0001002225-14-000067.txt : 20140924 0001002225-14-000067.hdr.sgml : 20140924 20140924161558 ACCESSION NUMBER: 0001002225-14-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140922 FILED AS OF DATE: 20140924 DATE AS OF CHANGE: 20140924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottula Todd CENTRAL INDEX KEY: 0001559426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 141118539 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-22 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2014-09-22 4 M 0 233.0 17.91 A 63988 D Common Stock 2014-09-22 4 D 0 130.0 32.33 D 63858 D Common Stock 2014-09-22 4 M 0 478.0 17.8 A 64336 D Common Stock 2014-09-22 4 D 0 264.0 32.33 D 64072 D Common Stock 2014-09-22 4 M 0 681.0 21.67 A 64753 D Common Stock 2014-09-22 4 D 0 457.0 32.33 D 64296 D Common Stock 2014-09-22 4 M 0 233.0 17.91 A 64529 D Common Stock 2014-09-22 4 D 0 130.0 32.33 D 64399 D Common Stock 2014-09-22 4 S 0 644.0 32.11 D 63755 D Stock Appreciation Rights 17.8 2014-09-22 4 M 0 478.0 0.0 D 2013-05-14 2022-05-14 Common Stock 478 9558 D Stock Appreciation Rights 17.91 2014-09-22 4 M 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 4200 D Stock Appreciation Rights 17.91 2014-09-22 4 M 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 3967 D Stock Appreciation Rights 21.67 2014-09-22 4 M 0 681.0 0.0 D 2014-05-14 2023-05-14 Common Stock 681 21800 D Transaction pursuant to 10b5-1 plan dated 30 August 2013 Shares traded for option cost. No open market activity. By: James S Cox For: Todd J Gottula 2014-09-24