0001614094-21-000023.txt : 20210312 0001614094-21-000023.hdr.sgml : 20210312 20210312165928 ACCESSION NUMBER: 0001614094-21-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurian George CENTRAL INDEX KEY: 0001586813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 21738290 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-03-10 0 0001002047 NetApp, Inc. NTAP 0001586813 Kurian George 1395 CROSSMAN AVE SUNNYVALE CA 94089 1 1 0 0 CEO Common Stock 2021-03-10 4 M 0 160800 36.59 A 276301 D Common Stock 2021-03-10 4 S 0 160800 66.8486 D 115501 D Non-Qualified Stock Option (right to buy) 36.59 2021-03-10 4 M 0 160800 66.8486 D 2021-06-02 Common Stock 160800 0 D On December 24, 2020, the Reporting Person gifted 170,000 shares. The price in Column 4 is a weighted average price. The prices actually received ranged from $66.49 to $67.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Roberta S Cohen Attorney-in-Fact For: George Kurian 2021-03-12