0001002225-14-000055.txt : 20140523 0001002225-14-000055.hdr.sgml : 20140523 20140523180134 ACCESSION NUMBER: 0001002225-14-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140521 FILED AS OF DATE: 20140523 DATE AS OF CHANGE: 20140523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottula Todd CENTRAL INDEX KEY: 0001559426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14868093 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-05-21 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2014-05-21 4 S 0 2368.0 28.54 D 63755 D Common Stock 2014-05-21 4 M 0 233.0 17.91 A 63988 D Common Stock 2014-05-21 4 D 0 143.0 29.17 D 63845 D Common Stock 2014-05-21 4 F 0 34.0 29.17 D 63811 D Common Stock 2014-05-21 4 M 0 245.0 12.75 A 64056 D Common Stock 2014-05-21 4 D 0 107.0 29.17 D 63949 D Common Stock 2014-05-21 4 F 0 52.0 29.17 D 63897 D Common Stock 2014-05-21 4 M 0 478.0 17.8 A 64375 D Common Stock 2014-05-21 4 D 0 292.0 29.17 D 64083 D Common Stock 2014-05-21 4 F 0 70.0 29.17 D 64013 D Common Stock 2014-05-21 4 M 0 233.0 17.91 A 64246 D Common Stock 2014-05-21 4 D 0 143.0 29.17 D 64103 D Common Stock 2014-05-21 4 F 0 34.0 29.17 D 64069 D Common Stock 2014-05-21 4 M 0 240.0 12.75 A 64309 D Common Stock 2014-05-21 4 D 0 105.0 29.17 D 64204 D Common Stock 2014-05-21 4 F 0 50.0 29.17 D 64154 D Common Stock 2014-05-22 4 S 0 399.0 29.16 D 63755 D Stock Appreciation Rights 12.75 2014-05-21 4 D 0 245.0 0.0 D 2011-05-14 2020-05-14 Common Stock 245 240 D Stock Appreciation Rights 12.75 2014-05-21 4 D 0 240.0 0.0 D 2011-05-14 2020-05-14 Common Stock 240 0 D Stock Appreciation Rights 17.8 2014-05-21 4 D 0 478.0 0.0 D 2013-05-14 2022-05-14 Common Stock 478 11470 D Stock Appreciation Rights 17.91 2014-05-21 4 D 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 6067 D Stock Appreciation Rights 17.91 2014-05-21 4 D 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 5834 D Transaction pursuant to 10b5-1 plan dated 30 August 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: Todd J Gottula 2014-05-23