0001216923-14-000002.txt : 20140221
0001216923-14-000002.hdr.sgml : 20140221
20140221182609
ACCESSION NUMBER: 0001216923-14-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140218
FILED AS OF DATE: 20140221
DATE AS OF CHANGE: 20140221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOORE NICHOLAS G
CENTRAL INDEX KEY: 0001216923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 14635117
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-02-18
0
0001002047
NetApp, Inc.
NTAP
0001216923
MOORE NICHOLAS G
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2014-02-19
4
M
0
5000.0
25.08
A
5000
I
by GRAT
Common Stock
2014-02-19
4
M
0
20000.0
29.5
A
25000
I
by GRAT
Common Stock
2014-02-19
4
M
0
25000.0
27.02
A
50000
I
by GRAT
Common Stock
2014-02-19
4
S
0
50000.0
40.6331
D
0
I
by GRAT
Non-Qualified Stock Option (right to buy)
25.08
2014-02-18
4
G
0
5000.0
0.0
D
2015-09-01
Common Stock
5000
0
D
Non-Qualified Stock Option (right to buy)
27.02
2014-02-18
4
G
0
25000.0
0.0
D
2014-09-18
Common Stock
25000
0
D
Non-Qualified Stock Option (right to buy)
29.5
2014-02-18
4
G
0
20000.0
0.0
D
2016-10-13
Common Stock
20000
0
D
Non-Qualified Stock Option (right to buy)
25.08
2014-02-18
4
G
0
5000.0
0.0
A
2015-09-01
Common Stock
5000
5000
I
by GRAT
Non-Qualified Stock Option (right to buy)
25.08
2014-02-19
4
M
0
5000.0
0.0
D
2015-09-01
Common Stock
5000
0
I
by GRAT
Non-Qualified Stock Option (right to buy)
27.02
2014-02-18
4
G
0
25000.0
0.0
A
2014-09-18
Common Stock
25000
25000
I
by GRAT
Non-Qualified Stock Option (right to buy)
27.02
2014-02-19
4
M
0
25000.0
0.0
D
2014-09-18
Common Stock
25000
0
I
by GRAT
Non-Qualified Stock Option (right to buy)
29.5
2014-02-18
4
G
0
20000.0
0.0
A
2016-10-13
Common Stock
20000
20000
I
by GRAT
Non-Qualified Stock Option (right to buy)
29.5
2014-02-19
4
M
0
20000.0
0.0
D
2016-10-13
Common Stock
20000
0
I
by GRAT
The price in Column 4 is a weighted average price. The sale prices ranged from $36.45 to $36.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
The reporting person transferred the reported option to the Moore 2009 GRAT.
The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
The option is 100% vested as of the date of transfer.
By: Michael Nolan, Attorney-in-Fact For: Nicholas Moore
2014-02-21