0001140361-14-040993.txt : 20141110 0001140361-14-040993.hdr.sgml : 20141110 20141110164329 ACCESSION NUMBER: 0001140361-14-040993 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141104 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Family SD, LLC CENTRAL INDEX KEY: 0001624560 STATE OF INCORPORATION: SD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209258 BUSINESS ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 BUSINESS PHONE: 775-200-1800 MAIL ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JHAB FUND II, LLC CENTRAL INDEX KEY: 0001588328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209259 BUSINESS ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 BUSINESS PHONE: 775-200-1800 MAIL ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCF CO LF, L.P. CENTRAL INDEX KEY: 0001542402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209262 BUSINESS ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 775-832-8199 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JHAB MANAGEMENT II, LLC CENTRAL INDEX KEY: 0001588379 STATE OF INCORPORATION: DE FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209263 BUSINESS ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 BUSINESS PHONE: 775-200-1800 MAIL ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KENT C CENTRAL INDEX KEY: 0001225028 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209266 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD., 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY FUND II LP CENTRAL INDEX KEY: 0001427940 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209260 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001002078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209265 BUSINESS ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 BUSINESS PHONE: 9136422611 MAIL ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 FORMER NAME: FORMER CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY GP II, L.P. CENTRAL INDEX KEY: 0001469683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209261 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY, LLC CENTRAL INDEX KEY: 0001469684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141209264 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 3 1 doc1.xml FORM 3 X0206 3 2014-11-04 0 0001467808 China Cord Blood Corp NYSE: CO 0001225028 MCCARTHY KENT C 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 13 (d) group owning > 10% 0001002078 JAYHAWK CAPITAL MANAGEMENT, L.L.C. 5410 WEST 61ST PLACE SUITE 100 MISSION KS 66205 0 0 0 1 13(d) group owning > 10% 0001469684 JAYHAWK PRIVATE EQUITY, LLC 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 0001588379 JHAB MANAGEMENT II, LLC 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 13 (d) group owning > 10% 0001542402 JCF CO LF, L.P. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 13 (d) group owning > 10% 0001469683 JAYHAWK PRIVATE EQUITY GP II, L.P. 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 0001427940 JAYHAWK PRIVATE EQUITY FUND II LP 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 0001588328 JHAB FUND II, LLC 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 13 (d) group owning > 10% 0001624560 McCarthy Family SD, LLC 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 13 (d) group owning > 10% Common Stock 9887192 I See footnote See Exhibit 99.1 /s/ Kent C. McCarthy 2014-11-07 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C. 2014-11-07 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 2014-11-07 /s/ Kent C. McCarthy, Manager of JHAB Management II, LLC 2014-11-07 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C., which is the general partner of JCF CO LF, L.P 2014-11-07 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P 2014-11-07 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund II, L.P. 2014-11-07 /s/ Kent C. McCarthy, Manager of JHAB Management II, LLC, which is the manager of JHAB Fund II, LLC 2014-11-07 /s/ Michael D. Schmitz, Manager of McCarthy Family SD, LLC 2014-11-07 EX-99.1 2 ex99_1.htm Unassociated Document
Exhibit 99.1
 
Explanation of Response to Table I, Item 4: This Form 3 is being filed jointly for all members of the Section 13(d) reporting group in order to report the securities beneficially owned by McCarthy Family SD, LLC and to add McCarthy Family SD, LLC as an additional member of the Section 13(d) reporting group.  Kent C. McCarthy is the manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P.  Jayhawk Private Equity GP II, L.P. is the general partner of Jayhawk Private Equity Fund II, L.P.  Jayhawk Private Equity Fund II, L.P. directly owns 6,670,000 shares of the issuer reported on this form.  As a result, Mr. McCarthy, Jayhawk Private Equity, LLC and Jayhawk Private Equity GP II, L.P. each indirectly beneficially own 6,670,000 shares.  Kent C. McCarthy is also the manager of Jayhawk Capital Management, LLC, which is the general partner of JCF CO LF, L.P.  JCF CO LF, L.P. directly owns 1,858,291 shares of the issuer reported on this form.  As a result, Mr. McCarthy and Jayhawk Capital Management, LLC indirectly beneficially own 1,858,291 shares.  Kent C. McCarthy is also the manager of JHAB Management II, LLC, which is the manager of JHAB Fund II, LLC.  JHAB Fund II, LLC directly owns 1,308,901 shares of the issuer reported on this form.  As a result, Mr. McCarthy and JHAB Management II, LLC indirectly beneficially own 1,308,901 shares.  McCarthy Family SD, LLC directly owns 50,000 shares of the issuer reported on this form.  Mr. McCarthy has the power to exercise investment control over the shares owned by McCarthy Family SD, LLC.  As a result of being the manager of Jayhawk Capital Management, LLC, Jayhawk Private Equity, LLC, and JHAB Management II, LLC and having indirect investment control over the shares owned by McCarthy Family SD, LLC, Kent C. McCarthy indirectly beneficially owns an aggregate of 9,887,192 shares.  Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person’s pecuniary interest therein.