-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgjmiUmoafxrRfIRHMjbUBo2BvKiHvzPLRqAUXuB/KzvXg6G01JaLl81wsvqa+1m mrqb14/P2Asu/KwW7r54Pg== 0001002225-09-000017.txt : 20090326 0001002225-09-000017.hdr.sgml : 20090326 20090326123345 ACCESSION NUMBER: 0001002225-09-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090105 FILED AS OF DATE: 20090326 DATE AS OF CHANGE: 20090326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG LILY CENTRAL INDEX KEY: 0001195461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 09705985 MAIL ADDRESS: STREET 1: 301 BRANNAN ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-01-05 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001195461 CHANG LILY 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO Common Stock 2009-02-03 4 Z 0 516 D 19596 D Common Stock 2009-02-14 4 F 0 670 29.05 D 18926 D Common Stock 2009-03-05 4 Z 0 1263 D 17663 D Common Stock 2009-03-17 4 Z 0 1205 D 16458 D Common Stock 2009-03-24 4 M 0 33000 21.375 A 49458 D Common Stock 2009-03-24 4 F 0 23242 30.35 D 26216 D Common Stock 2009-03-24 4 F 0 3488 30.35 D 22728 D Common Stock 2009-01-05 4 G 0 500 0 D 237262 I U/A/D Trust 8/21/00 Common Stock 2009-02-03 4 Z 0 516 A 237778 I U/A/D Trust 8/21/00 Common Stock 2009-03-05 4 Z 0 1263 A 239041 I U/A/D Trust 8/21/00 Common Stock 2009-03-17 4 Z 0 1205 A 240246 I U/A/D Trust 8/21/00 Common Stock 4000 I by CRT Trust Non-Qualified Stock Option (right to buy) 21.375 2009-03-24 4 M 0 33000 D 2003-05-04 2009-05-04 Common Stock 33000 33883 D Transfer of shares from directly held to indirectly held in Trust Shares traded for taxes. No open market activity. Shares traded for option cost. No open market activity. Option exercise, no open market activity. By: James S Cox For: Lily S Chang 2009-03-26 -----END PRIVACY-ENHANCED MESSAGE-----