SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Kurian George

(Last) (First) (Middle)
1930 CALIFORNIA STREET

(Street)
SAN FRANCISCO CA 94109

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2013
3. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Product Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) (1) 05/31/2019 Common Stock 32,500 $29.44 D
Non-Qualified Stock Option (right to buy) (1) 06/02/2020 Common Stock 35,100 $37.64 D
Non-Qualified Stock Option (right to buy) (2) 04/14/2018 Common Stock 75,000 $48.56 D
Restricted Stock Unit (3) 04/15/2018 Common Stock 12,500 $0 D
Restricted Stock Unit (3) 12/15/2018 Common Stock 18,750 $0 D
Restricted Stock Unit (3) 04/16/2019 Common Stock 7,500 $0 D
Restricted Stock Unit (3) 06/01/2019 Common Stock 8,100 $0 D
Restricted Stock Unit (3) 10/15/2019 Common Stock 20,000 $0 D
Restricted Stock Unit (3) 06/03/2020 Common Stock 21,700 $0 D
Explanation of Responses:
1. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
2. Option vests with respect to 25% of the option shares on the first anniversary of the Optionee's date of hire and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
3. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
By: Michael Nolan, Attornry-in-Fact For: George Kurian 09/16/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.