0001002225-14-000058.txt : 20140721 0001002225-14-000058.hdr.sgml : 20140721 20140721203405 ACCESSION NUMBER: 0001002225-14-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140717 FILED AS OF DATE: 20140721 DATE AS OF CHANGE: 20140721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox James S CENTRAL INDEX KEY: 0001441361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14985451 MAIL ADDRESS: STREET 1: 600 TOWNSEND CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-07-17 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001441361 Cox James S 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CFO Common Stock 2014-07-17 4 M 0 6000.0 8.0 A 90624 D Common Stock 2014-07-17 4 D 0 1507.0 31.87 D 89117 D Common Stock 2014-07-17 4 F 0 1688.0 31.87 D 87429 D Common Stock 2014-07-18 4 S 0 2805.0 31.5323 D 84624 D Stock Appreciation Rights 8.0 2014-07-17 4 M 0 6000.0 0.0 D 2009-07-15 2018-07-15 Common Stock 6000 12000 D Transaction pursuant to 10b5-1 plan dated 9 September 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. James S Cox 2014-07-21