial Officer

 

Date: April 3, 2003

 

 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release, dated as of April 3, 2003, entitled “Advent Software Announces Anticipated First Quarter Revenue”.

 

 

 

 

 

 

2