0001002225-13-000075.txt : 20130712 0001002225-13-000075.hdr.sgml : 20130712 20130712214445 ACCESSION NUMBER: 0001002225-13-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130710 FILED AS OF DATE: 20130712 DATE AS OF CHANGE: 20130712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 13966920 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-07-10 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Stock Appreciation Rights 7.84 2013-07-10 2013-07-10 4 A 0 86435.0 0.0 A 2007-03-14 2016-03-14 Common Stock 86435 86435 D Stock Appreciation Rights 7.84 2013-07-10 2013-07-10 4 A 0 60000.0 0.0 A 2010-01-15 2019-01-15 Common Stock 60000 60000 D Stock Appreciation Rights 7.84 2013-07-10 2013-07-10 4 A 0 39000.0 0.0 A 2010-05-14 2019-05-14 Common Stock 39000 39000 D Stock Appreciation Rights 9.57 2013-07-10 2013-07-10 4 A 0 35000.0 0.0 A 2008-02-14 2017-02-14 Common Stock 35000 35000 D Stock Appreciation Rights 10.57 2013-07-10 2013-07-10 4 D 0 60000.0 0.0 D 2010-01-15 2019-01-15 Common Stock 60000 0 D Stock Appreciation Rights 11.88 2013-07-10 2013-07-10 4 A 0 25200.0 0.0 A 2009-05-14 2018-05-14 Common Stock 25200 25200 D Stock Appreciation Rights 12.75 2013-07-10 2013-07-10 4 A 0 59000.0 0.0 A 2011-05-14 2020-05-14 Common Stock 59000 59000 D Stock Appreciation Rights 14.09 2013-07-10 2013-07-10 4 D 0 86435.0 0.0 D 2007-03-14 2016-03-14 Common Stock 86435 0 D Stock Appreciation Rights 16.21 2013-07-10 2013-07-10 4 D 0 39000.0 0.0 D 2010-05-14 2019-05-14 Common Stock 39000 0 D Stock Appreciation Rights 17.8 2013-07-10 2013-07-10 4 A 0 47560.0 0.0 A 2013-05-14 2022-05-14 Common Stock 47560 47560 D Stock Appreciation Rights 17.91 2013-07-10 2013-07-10 4 A 0 46900.0 0.0 A 2012-05-13 2021-05-13 Common Stock 46900 46900 D Stock Appreciation Rights 18.23 2013-07-10 2013-07-10 4 A 0 70570.0 0.0 A 2013-07-16 2022-07-16 Common Stock 70570 70570 D Stock Appreciation Rights 18.57 2013-07-10 2013-07-10 4 D 0 35000.0 0.0 D 2008-02-14 2017-02-14 Common Stock 35000 0 D Stock Appreciation Rights 20.88 2013-07-10 2013-07-10 4 D 0 25200.0 0.0 D 2009-05-14 2018-05-14 Common Stock 25200 0 D Stock Appreciation Rights 21.67 2013-07-10 2013-07-10 4 A 0 139000.0 0.0 A 2014-05-14 2023-05-14 Common Stock 139000 139000 D Stock Appreciation Rights 21.75 2013-07-10 2013-07-10 4 D 0 59000.0 0.0 D 2011-05-14 2020-05-14 Common Stock 59000 0 D Stock Appreciation Rights 26.8 2013-07-10 2013-07-10 4 D 0 47560.0 0.0 D 2013-05-14 2022-05-14 Common Stock 47560 0 D Stock Appreciation Rights 26.91 2013-07-10 2013-07-10 4 D 0 46900.0 0.0 D 2012-05-13 2021-05-13 Common Stock 46900 0 D Stock Appreciation Rights 27.23 2013-07-10 2013-07-10 4 D 0 70570.0 0.0 D 2013-07-16 2022-07-16 Common Stock 70570 0 D Stock Appreciation Rights 30.67 2013-07-10 2013-07-10 4 D 0 139000.0 0.0 D 2014-05-14 2023-05-14 Common Stock 139000 0 D The transactions reported on this Form 4 reflect an amendment to outstanding options. The Company modified its outstanding stock option awards by reducing the exercise price by $9 per option. For certain options that cannot be reduced by the full $9, Advent compensated those option holders with a cash payment for the difference between $9 and the reduction of their exercise price. No other change to original terms of grant, no market activity. By: James S. Cox For: David P. Hess 2013-07-12