0001002225-14-000057.txt : 20140717 0001002225-14-000057.hdr.sgml : 20140717 20140717210755 ACCESSION NUMBER: 0001002225-14-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140715 FILED AS OF DATE: 20140717 DATE AS OF CHANGE: 20140717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14981580 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-07-15 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2014-07-15 4 M 0 7500.0 7.84 A 169828 D Common Stock 2014-07-15 4 D 0 1816.0 32.39 D 168012 D Common Stock 2014-07-15 4 F 0 2966.0 32.39 D 165046 D Common Stock 2014-07-16 4 D 0 2869.0 31.87 D 162177 D Common Stock 2014-07-17 4 S 0 2718.0 31.6096 D 159459 D Stock Appreciation Rights 7.84 2014-07-15 4 M 0 7500.0 0.0 D 2007-03-14 2016-03-14 Common Stock 7500 33935 D Transaction pursuant to 10b5-1 plan dated 13 November 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity. By: James S Cox For: David P Hess 2014-07-17