0001002225-12-000052.txt : 20120516
0001002225-12-000052.hdr.sgml : 20120516
20120516171344
ACCESSION NUMBER: 0001002225-12-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120514
FILED AS OF DATE: 20120516
DATE AS OF CHANGE: 20120516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David Peter
CENTRAL INDEX KEY: 0001309147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 12849586
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0305
4
2012-05-14
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001309147
Hess David Peter
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
1
0
0
President
Common Stock
2012-05-14
4
M
0
5000.0
9.48
A
34634.0
D
Common Stock
2012-05-14
4
S
0
5000.0
26.7375
D
29634.0
D
Common Stock
2012-05-14
4
D
0
1834.0
26.8
D
27800.0
D
Common Stock
2012-05-14
4
D
0
660.0
26.8
D
27140.0
D
Common Stock
2012-05-14
4
A
0
7420.0
0.0
A
34560.0
D
Non-Qualified Stock Option (right to buy)
9.48
2012-05-14
4
M
0
5000.0
26.7375
D
2004-10-17
2013-10-17
Common Stock
5000.0
9182.0
D
Stock Appreciation Rights
26.8
2012-05-14
4
A
0
47560.0
0.0
A
2013-05-14
2022-05-14
Common Stock
47560.0
47560.0
D
Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
50% of the Restricted Stock Units will vest on the two year anniversary of the date of grant and 50% of the Restricted Stock Units will vest on the four year anniversary of the date of grant, subject to the Participant remaining a Service Provider until the respective vesting dates and the Company achieving certain performance goals as established pursuant to the Company's 2002 Stock Plan, as amended and restated on April 1, 2012.
Transaction pursuant to 10b5-1 plan dated February 9, 2012
25% of the Shares subject to the Stock Appreciation Right shall vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the grant shall vest each month thereafter, subject to the employee continuing to be a Service Provider on such dates.
By: Randall Cook For: David Peter Hess Jr
2012-05-16