X0306 4 2013-12-23 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2013-12-23 4 M 0 233.0 17.91 A 34478 D Common Stock 2013-12-23 4 D 0 120.0 34.58 D 34358 D Common Stock 2013-12-23 4 F 0 42.0 34.58 D 34316 D Common Stock 2013-12-23 4 M 0 246.0 12.75 A 34562 D Common Stock 2013-12-23 4 D 0 90.0 34.58 D 34472 D Common Stock 2013-12-23 4 F 0 58.0 34.58 D 34414 D Common Stock 2013-12-23 4 M 0 477.0 17.8 A 34891 D Common Stock 2013-12-23 4 D 0 245.0 34.58 D 34646 D Common Stock 2013-12-23 4 F 0 86.0 34.58 D 34560 D Common Stock 2013-12-23 4 M 0 234.0 17.91 A 34794 D Common Stock 2013-12-23 4 D 0 121.0 34.58 D 34673 D Common Stock 2013-12-23 4 F 0 42.0 34.58 D 34631 D Common Stock 2013-12-23 4 M 0 239.0 12.75 A 34870 D Common Stock 2013-12-23 4 D 0 88.0 34.58 D 34782 D Common Stock 2013-12-23 4 F 0 56.0 34.58 D 34726 D Common Stock 2013-12-24 4 S 0 476.0 34.49 D 34250 D Stock Appreciation Rights 12.75 2013-12-23 4 M 0 246.0 0.0 D 2011-05-14 2020-05-14 Common Stock 246 2664 D Stock Appreciation Rights 12.75 2013-12-23 4 M 0 239.0 0.0 D 2011-05-14 2020-05-14 Common Stock 239 2425 D Stock Appreciation Rights 17.8 2013-12-23 4 M 0 477.0 0.0 D 2013-05-14 2022-05-14 Common Stock 477 13860 D Stock Appreciation Rights 17.91 2013-12-23 4 M 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 8401 D Stock Appreciation Rights 17.91 2013-12-23 4 M 0 234.0 0.0 D 2012-05-13 2021-05-13 Common Stock 234 8167 D Transaction pursuant to 10b5-1 plan dated 30 August 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: Todd J Gottula 2013-12-24