0001614094-17-000094.txt : 20171003 0001614094-17-000094.hdr.sgml : 20171003 20171003162342 ACCESSION NUMBER: 0001614094-17-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE RICHARD P CENTRAL INDEX KEY: 0001196898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 171118168 MAIL ADDRESS: STREET 1: KLA TENCOR STREET 2: 160 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-09-29 0 0001002047 NetApp, Inc. NTAP 0001196898 WALLACE RICHARD P 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-09-29 4 M 0 17000 34.52 A 24132 D Common Stock 2017-09-29 4 M 0 17000 37.62 A 41132 D Common Stock 2017-09-29 4 S 0 34000 43.5302 D 7132 D Non-Qualified Stock Option (right to buy) 34.52 2017-09-29 4 M 0 17000 43.5302 D 2019-08-30 Common Stock 17000 0 D Non-Qualified Stock Option (right to buy) 37.62 2017-09-29 4 M 0 17000 43.5302 D 2018-08-30 Common Stock 17000 0 D The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. The price in Column 4 is a weighted average price. The prices actually received ranged from $43.40 to $43.705. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Roberta S Cohen Attorney-in-Fact For: Richard P. Wallace 2017-10-03