0001002225-14-000032.txt : 20140324 0001002225-14-000032.hdr.sgml : 20140324 20140324182746 ACCESSION NUMBER: 0001002225-14-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140321 FILED AS OF DATE: 20140324 DATE AS OF CHANGE: 20140324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottula Todd CENTRAL INDEX KEY: 0001559426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14714170 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-03-21 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2014-03-21 4 M 0 245.0 12.75 A 67790 D Common Stock 2014-03-21 4 D 0 104.0 30.3 D 67686 D Common Stock 2014-03-21 4 F 0 53.0 30.3 D 67633 D Common Stock 2014-03-21 4 M 0 478.0 17.8 A 68111 D Common Stock 2014-03-21 4 D 0 281.0 30.3 D 67830 D Common Stock 2014-03-21 4 M 0 240.0 12.75 A 68070 D Common Stock 2014-03-21 4 D 0 101.0 30.3 D 67969 D Common Stock 2014-03-21 4 M 0 234.0 17.91 A 68203 D Common Stock 2014-03-21 4 D 0 139.0 30.3 D 68064 D Common Stock 2014-03-21 4 F 0 35.0 30.3 D 68029 D Common Stock 2014-03-21 4 M 0 233.0 17.91 A 68262 D Common Stock 2014-03-21 4 D 0 138.0 30.3 D 68124 D Common Stock 2014-03-21 4 F 0 35.0 30.3 D 68089 D Common Stock 2014-03-24 4 S 0 418.0 30.44 D 67671 D Stock Appreciation Rights 12.75 2014-03-21 4 M 0 245.0 0.0 D 2011-05-14 2020-05-14 Common Stock 245 1210 D Stock Appreciation Rights 12.75 2014-03-21 4 M 0 240.0 0.0 D 2011-05-14 2020-05-14 Common Stock 240 970 D Stock Appreciation Rights 17.8 2014-03-21 4 M 0 478.0 0.0 D 2013-05-14 2022-05-14 Common Stock 478 12426 D Stock Appreciation Rights 17.91 2014-03-21 4 M 0 234.0 0.0 D 2012-05-13 2021-05-13 Common Stock 234 7000 D Stock Appreciation Rights 17.91 2014-03-21 4 M 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 6767 D Transaction pursuant to 10b5-1 plan dated 30 August 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level. By: Randall Cook For: Todd J Gottula 2014-03-24