0001209191-23-049524.txt : 20230914 0001209191-23-049524.hdr.sgml : 20230914 20230914202037 ACCESSION NUMBER: 0001209191-23-049524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230912 FILED AS OF DATE: 20230914 DATE AS OF CHANGE: 20230914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVENS THOMAS MICHAEL CENTRAL INDEX KEY: 0001251445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 231256351 MAIL ADDRESS: STREET 1: C/O BORLAND SOFTWARE CORPORATION STREET 2: 20450 STEVENS CREEK BLVD, SUITE 800 CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-12 0 0001002047 NetApp, Inc. NTAP 0001251445 NEVENS THOMAS MICHAEL 3060 OLSEN DRIVE SAN JOSE CA 95128 1 0 0 0 0 Common Stock 2023-09-12 4 M 0 4485 0.00 A 21789 I By Trust Restricted Stock Unit 2023-09-12 4 M 0 4485 0.00 D Common Stock 4485 0 D Restricted Stock Unit 2023-09-13 4 A 0 4488 0.00 A Common Stock 4488 4488 D Restricted Stock Units convert into common stock on a one-for-one basis. On September 9, 2022, the reporting person was granted 4,485 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders On September 13, 2023, the reporting person was granted 4,488 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Roberta S Cohen Attorney-in-Fact for T. Michael Nevens 2023-09-14