0001216923-14-000002.txt : 20140221 0001216923-14-000002.hdr.sgml : 20140221 20140221182609 ACCESSION NUMBER: 0001216923-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE NICHOLAS G CENTRAL INDEX KEY: 0001216923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 14635117 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-18 0 0001002047 NetApp, Inc. NTAP 0001216923 MOORE NICHOLAS G 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2014-02-19 4 M 0 5000.0 25.08 A 5000 I by GRAT Common Stock 2014-02-19 4 M 0 20000.0 29.5 A 25000 I by GRAT Common Stock 2014-02-19 4 M 0 25000.0 27.02 A 50000 I by GRAT Common Stock 2014-02-19 4 S 0 50000.0 40.6331 D 0 I by GRAT Non-Qualified Stock Option (right to buy) 25.08 2014-02-18 4 G 0 5000.0 0.0 D 2015-09-01 Common Stock 5000 0 D Non-Qualified Stock Option (right to buy) 27.02 2014-02-18 4 G 0 25000.0 0.0 D 2014-09-18 Common Stock 25000 0 D Non-Qualified Stock Option (right to buy) 29.5 2014-02-18 4 G 0 20000.0 0.0 D 2016-10-13 Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 25.08 2014-02-18 4 G 0 5000.0 0.0 A 2015-09-01 Common Stock 5000 5000 I by GRAT Non-Qualified Stock Option (right to buy) 25.08 2014-02-19 4 M 0 5000.0 0.0 D 2015-09-01 Common Stock 5000 0 I by GRAT Non-Qualified Stock Option (right to buy) 27.02 2014-02-18 4 G 0 25000.0 0.0 A 2014-09-18 Common Stock 25000 25000 I by GRAT Non-Qualified Stock Option (right to buy) 27.02 2014-02-19 4 M 0 25000.0 0.0 D 2014-09-18 Common Stock 25000 0 I by GRAT Non-Qualified Stock Option (right to buy) 29.5 2014-02-18 4 G 0 20000.0 0.0 A 2016-10-13 Common Stock 20000 20000 I by GRAT Non-Qualified Stock Option (right to buy) 29.5 2014-02-19 4 M 0 20000.0 0.0 D 2016-10-13 Common Stock 20000 0 I by GRAT The price in Column 4 is a weighted average price. The sale prices ranged from $36.45 to $36.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. The reporting person transferred the reported option to the Moore 2009 GRAT. The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. The option is 100% vested as of the date of transfer. By: Michael Nolan, Attorney-in-Fact For: Nicholas Moore 2014-02-21