-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TYGiOMQ2rgrXqwrIEjiBpFmsP6hCu1ntj6nXpvNNViE16AIit+PBOwMWpmFC2UxT VSdst68uZAc9+AtwurSwvA== 0001249323-03-000052.txt : 20031104 0001249323-03-000052.hdr.sgml : 20031104 20031104173256 ACCESSION NUMBER: 0001249323-03-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDOZA THOMAS F CENTRAL INDEX KEY: 0001227747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 03977297 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-822-6000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-10-31 0 0001002047 NETWORK APPLIANCE INC NTAP 0001227747 MENDOZA THOMAS F 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 President Non-Qualified Stock Option (right to buy) 24.69 2003-10-31 4 A 0 850000 0 A 2013-10-30 Common Stock 850000 850000 D Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Janice Mahoney by Power-of-Attorney For: Thomas F. Mendoza 2003-11-03 -----END PRIVACY-ENHANCED MESSAGE-----