0001002225-13-000075.txt : 20130712
0001002225-13-000075.hdr.sgml : 20130712
20130712214445
ACCESSION NUMBER: 0001002225-13-000075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130710
FILED AS OF DATE: 20130712
DATE AS OF CHANGE: 20130712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David Peter
CENTRAL INDEX KEY: 0001309147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 13966920
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-07-10
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001309147
Hess David Peter
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
1
0
0
Chief Executive Officer
Stock Appreciation Rights
7.84
2013-07-10
2013-07-10
4
A
0
86435.0
0.0
A
2007-03-14
2016-03-14
Common Stock
86435
86435
D
Stock Appreciation Rights
7.84
2013-07-10
2013-07-10
4
A
0
60000.0
0.0
A
2010-01-15
2019-01-15
Common Stock
60000
60000
D
Stock Appreciation Rights
7.84
2013-07-10
2013-07-10
4
A
0
39000.0
0.0
A
2010-05-14
2019-05-14
Common Stock
39000
39000
D
Stock Appreciation Rights
9.57
2013-07-10
2013-07-10
4
A
0
35000.0
0.0
A
2008-02-14
2017-02-14
Common Stock
35000
35000
D
Stock Appreciation Rights
10.57
2013-07-10
2013-07-10
4
D
0
60000.0
0.0
D
2010-01-15
2019-01-15
Common Stock
60000
0
D
Stock Appreciation Rights
11.88
2013-07-10
2013-07-10
4
A
0
25200.0
0.0
A
2009-05-14
2018-05-14
Common Stock
25200
25200
D
Stock Appreciation Rights
12.75
2013-07-10
2013-07-10
4
A
0
59000.0
0.0
A
2011-05-14
2020-05-14
Common Stock
59000
59000
D
Stock Appreciation Rights
14.09
2013-07-10
2013-07-10
4
D
0
86435.0
0.0
D
2007-03-14
2016-03-14
Common Stock
86435
0
D
Stock Appreciation Rights
16.21
2013-07-10
2013-07-10
4
D
0
39000.0
0.0
D
2010-05-14
2019-05-14
Common Stock
39000
0
D
Stock Appreciation Rights
17.8
2013-07-10
2013-07-10
4
A
0
47560.0
0.0
A
2013-05-14
2022-05-14
Common Stock
47560
47560
D
Stock Appreciation Rights
17.91
2013-07-10
2013-07-10
4
A
0
46900.0
0.0
A
2012-05-13
2021-05-13
Common Stock
46900
46900
D
Stock Appreciation Rights
18.23
2013-07-10
2013-07-10
4
A
0
70570.0
0.0
A
2013-07-16
2022-07-16
Common Stock
70570
70570
D
Stock Appreciation Rights
18.57
2013-07-10
2013-07-10
4
D
0
35000.0
0.0
D
2008-02-14
2017-02-14
Common Stock
35000
0
D
Stock Appreciation Rights
20.88
2013-07-10
2013-07-10
4
D
0
25200.0
0.0
D
2009-05-14
2018-05-14
Common Stock
25200
0
D
Stock Appreciation Rights
21.67
2013-07-10
2013-07-10
4
A
0
139000.0
0.0
A
2014-05-14
2023-05-14
Common Stock
139000
139000
D
Stock Appreciation Rights
21.75
2013-07-10
2013-07-10
4
D
0
59000.0
0.0
D
2011-05-14
2020-05-14
Common Stock
59000
0
D
Stock Appreciation Rights
26.8
2013-07-10
2013-07-10
4
D
0
47560.0
0.0
D
2013-05-14
2022-05-14
Common Stock
47560
0
D
Stock Appreciation Rights
26.91
2013-07-10
2013-07-10
4
D
0
46900.0
0.0
D
2012-05-13
2021-05-13
Common Stock
46900
0
D
Stock Appreciation Rights
27.23
2013-07-10
2013-07-10
4
D
0
70570.0
0.0
D
2013-07-16
2022-07-16
Common Stock
70570
0
D
Stock Appreciation Rights
30.67
2013-07-10
2013-07-10
4
D
0
139000.0
0.0
D
2014-05-14
2023-05-14
Common Stock
139000
0
D
The transactions reported on this Form 4 reflect an amendment to outstanding options. The Company modified its outstanding stock option awards by reducing the exercise price by $9 per option. For certain options that cannot be reduced by the full $9, Advent compensated those option holders with a cash payment for the difference between $9 and the reduction of their exercise price. No other change to original terms of grant, no market activity.
By: James S. Cox For: David P. Hess
2013-07-12