-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EffeRTbmIVeXN4P7m9nUyuD8UI9nKIyeVvF7En4TxMcaw9M7CqTj0J1o6Eg4ikN8 otcNjENGP9WOdyOtqTvE7g== 0001249323-04-000168.txt : 20041203 0001249323-04-000168.hdr.sgml : 20041203 20041203210245 ACCESSION NUMBER: 0001249323-04-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041202 FILED AS OF DATE: 20041203 DATE AS OF CHANGE: 20041203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN JEFFRY R CENTRAL INDEX KEY: 0001197639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 041185177 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-02 0001002047 NETWORK APPLIANCE INC NTAP 0001197639 ALLEN JEFFRY R 495 E. JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec V P Business Operations Common Stock 2004-12-02 4 M 0 127648 2.32 A 187664 D Common Stock 2004-12-02 4 M 0 9600 1.407 A 197264 D Common Stock 2004-12-02 4 M 0 62752 4.508 A 260016 D Common Stock 2004-12-03 4 S 0 200000 32.832 D 60016 D Non-Qualified Stock Option (right to buy) 1.407 2004-12-02 4 M 0 9600 0 D 2008-01-05 Common Stock 9600 0 D Non-Qualified Stock Option (right to buy) 2.32 2004-12-02 4 M 0 127648 0 D 2006-12-02 Common Stock 127648 0 D Non-Qualified Stock Option (right to buy) 4.509 2004-12-02 4 M 0 62752 0 D 2008-04-30 Common Stock 62752 257248 D Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Option vests with respect to 1/12 of the option shares on 1/31/98 and the balance in a series of equal monthly installments over the next 11 months of service thereafter. Amount of Non-Derivative Securities Beneficially Owned includes 337 shares acquired under the Network Appliance, Inc. Employee Stock Purchase Plan on November 30, 2004. Janice Mahoney by Power of Attorney for Jeffry R. Allen 2004-12-06 -----END PRIVACY-ENHANCED MESSAGE-----