0001002225-14-000055.txt : 20140523
0001002225-14-000055.hdr.sgml : 20140523
20140523180134
ACCESSION NUMBER: 0001002225-14-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140521
FILED AS OF DATE: 20140523
DATE AS OF CHANGE: 20140523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottula Todd
CENTRAL INDEX KEY: 0001559426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 14868093
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-05-21
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559426
Gottula Todd
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CTO, Global Solutn Dev
Common Stock
2014-05-21
4
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2368.0
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Common Stock
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4
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2014-05-21
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D
0
143.0
29.17
D
63845
D
Common Stock
2014-05-21
4
F
0
34.0
29.17
D
63811
D
Common Stock
2014-05-21
4
M
0
245.0
12.75
A
64056
D
Common Stock
2014-05-21
4
D
0
107.0
29.17
D
63949
D
Common Stock
2014-05-21
4
F
0
52.0
29.17
D
63897
D
Common Stock
2014-05-21
4
M
0
478.0
17.8
A
64375
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Common Stock
2014-05-21
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Common Stock
2014-05-21
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2014-05-21
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F
0
50.0
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Common Stock
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4
S
0
399.0
29.16
D
63755
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12.75
2014-05-21
4
D
0
245.0
0.0
D
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2020-05-14
Common Stock
245
240
D
Stock Appreciation Rights
12.75
2014-05-21
4
D
0
240.0
0.0
D
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2020-05-14
Common Stock
240
0
D
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2014-05-21
4
D
0
478.0
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2022-05-14
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D
Stock Appreciation Rights
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2014-05-21
4
D
0
233.0
0.0
D
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2021-05-13
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0
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2021-05-13
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Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
By: James S Cox For: Todd J Gottula
2014-05-23