-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WH2nPmT9UWCxEvkB7hdOeYVR/bhO/VpOd7j4m7TbMOo3PNOZ5jK+xNOANEZ519mm mPiqIR8BDv/mn4UCw/Pa9g== 0001002225-09-000015.txt : 20090325 0001002225-09-000015.hdr.sgml : 20090325 20090325131749 ACCESSION NUMBER: 0001002225-09-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090323 FILED AS OF DATE: 20090325 DATE AS OF CHANGE: 20090325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Manfredi Christine S CENTRAL INDEX KEY: 0001459420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 09703514 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-03-23 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001459420 Manfredi Christine S 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2009-03-23 4 A 0 4500 0 A 4500 D Stock Appreciation Rights 31.43 2009-03-23 4 A 0 21000 A 2019-03-23 Common Stock 21000 21000 D Restricted Stock Unit 4 year vest: 50% at 24 months, remaining 50% at 48 months This grant shall vest and be exercisable over a period of four years from the date of grant as follows: One-fourth of the option shares shall vest and be exercisable upon completion of twelve (12) months of service measured from the date of grant and the balance of the option shares shall vest and be exercisable in a series of successive equal monthly installments upon the optionee's completion of each of the next thirty-six (36) months of service thereafter. Grant of Stock Settled Stock Appreciation Rights By: James S Cox For: Christine S Manfredi 2009-03-25 -----END PRIVACY-ENHANCED MESSAGE-----