-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6v0mILulG9HIUI2LPDCs2gkDf+A4agkE8rGaxGSQ8e/7ekgFnQNW5vUCUudnsZk kJ8Kn9R2JJOSmV3igVYK9w== 0001002225-10-000058.txt : 20100604 0001002225-10-000058.hdr.sgml : 20100604 20100604123200 ACCESSION NUMBER: 0001002225-10-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100323 FILED AS OF DATE: 20100604 DATE AS OF CHANGE: 20100604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III CENTRAL INDEX KEY: 0001197110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 10878209 MAIL ADDRESS: STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES STREET 2: 225 WEST WACKER DRIVE, SUITE 950 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-03-23 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001197110 AUKEN WENDELL G VAN III 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2010-05-13 4 Z 0 1800 D 0 D Common Stock 2010-06-02 4 A 0 900 0 A 900 D Common Stock 2010-03-23 4 G 0 510 D 12600 I WG&ES VanAuken Trust Common Stock 2010-05-13 4 Z 0 1800 A 14400 I WG&ES VanAuken Trust Common Stock 8000 I Dog Hill Partners LP Common Stock 8000 I Van Auken Charitable Stock Appreciation Rights 42.67 2010-06-02 4 A 0 5000 A 2011-06-02 2020-06-02 Common Stock 5000 5000 D Transfer of shares from directly held to indirectly held in Trust Grant of Restricted Stock Units Shares gifted from the Van Auken Family Trust Dog Hill Partners LP Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96 Grant of Stock Settled Stock Appreciation Rights By: James S Cox For: Wendell G Van Auken 2010-06-03 -----END PRIVACY-ENHANCED MESSAGE-----