0001002225-13-000119.txt : 20131218 0001002225-13-000119.hdr.sgml : 20131218 20131218183903 ACCESSION NUMBER: 0001002225-13-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131129 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 131286433 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-11-29 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2013-11-29 4 J 0 99.0 28.203 A 61709 D Common Stock 2013-12-16 4 M 0 7500.0 7.84 A 69209 D Common Stock 2013-12-16 4 D 0 1699.0 34.61 D 67510 D Common Stock 2013-12-16 4 F 0 3026.0 34.61 D 64484 D Common Stock 2013-12-18 4 S 0 2775.0 34.3039 D 61709 D Stock Appreciation Rights 7.84 2013-12-16 4 M 0 7500.0 0.0 D 2007-03-14 2016-03-14 Common Stock 7500 78935 D Shares acquired through the 2005 Employee Stock Purchase Plan on 29 November 2013 Transaction pursuant to 10b5-1 plan dated 13 November 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: David Peter Hess 2013-12-18