0001002225-14-000032.txt : 20140324
0001002225-14-000032.hdr.sgml : 20140324
20140324182746
ACCESSION NUMBER: 0001002225-14-000032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140321
FILED AS OF DATE: 20140324
DATE AS OF CHANGE: 20140324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottula Todd
CENTRAL INDEX KEY: 0001559426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 14714170
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-21
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559426
Gottula Todd
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CTO, Global Solutn Dev
Common Stock
2014-03-21
4
M
0
245.0
12.75
A
67790
D
Common Stock
2014-03-21
4
D
0
104.0
30.3
D
67686
D
Common Stock
2014-03-21
4
F
0
53.0
30.3
D
67633
D
Common Stock
2014-03-21
4
M
0
478.0
17.8
A
68111
D
Common Stock
2014-03-21
4
D
0
281.0
30.3
D
67830
D
Common Stock
2014-03-21
4
M
0
240.0
12.75
A
68070
D
Common Stock
2014-03-21
4
D
0
101.0
30.3
D
67969
D
Common Stock
2014-03-21
4
M
0
234.0
17.91
A
68203
D
Common Stock
2014-03-21
4
D
0
139.0
30.3
D
68064
D
Common Stock
2014-03-21
4
F
0
35.0
30.3
D
68029
D
Common Stock
2014-03-21
4
M
0
233.0
17.91
A
68262
D
Common Stock
2014-03-21
4
D
0
138.0
30.3
D
68124
D
Common Stock
2014-03-21
4
F
0
35.0
30.3
D
68089
D
Common Stock
2014-03-24
4
S
0
418.0
30.44
D
67671
D
Stock Appreciation Rights
12.75
2014-03-21
4
M
0
245.0
0.0
D
2011-05-14
2020-05-14
Common Stock
245
1210
D
Stock Appreciation Rights
12.75
2014-03-21
4
M
0
240.0
0.0
D
2011-05-14
2020-05-14
Common Stock
240
970
D
Stock Appreciation Rights
17.8
2014-03-21
4
M
0
478.0
0.0
D
2013-05-14
2022-05-14
Common Stock
478
12426
D
Stock Appreciation Rights
17.91
2014-03-21
4
M
0
234.0
0.0
D
2012-05-13
2021-05-13
Common Stock
234
7000
D
Stock Appreciation Rights
17.91
2014-03-21
4
M
0
233.0
0.0
D
2012-05-13
2021-05-13
Common Stock
233
6767
D
Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level.
By: Randall Cook For: Todd J Gottula
2014-03-24