0001614094-17-000094.txt : 20171003
0001614094-17-000094.hdr.sgml : 20171003
20171003162342
ACCESSION NUMBER: 0001614094-17-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170929
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALLACE RICHARD P
CENTRAL INDEX KEY: 0001196898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 171118168
MAIL ADDRESS:
STREET 1: KLA TENCOR
STREET 2: 160 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-29
0
0001002047
NetApp, Inc.
NTAP
0001196898
WALLACE RICHARD P
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2017-09-29
4
M
0
17000
34.52
A
24132
D
Common Stock
2017-09-29
4
M
0
17000
37.62
A
41132
D
Common Stock
2017-09-29
4
S
0
34000
43.5302
D
7132
D
Non-Qualified Stock Option (right to buy)
34.52
2017-09-29
4
M
0
17000
43.5302
D
2019-08-30
Common Stock
17000
0
D
Non-Qualified Stock Option (right to buy)
37.62
2017-09-29
4
M
0
17000
43.5302
D
2018-08-30
Common Stock
17000
0
D
The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $43.40 to $43.705. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
By: Roberta S Cohen Attorney-in-Fact For: Richard P. Wallace
2017-10-03